DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benito Ibarra | Eagle Strategies LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Cameron Nicholas Kerkes | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Faith Elizabeth Schanowski | Annex Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2026 | Aug 17, 2026 |
| Stephen Earl Wagner | UBS Financial Services Inc. wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2026 | Aug 25, 2026 |
| Charles Austin Sacco | Concurrent Investment Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 13, 2026 |
| John Robin Stewart | Trb Wealth Management, LLC other | Mariner BD affiliated | Other | Aug 11, 2026 | Aug 11, 2026 |
| Jessica Lynne Ellyson | Ep Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2026 | Aug 31, 2026 (31 d) |
| Kevin Adam Takinen | World Investment Advisors, LLC other | Mariner BD affiliated | Other | Jul 30, 2026 | Aug 25, 2026 |
| Karena Zhu | Destination Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2026 | Aug 17, 2026 |
| Tad Michael Sacheck | Atlantic Wealth Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Jul 21, 2026 |
| Grant David Clary | Corient independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Jul 28, 2026 |
| Anthony Jason Vernale | Atlantic Wealth Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Jul 23, 2026 |
| Dylan J Walker | Atlantic Wealth Partners, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Jul 17, 2026 |
| Ryan Nguyen | West Wealth Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2026 | Sep 2, 2026 (42 d) |
| Bridget Clare Camalick | The Mather Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2026 | Jul 1, 2026 |
| Sandra Cramer | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2026 | Jul 10, 2026 |
| Alisha Patel | Tritonpoint Capital, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 10, 2026 |
| Frances Opfer Cronlund | Curi Capital, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2026 | May 20, 2026 |
| Richard Dale Huite | Benjamin F. Edwards & Company, Incorporated BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Aug 10, 2026 (67 d) |
| Bennett Edward Gross | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 1, 2026 |
| Tyler Austin Robuck | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 1, 2026 |
| Christopher Wahl | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 4, 2026 |
| Aleksandra Tukan | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 3, 2026 |
| Harvis Armando Astorga | Guerra Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2026 | Jul 6, 2026 (43 d) |
| Eric Arnold Hewitt | Mariner Advisor Network BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 28, 2026 |
| Marco Antonio Anaya | Mariner Advisor Network BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 9, 2026 |
| Ruben Alonzo Garcia | Storehouse Financial LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2026 | Jun 11, 2026 (34 d) |
| Jon Justin Milliken | Plan Simple Financial Partners, LLC unclassified | Mariner BD affiliated | Other | May 5, 2026 | May 5, 2026 |
| Grant Alexander Palmer | Waypoint Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 1, 2026 |
| Grant Alexander Palmer | Waypoint Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2026 | Apr 1, 2026 |
| Blake Robert Dunlop | Benjamin F. Edwards Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2026 | Apr 16, 2026 |
| Connor P Dunlop | Benjamin F. Edwards Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2026 | Apr 17, 2026 |
| Christopher Bruce Nicholson | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | May 5, 2026 |
| Christopher M Caradec | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2026 | May 7, 2026 |
| Henry Cox | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2026 | Apr 19, 2026 |
| Philip James Ricasata | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2026 | Apr 10, 2026 |
| Kaitlyn F Guintu | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 12, 2026 (32 d) |
| David Pigott | Pnc Wealth Management BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 7, 2026 |
| Bryce Logan Leafman | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 27, 2026 |
| Tyler Christopher Smith | Cwm, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | May 12, 2026 (36 d) |
| Anthony Nunzio Intagliata | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 31, 2026 |
| Julie Ann Sacchiero | Gw&K Investment Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2026 | Mar 26, 2026 |
| Tanya Antoinette Campbell | Voya Financial Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Apr 15, 2026 |
| Daniel Jeremi Smyth | North Berkeley Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2026 | Mar 17, 2026 |
| Adam Michael Millman | Zacks Investment Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2026 | Mar 31, 2026 |
| Alexandra Mariola Mccomb | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 6, 2026 |
| Noah Bylsma | Stancorp Investment Advisers, Inc. other | Mariner BD affiliated | Other | Mar 10, 2026 | Mar 16, 2026 |
| Michael William Porter | Cahill Financial Advisors, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2026 | Mar 31, 2026 |
| Kevin J Ryan | Northern Trust Securities, Inc BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 9, 2026 |
| Eleanor Jacqueline Daniel | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 11, 2026 |
| Steven M Peterson | Focus Partners Wealth, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Mar 9, 2026 |
| Lorenzo Andres Alfonso | Grant Private Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2026 | Jul 22, 2026 (145 d) |
| Jordan Freund | Beacon Pointe Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2026 | Mar 6, 2026 |
| Corinne Clare Brogan | Raymond James Financial Services Advisors, Inc BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | May 20, 2026 (86 d) |
| Shadrack Frempong | Cerity Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2026 | Mar 16, 2026 |
| Phillip Earl Campit | Summitry, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Mar 4, 2026 |
| Mitchell Nguyen | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2026 | Mar 10, 2026 |
| Coleman Edward Chamarro | Janney Montgomery Scott LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Jul 1, 2026 (139 d) |
| Lisa Ozaki | Summitry, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2026 | Mar 18, 2026 (36 d) |
| Jackson Smith | 49 Financial independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2026 | Mar 3, 2026 |
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886 moves match.