DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Voya Investment Management Co. LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dale Alan Boyer	Voya Investment Management Co. LLC asset manager	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Other	Jan 6, 2020	May 7, 2020 (122 d)
Robert Murray John Van Allen	Voya Investment Management Co. LLC asset manager	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Other	Oct 2, 2019	Oct 10, 2019
Robert Gallagher	Voya Investment Management Co. LLC asset manager	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Other	May 31, 2019	Jun 23, 2020 (389 d)
Alexander Coats	Voya Investment Management Co. LLC asset manager	Ameriprise Financial Services, LLC national BD	Other	May 31, 2019	Jun 11, 2019
John Fremont-Smith	Voya Investment Management Co. LLC asset manager	Ameriprise Financial Services, LLC national BD	Other	May 17, 2019	Aug 19, 2019 (94 d)
Jessica Bartle	Voya Investment Management Co. LLC asset manager	Willow independent RIA	Other	Jan 7, 2019	Feb 11, 2019 (35 d)
Cynthia Deanne Frances Tornetta	Voya Investment Management Co. LLC asset manager	Integrity Alliance, LLC BD affiliated	Other	Jan 3, 2019	Jun 3, 2026 (2708 d)
Nicole Elizabeth Paradise	Voya Investment Management Co. LLC asset manager	Voya Financial Advisors, Inc. BD affiliated	Other	Apr 16, 2018	Apr 18, 2018
Blair Robert Filuk	Voya Investment Management Co. LLC other	Empower Advisory Group, LLC institutional	Other	Mar 19, 2018	Apr 10, 2018
Jason Cole Storjohann	Voya Investment Management Co. LLC other	Pruco Securities, LLC BD affiliated	Other	Jan 2, 2018	Apr 6, 2018 (94 d)
Scott Richard Clementi	Voya Investment Management Co. LLC other	Fisher Investments independent RIA	Other	Jan 2, 2018	Jun 13, 2018 (162 d)
Kenneth Michael Brundage	Voya Investment Management Co. LLC other	Voya Financial Advisors, Inc. other	Other	Mar 6, 2017	Mar 28, 2017
Lori Ann Calloway	Voya Investment Management Co. LLC other	Principal Advised Services independent RIA	Other	Jan 9, 2017	Jan 5, 2024 (2552 d)
Brian Edward Parker	Voya Investment Management Co. LLC other	Manulife Investment Management (US) LLC asset manager	Other	Jan 9, 2017	Aug 13, 2018 (581 d)
Geoffrey Stafford Williams	Voya Investment Management Co. LLC other	Manulife Investment Management (US) LLC other	Other	Sep 7, 2016	Jun 14, 2017 (280 d)
Patrick Albert Lefevre	Voya Investment Management Co. LLC other	Usaa Investment Services Company BD affiliated	Other	Sep 7, 2016	Jul 10, 2019 (1036 d)
Mary L Cunningham	Voya Investment Management Co. LLC other	Voya Financial Advisors, Inc. other	Other	Aug 22, 2016	Feb 21, 2018 (548 d)
Thomas D Lewis	Voya Investment Management Co. LLC other	Cuso Financial Services, L.P. other	Other	Apr 4, 2016	Dec 5, 2016 (245 d)
James David Craig	Voya Investment Management Co. LLC other	Voya Financial Advisors, Inc. other	Other	Feb 16, 2016	Feb 18, 2016
Andrew Dominic Wilkins	Voya Investment Management Co. LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 17, 2015	Aug 21, 2015 (35 d)
Matthew Tyson Smith	Voya Investment Management Co. LLC other	Fiduciary Investment Advisors, LLC other	Other	Jun 30, 2015	Oct 4, 2017 (827 d)
Kyle Owen Engelhardt	Voya Investment Management Co. LLC other	Edward Jones national BD	Other	Jun 26, 2015	Aug 17, 2015 (52 d)
Lauren Pua La'A Marshell	Voya Investment Management Co. LLC other	MML Investors Services, LLC other	Other	May 1, 2015	Aug 4, 2015 (95 d)
Michael Francis Mahoney	Voya Investment Management Co. LLC other	Morgan Stanley Investment Management Inc. other	Other	Nov 21, 2014	Nov 30, 2015 (374 d)
Jeffrey Frederick Bauer	Voya Investment Management Co. LLC other	Charles Schwab & Co., Inc. national BD	Other	Nov 10, 2014	Apr 7, 2016 (514 d)
Laura Elizabeth Olmedo	Voya Investment Management Co. LLC other	Eagle Strategies LLC other	Other	Nov 5, 2014	Sep 25, 2015 (324 d)
Natalie A Connelly	Voya Investment Management Co. LLC other	Voya Financial Advisors, Inc. other	Other	Aug 28, 2014	Sep 16, 2014
Derek Chow	Voya Investment Management Co. LLC other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jun 17, 2014	Nov 24, 2020 (2352 d)
Bria May Gilbert	Voya Investment Management Co. LLC other	Bny Mellon Securities Corporation other	Other	May 15, 2014	May 13, 2014
Jason Christopher Romero	Voya Investment Management Co. LLC other	LPL Financial LLC other	Other	Apr 24, 2014	Apr 11, 2014
Kevin Kloski	Voya Investment Management Co. LLC other	New York Life Investment Management LLC other	Other	Apr 24, 2014	May 14, 2014
Lijo John	Voya Investment Management Co. LLC other	Virtus Investment Advisers, LLC other	Other	Apr 24, 2014	May 27, 2014 (33 d)
James Patrick Clancy	Voya Investment Management Co. LLC other	Osaic Institutions, Inc. other	Other	Mar 3, 2014	Mar 11, 2014
Bindu Mukundray Patel	Voya Investment Management Co. LLC other	Usi Advisors other	Other	Nov 21, 2013	Jun 13, 2014 (204 d)
Stephen Derek Johnson	Voya Investment Management Co. LLC other	Great Bay Wealth Management state registered	Other	Aug 19, 2013	Mar 12, 2014 (205 d)
Julieta L Smith	Voya Investment Management Co. LLC other	Invesco Advisers, Inc. other	Other	Jul 11, 2013	Jul 23, 2013
Mark Gerald Willis	Voya Investment Management Co. LLC other	Voya Financial Advisors, Inc. other	Other	May 23, 2013	Apr 27, 2015 (704 d)
Zackary John Flodeen	Voya Investment Management Co. LLC other	Fisher Investments other	Other	Apr 22, 2013	May 17, 2013
Richard Lavold	Voya Investment Management Co. LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 2, 2013	Aug 12, 2013 (132 d)
Edward George Boscher	Voya Investment Management Co. LLC other	Vertical Capital Asset Management, LLC other	Other	Feb 21, 2013	Jan 7, 2015 (685 d)
Robert Lawrence Pancrazi	Voya Investment Management Co. LLC other	Dunham other	Other	Feb 21, 2013	Jan 15, 2014 (328 d)
William Augustine Evans	Voya Investment Management Co. LLC other	Gateway Wealth Partners, LLC independent RIA	Other	Nov 20, 2012	Aug 25, 2026 (5026 d)
Timothy M Falls	Voya Investment Management Co. LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 20, 2012	Jan 17, 2013 (119 d)
Karianne Nicole Mcguinness	Voya Investment Management Co. LLC other	Voya Financial Advisors, Inc. other	Other	May 10, 2012	Oct 14, 2013 (522 d)
Cara Corinne Magliocco	Voya Investment Management Co. LLC other	Clearbridge Investments, LLC other	Other	Mar 22, 2012	Mar 23, 2012
Margaret Mary Oleary	Voya Investment Management Co. LLC other	Good Harbor Financial other	Other	Dec 8, 2011	Jun 6, 2013 (546 d)
Warren Kim	Voya Investment Management Co. LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 23, 2011	Dec 16, 2022 (4041 d)
Troy Talamelli	Voya Investment Management Co. LLC other	Equitable Advisors, LLC national BD	Other	Nov 15, 2011	Oct 5, 2012 (325 d)
Douglas Christopher Brown	Voya Investment Management Co. LLC other	Bok Financial Advisors other	Other	Oct 4, 2011	Dec 21, 2011 (78 d)
Rodney Kenneth Jones	Voya Investment Management Co. LLC other	Morgan Stanley wirehouse	Other	Jul 7, 2011	Sep 19, 2011 (74 d)
Michael Stephen D'Angelos	Voya Investment Management Co. LLC other	Clearbridge Investments, LLC mixed wealth	Other	May 6, 2011	Apr 7, 2021 (3624 d)
Alan Scott Markfeld	Voya Investment Management Co. LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 25, 2011	Sep 11, 2012 (595 d)
Brett David Wright	Voya Investment Management Co. LLC other	Tortoise Capital Advisors, L.L.C. asset manager	Other	Jan 25, 2011	Dec 8, 2025 (5431 d)
Marcus Paul Anderson	Voya Investment Management Co. LLC other	Delaware Capital Management Advisers, Inc no RAUM	Other	Jan 3, 2011	Jan 20, 2011
Todd Michael Barney	Voya Investment Management Co. LLC other	Potentia Wealth independent RIA	Other	Dec 16, 2010	Jul 29, 2024 (4974 d)
Michael Lally	Voya Investment Management Co. LLC other	Lally Wealth Management, LLC state registered	Other	Nov 10, 2010	May 24, 2022 (4213 d)
Jenna Sellman Wischhover	Voya Investment Management Co. LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Oct 25, 2010	Oct 28, 2010
Adrianne Stewart Potwora	Voya Investment Management Co. LLC other	Advisors Asset Management, Inc. mixed wealth	Other	Jun 17, 2010	Mar 19, 2026 (5754 d)
Timothy Michael Buckley	Voya Investment Management Co. LLC other	Cook Street Consulting, Inc. institutional	Other	May 19, 2010	Feb 21, 2024 (5026 d)
Kenneth J Michaud	Voya Investment Management Co. LLC other	Usaa Financial Planning Services no RAUM	Other	Feb 8, 2010	Mar 19, 2010 (39 d)

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137 moves match.