DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,117 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Ae Wealth Management, LLC independent RIA | Apollo Wealth Management state registered | Wooster, Oh | RIA to a state-registered adviser | Feb 14, 2025 |
| 2 | Edelman Financial Engines independent RIA | Farther independent RIA | Austin, Tx | RIA to RIA | Feb 14, 2025 |
| 2 | Realta Investment Advisors, Inc BD affiliated | Independent Financial Group, LLC BD affiliated | Wilmington, De | Affiliated broker-dealer or bank to another | Feb 14, 2025 over 11 d |
| 2 | W••••••• F••••• O•••••• L•• independent RIA | C••••••••• C••••••••• A••••••• S•••••••• independent RIA | Deerfield, Il | RIA to RIA | Feb 13, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Fairfield, Nj | Affiliated broker-dealer or bank to another | Feb 13, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | C••••• I••••••••• A••••••• L•• BD affiliated | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | Feb 13, 2025 over 6 d |
| 3 | O•••• A••••••• S•••••••• L•• BD affiliated | S•••••••• B••••••••• L•• independent RIA | Atlanta, Ga | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 over 6 d |
| 2 | M••••• F••• W••••• M••••••••• L•• independent RIA | H••• W••••• L•• no RAUM | Denver, Co +1 | RIA to a newly registered adviser | Feb 12, 2025 |
| 2 | K•• I••••••••• S••••••• L•• BD affiliated | M••••• S•••••• wirehouse | Canton, Oh +1 | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2025 |
| 2 | B••• W••••• A••••••• L•• independent RIA | C••••• P••••••• L•• independent RIA | New York, Ny | RIA to RIA | Feb 12, 2025 |
| 2 | A•• no RAUM | A••••••••• I••••••••• M••••• other | Boston, Ma | Other | Feb 12, 2025 |
| 2 | O•••• A••••••• S•••••••• L•• BD affiliated | S•••••••• B••••••••• L•• independent RIA | Clemmons, Nc +1 | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 |
| 2 | U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Scottsdale, Az | RIA to affiliated broker-dealer or bank | Feb 12, 2025 |
| 8 | H•••••• T••••••• • K•••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Wichita, Ks | Affiliated broker-dealer or bank to another | Feb 11, 2025 |
| 3 | C••••••• W••••• A•••••••• L•• independent RIA | W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | Salem, Or | RIA to affiliated broker-dealer or bank | Feb 11, 2025 |
| 3 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Auburn, In | Affiliated broker-dealer or bank to another | Feb 11, 2025 |
| 3 | U•• F•••••••• S••••••• I••• wirehouse | N•••••• A••••••• BD affiliated | Sioux Falls, Sd | Wirehouse to affiliated broker-dealer or bank | Feb 11, 2025 |
| 2 | L•• F•••••••• L•• BD affiliated | M••••••• I••••••••• N•••••• I••• BD affiliated | San Diego, Ca | Affiliated broker-dealer or bank to another | Feb 11, 2025 over 13 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | W•••• F•••• A••••••• wirehouse | Raleigh, Nc +1 | Wirehouse to wirehouse | Feb 11, 2025 over 14 d |
| 2 | R••••• C•••••• M••••••••• L•• unclassified | C•••••• C••••••• L•• independent RIA | Cambridge, Ma +1 | Other | Feb 11, 2025 |
| 2 | V•••• C••••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Charlotte, Nc | RIA to affiliated broker-dealer or bank | Feb 11, 2025 |
| 2 | I••• W••••• M••••••••• L•• independent RIA | S••••••••• W••••• other | Grand Rapids, Mi | Other | Feb 11, 2025 |
| 2 | C••••••• W••••• A•••••••• L•• independent RIA | W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | Sammamish, Wa +1 | RIA to affiliated broker-dealer or bank | Feb 11, 2025 |
| 2 | E••••• J•••• national BD | J••• M••••• S••••••••• L•• wirehouse | Lewisville, Tx +1 | Affiliated broker-dealer or bank to wirehouse | Feb 11, 2025 over 13 d |
| 3 | L•• independent RIA | B••••••• W••••• A•••••••• L•• no RAUM | Seattle, Wa | RIA to a newly registered adviser | Feb 10, 2025 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Feb 10, 2025 over 4 d |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | S••••••••• W••••• P••••••• independent RIA | Winter Park, Fl +1 | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | C••••••• S••••••••• I••• BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2025 over 4 d |
| 2 | O••••••••• S••••••••• I••• BD affiliated | V••• R••••••••• A•••••••• L•• other | Greenwood Village, Co | Other | Feb 8, 2025 |
| 3 | W•••••• I••••••••• S••••••••• BD affiliated | I••••• P••••••• L•• independent RIA | Irvine, Ca | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 |
| 2 | A•••• W••••• M••••••••• L•• other | W••••••• C•••••• M••••••••• state registered | Hemet, Ca | Other | Feb 7, 2025 |
| 2 | M••••• S•••••• wirehouse | F••••• I••••••••• independent RIA | Wesley Chapel, Fl +1 | Wirehouse to independent RIA | Feb 7, 2025 over 3 d |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• BD affiliated | Gilbert, Az | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2025 over 14 d |
| 2 | C••• F•••••••• S•••••••• L••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Leavenworth, Ks +1 | Affiliated broker-dealer or bank to another | Feb 7, 2025 |
| 2 | R••••• W• B•••• • C•• I••••••••• mixed wealth | L•• F•••••••• L•• BD affiliated | Pittsburgh Greensburg, Pa +1 | RIA to affiliated broker-dealer or bank | Feb 7, 2025 |
| 5 | E••• C•••••• G••••• L•• independent RIA | S•• C•••••• M••••••••• L•• independent RIA | Dallas, Tx | RIA to RIA | Feb 6, 2025 |
| 3 | M••••• S•••••• wirehouse | R••••••••• C•••••• M••••••••• BD affiliated | Blue Bell, Pa | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2025 over 1 d |
| 3 | C••••••• W••••• M••••••••• I••• independent RIA | C••••••• institutional | Alexandria, Va | Other | Feb 6, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lexington, Sc | Affiliated broker-dealer or bank to another | Feb 6, 2025 |
| 2 | M••••• S•••••• wirehouse | R••••••••• C•••••• M••••••••• BD affiliated | Orland Park, Il +1 | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2025 |
| 2 | D•••••• • A••••••••• I•• other | W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated | Columbus, Oh | Other | Feb 6, 2025 |
| 2 | P••••••• C•••••• M••••••••• C•••• independent RIA | W•••••• A•••••••• L•• independent RIA | Paoli, Pa | RIA to RIA | Feb 6, 2025 |
| 4 | C•••••• G•••• • C• I•• BD affiliated | L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated | Clarence, Ny +1 | Affiliated broker-dealer or bank to another | Feb 5, 2025 |
| 3 | L•• F•••••••• L•• BD affiliated | C••••••••• F•••••••• N•••••• national BD | Houma, La +1 | Affiliated broker-dealer or bank to another | Feb 5, 2025 over 5 d |
| 2 | W•••• F•••• A••••••• wirehouse | A••••••••• F•••••••• S•••••••• L•• national BD | Arlington, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Feb 5, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Southfield, Mi +1 | Affiliated broker-dealer or bank to another | Feb 5, 2025 over 1 d |
| 2 | E•••••••• A•••••••• L•• national BD | G•••••••• C•••••• P••••••• G•••• L•• state registered | Tulsa, Ok | Affiliated broker-dealer or bank to a state-registered adviser | Feb 5, 2025 |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Knoxville, Tn | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2025 over 5 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | M••••• S•••••• wirehouse | Denver, Co | Wirehouse to wirehouse | Feb 5, 2025 |
| 5 | W•••• F•••• A••••••• wirehouse | •••••••• independent RIA | Littleton, Co | Wirehouse to independent RIA | Feb 4, 2025 |
| 3 | O•••• W•••••• I••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Metairie, La | Affiliated broker-dealer or bank to another | Feb 4, 2025 over 3 d |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Wichita, Ks | Affiliated broker-dealer or bank to another | Feb 4, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | E•••••••• A•••••••• L•• national BD | East Brunswick, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2025 |
| 2 | E•••• R•••• I••••••••• M••••••••• L•• independent RIA | C••••••• I••••••••• C•••••• independent RIA | Stamford, Ct | RIA to RIA | Feb 4, 2025 |
| 2 | T•••• W••••• independent RIA | I••••••••• W••••• S••••••••• L•• independent RIA | York, Pa | RIA to RIA | Feb 4, 2025 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | U••• B•••••• A•••••••• L•• BD affiliated | Los Angeles, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2025 over 7 d |
| 3 | I• A••••••• S•••••••• I••• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Princeton, Nj +1 | Affiliated broker-dealer or bank to another | Feb 3, 2025 over 2 d |
| 2 | L•• E••••••••• L•• no RAUM | E•••••••• A•••••••• L•• national BD | Franklin, Tn | Other | Feb 3, 2025 over 4 d |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | P•••••••• S••••••••• I••• BD affiliated | Wauwatosa, Wi +1 | Affiliated broker-dealer or bank to another | Feb 3, 2025 |
| 2 | M••••• S•••••• wirehouse | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Austin, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2025 over 10 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.