DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Allison Ann Hogan	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 8, 2016	Mar 31, 2016
Derick Lee Kann	Usaa Financial Planning Services no RAUM	Index Fund Advisors, Inc. other	Other	Feb 19, 2016	Feb 18, 2016
Joel Jeffson	Usaa Financial Planning Services no RAUM	Investment Professionals, Inc. other	Other	Feb 16, 2016	Feb 16, 2016
Bret Michael Ptack	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 12, 2016	Mar 11, 2016
Zachary Westbrook Tart	Usaa Financial Planning Services no RAUM	Wells Fargo Advisors wirehouse	Other	Jan 5, 2016	Jul 27, 2017 (569 d)
Michael Charles Albert	Usaa Financial Planning Services no RAUM	Securities America Advisors, Inc. other	Other	Dec 28, 2015	Jul 13, 2016 (198 d)
William Steele Nugent	Usaa Financial Planning Services no RAUM	UBS Financial Services Inc. wirehouse	Other	Dec 24, 2015	Jan 20, 2016
Ellis James De Jesus	Usaa Financial Planning Services no RAUM	Northbridge Financial Group, LLC independent RIA	Other	Dec 16, 2015	Aug 17, 2026 (3897 d)
Steven Moffat	Usaa Financial Planning Services no RAUM	Northwestern Mutual Investment Services,LLC other	Other	Dec 16, 2015	Feb 18, 2016 (64 d)
Gregory James Pasler	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 9, 2015	Dec 8, 2015
Benjamin Reed Beecher	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Dec 8, 2015	Dec 21, 2015
Samuel I Ogbonna	Usaa Financial Planning Services no RAUM	UBS Financial Services Inc. wirehouse	Other	Nov 11, 2015	Nov 18, 2015
Charles Christopher Stennett	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Nov 5, 2015	Jan 12, 2016 (68 d)
Stephen A. Shepherd	Usaa Financial Planning Services no RAUM	LPL Financial LLC other	Other	Oct 29, 2015	Oct 21, 2015
Branson C Butler	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 29, 2015	Nov 19, 2015
Blagojce Kocovski	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 29, 2015	Jan 5, 2016 (68 d)
Grant Mark Hubbard	Usaa Financial Planning Services no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 28, 2015	Jan 31, 2023 (2682 d)
Austin John Hipschen	Usaa Financial Planning Services no RAUM	Morgan Stanley wirehouse	Other	Sep 17, 2015	Dec 10, 2015 (84 d)
Allen Keller	Usaa Financial Planning Services no RAUM	Raymond James & Associates, Inc. national BD	Other	Sep 15, 2015	Oct 2, 2015
Robert A Cortez	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 2, 2015	Jan 26, 2016 (146 d)
Rhonda Rene Garcia	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Aug 27, 2015	Nov 1, 2016 (432 d)
Robert A. Plowman	Usaa Financial Planning Services no RAUM	Transamerica Financial Advisors, LLC other	Other	Aug 27, 2015	Jun 26, 2017 (669 d)
Jose M Garza	Usaa Financial Planning Services no RAUM	Mercer Global Advisors Inc. other	Other	Aug 27, 2015	Sep 5, 2015
Hal H Harper	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Aug 17, 2015	Jan 7, 2016 (143 d)
Bradley Cooke	Usaa Financial Planning Services no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Aug 12, 2015	Apr 23, 2021 (2081 d)
Sue F Cheung	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Aug 4, 2015	Oct 13, 2015 (70 d)
Margaret L Bilby	Usaa Financial Planning Services no RAUM	David Vaughan Investments, LLC other	Other	Aug 4, 2015	Sep 30, 2015 (57 d)
Daniel Lee Shepherd	Usaa Financial Planning Services no RAUM	Allstate Financial Advisors, LLC no RAUM	Other	Aug 4, 2015	Nov 5, 2015 (93 d)
Kyle Anthony Richardson	Usaa Financial Planning Services no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Aug 4, 2015	Nov 9, 2016 (463 d)
Shermicker Sheree Galloway	Usaa Financial Planning Services no RAUM	LPL Financial LLC other	Other	Jul 27, 2015	Aug 5, 2015
Jacob G Versteeg	Usaa Financial Planning Services no RAUM	Voya Financial Advisors, Inc. other	Other	Jul 27, 2015	Aug 5, 2015
Matteo Hernandez-Sada	Usaa Financial Planning Services no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Jul 27, 2015	Aug 22, 2015
Brett F Anderson	Usaa Financial Planning Services no RAUM	Mercer Global Advisors Inc. other	Other	Jul 27, 2015	Sep 21, 2015 (56 d)
Sean Stephens	Usaa Financial Planning Services no RAUM	Allstate Financial Advisors, LLC no RAUM	Other	Jul 20, 2015	Oct 12, 2015 (84 d)
Kenneth C. Petrashek	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Jul 1, 2015	Aug 13, 2015 (43 d)
Kevin David Riley	Usaa Financial Planning Services no RAUM	Godsey & Gibb Wealth Management other	Other	Jun 25, 2015	Jul 8, 2015
Joshua Casper	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Jun 2, 2015	Aug 4, 2015 (63 d)
Spencer Thomas Sligh	Usaa Financial Planning Services no RAUM	Advisor Resource Council other	Other	Jun 2, 2015	Jul 8, 2015 (36 d)
Bradford William Richardson	Usaa Financial Planning Services no RAUM	Scottrade Investment Management other	Other	May 26, 2015	Jan 17, 2017 (602 d)
Christopher J Nixon	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	May 26, 2015	Jun 23, 2015
Neil Christian Bellomy	Usaa Financial Planning Services no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	May 26, 2015	Dec 2, 2019 (1651 d)
Trent James Templer	Usaa Financial Planning Services no RAUM	Sentinel Wealth Management, Inc. other	Other	May 26, 2015	Jun 2, 2015
Jared William Landis	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	May 26, 2015	Oct 8, 2015 (135 d)
Kurt Von Buettner	Usaa Financial Planning Services no RAUM	Swbc Investment Company other	Other	May 8, 2015	May 12, 2015
Torey Bernard Franklin	Usaa Financial Planning Services no RAUM	First Command Financial Planning, Inc. other	Other	Apr 29, 2015	Aug 31, 2015 (124 d)
Clayborn Paul Mcclinton	Usaa Financial Planning Services no RAUM	Primerica Advisors national BD	Other	Apr 24, 2015	Sep 25, 2025 (3807 d)
David James Williams	Usaa Financial Planning Services no RAUM	On Investment Management Co other	Other	Apr 24, 2015	May 19, 2015
Steven Yick Tung Chau	Usaa Financial Planning Services no RAUM	Bayntree Wealth Advisors, LLC independent RIA	Other	Apr 23, 2015	May 2, 2016 (375 d)
Kevin M. Scott	Usaa Financial Planning Services no RAUM	Wealth Enhancement Advisory Services, LLC BD affiliated	Other	Apr 22, 2015	Jan 6, 2026 (3912 d)
Christopher Allen Byrd	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Apr 16, 2015	Feb 3, 2016 (293 d)
Marilyn Leslie Milne	Usaa Financial Planning Services no RAUM	Avantax Advisory Services other	Other	Apr 7, 2015	Dec 17, 2015 (254 d)
Scott Edward Halliwell	Usaa Financial Planning Services no RAUM	LPL Financial LLC BD affiliated	Other	Apr 6, 2015	Feb 27, 2026 (3980 d)
Ardis Owens	Usaa Financial Planning Services no RAUM	Edelman Financial Services, LLC other	Other	Mar 30, 2015	May 13, 2015 (44 d)
Benjamin Robert Holguin	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Mar 23, 2015	Apr 15, 2021 (2215 d)
Jeanine Schaack Payne	Usaa Financial Planning Services no RAUM	Sanctuary Advisors, LLC BD affiliated	Other	Mar 23, 2015	Sep 8, 2025 (3822 d)
Tiffani Leah Therrien	Usaa Financial Planning Services no RAUM	1st Global Advisors Inc other	Other	Feb 25, 2015	Apr 7, 2015 (41 d)
Michael Evan Farmer	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Feb 25, 2015	Apr 23, 2015 (57 d)
Dominic Carrera Anderson	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Feb 19, 2015	Mar 6, 2015
Raymond Albert Panquerne	Usaa Financial Planning Services no RAUM	Cfg Advisors LLC unclassified	Other	Feb 19, 2015	Mar 19, 2015
David Neftali Acosta	Usaa Financial Planning Services no RAUM	Avantax Advisory Services other	Other	Feb 19, 2015	Mar 25, 2015 (34 d)

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535 moves match.