DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sound Income Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Casarella | LPL Financial LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2026 | Sep 10, 2026 |
| Melinda Walton | Cetera Investment Advisers LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jul 21, 2026 |
| Andrew Lawrence Cole | Principal Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 10, 2026 |
| Shadi Mubaidin | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | Jun 12, 2026 |
| Darrin Patrick Worthington | Lifeworks Advisors, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | May 4, 2026 | Apr 30, 2026 |
| Peter Charles Lynch | Prosperity Capital Advisors independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Apr 23, 2026 | Apr 24, 2026 |
| Corey Joseph Shevlin | Prosperity Capital Advisors independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Apr 23, 2026 | Apr 24, 2026 |
| Richard Tobias Carlin | LPL Financial LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 29, 2026 |
| Jalen Adeeb Dagher | Strategic Advisers LLC national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | Apr 22, 2026 |
| Angela Woodhead | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Mar 17, 2026 |
| Phillip Foust | LPL Enterprise, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Feb 4, 2026 |
| Aubrey Ford | Ameriprise Financial Services, LLC national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2026 | Feb 11, 2026 |
| Christopher Lee Treadwell | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Jan 2, 2026 (31 d) |
| Jacob Duane Graves | Cetera Investment Advisers LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Dec 23, 2025 |
| Joshua David Moskowitz | Ameritas Advisory Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 8, 2025 |
| Rhiannon Lynn | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 19, 2025 |
| Jeremiah Todd Szpilka | Ameriprise Financial Services, LLC national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 17, 2026 (106 d) |
| James E. Ellis | Affinity Investment Group, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Oct 30, 2025 | Nov 18, 2025 |
| Erin E Yake | Cetera Investment Advisers LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Nov 6, 2025 |
| Roger Dale Davis | Wmg Financial Advisors, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Oct 3, 2025 | Sep 30, 2025 |
| Rae Denise Haulk Davis | Wmg Financial Advisors, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Oct 3, 2025 | Sep 30, 2025 |
| Daniel Robert Moroney | Empower Advisory Group, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2025 | Oct 8, 2025 |
| Gary Luke Starner | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Sep 24, 2025 |
| David Falcone | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Oct 28, 2025 (53 d) |
| Lester Philip Litchfield | MML Investors Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Sep 10, 2025 |
| Andrew James Mitchell | Charles Schwab & Co., Inc. national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Aug 4, 2025 |
| Charles Parvin | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2025 | Sep 4, 2025 |
| Eric Cote | MML Investors Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 18, 2025 |
| Andrew C Emmerich | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 | Aug 1, 2025 |
| Daniel Wren | Wells Fargo Advisors wirehouse | Sound Income Strategies, LLC independent RIA | Wirehouse to independent RIA | Jul 14, 2025 | Aug 5, 2025 |
| Adam Mcgrath | Fifth Third Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2025 | Jul 14, 2025 |
| Dwight William Rich | International Assets Investment Management, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2025 | Jun 12, 2025 |
| Hunter S Wyckoff | Osaic Wealth, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | Dec 2, 2025 (189 d) |
| Austin James Ryan | Wells Fargo Advisors wirehouse | Sound Income Strategies, LLC independent RIA | Wirehouse to independent RIA | May 12, 2025 | Jul 18, 2025 (67 d) |
| William M Lowes | Empower Advisory Group, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2025 | May 19, 2025 |
| Matthew Jay Jory | Fidelity Personal And Workplace Advisors BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Mar 27, 2025 |
| Michael J Knight | Advisors Capital Management, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Mar 19, 2025 | Apr 2, 2025 |
| Michael Sylvester Rodriguez | Fisher Investments independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Mar 7, 2025 | Mar 24, 2025 |
| Brett Landon Baker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sound Income Strategies, LLC independent RIA | Wirehouse to independent RIA | Feb 11, 2025 | Mar 6, 2025 |
| Don Constantine Avgerinos | Ellis Investment Partners, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Jan 22, 2025 | Jan 10, 2025 |
| David Shane Pearcy | Ae Wealth Management, LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Dec 4, 2024 | Jan 7, 2025 (34 d) |
| Sean Paige Samuel Best | Empower Advisory Group, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Dec 5, 2024 |
| Tyson Joseph Asay | Raymond James & Associates, Inc. national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2024 | Sep 4, 2024 |
| Charlene M Nelson | Spg Advisors LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Aug 2, 2024 | Jul 18, 2024 |
| Adam Angibeau | Alliancebernstein L.P. asset manager | Sound Income Strategies, LLC independent RIA | Other | Jul 31, 2024 | Aug 11, 2025 (376 d) |
| Jason Kyle Rogers | Fisher Investments independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Jul 31, 2024 | Sep 18, 2024 (49 d) |
| Kathleen R Merriman | Ameriprise Financial Services, LLC national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2024 | Aug 10, 2024 |
| Michel Bethea | Pruco Securities, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Sep 6, 2024 (86 d) |
| Christopher David Coppolo | Tucker Asset Management LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | May 14, 2024 | Jul 9, 2024 (56 d) |
| Phong Truong | Allstate Financial Advisors, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Jan 1, 2025 (288 d) |
| Spencer Georgetti | Osaic Wealth, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2024 | Jun 20, 2025 (494 d) |
| Dixon Place Downey | Prime Capital Financial mixed wealth | Sound Income Strategies, LLC independent RIA | RIA to RIA | Feb 8, 2024 | Jul 11, 2024 (154 d) |
| Alexander Joseph Hunt | Dipaolo Financial Group, Inc. independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Jan 26, 2024 | Jan 1, 2025 (341 d) |
| Judson Edward Pyatt | MML Investors Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 5, 2024 |
| Kenneth Richard Carnevale | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2023 | Dec 13, 2023 |
| Jeffrey Scott Russitano | Edward Jones national BD | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2023 | Dec 4, 2023 |
| Christopher D Carrano | Morgan Stanley wirehouse | Sound Income Strategies, LLC independent RIA | Wirehouse to independent RIA | Dec 1, 2023 | Dec 18, 2023 |
| Tamah L Pederson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sound Income Strategies, LLC independent RIA | Wirehouse to independent RIA | Dec 1, 2023 | Jan 2, 2025 (398 d) |
| Scott Stafford Mclean | Belpointe Asset Management LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Nov 21, 2023 | Nov 30, 2023 |
| George Kastanis | Belpointe Asset Management LLC independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Nov 21, 2023 | Nov 17, 2023 |
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133 moves match.