DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ross Edward MortensenFisher Investments independent RIAGds Wealth Management independent RIARIA to RIASep 14, 2023Sep 29, 2023
Jason Adam AndrianoFisher Investments independent RIABolton Global Asset Management mixed wealthRIA to RIASep 5, 2023Apr 8, 2024 (216 d)
Nathan Allan PerryFisher Investments independent RIAM Holdings Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 22, 2023Sep 27, 2023 (36 d)
John Brooks ReeceFisher Investments independent RIAWilliams Jones Wealth Management, LLC independent RIARIA to RIAAug 22, 2023Sep 19, 2023
Rajasak Gunpai LeksangFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 17, 2023Mar 6, 2024 (202 d)
Luke ChoFisher Investments independent RIAEmpirical Wealth Management independent RIARIA to RIAAug 16, 2023Aug 23, 2023
Daniel Thomas ReardonFisher Investments independent RIALido independent RIARIA to RIAAug 16, 2023Oct 5, 2023 (50 d)
Laramy AyersFisher Investments independent RIAMissionsquare Retirement institutionalOtherAug 16, 2023Sep 22, 2023 (37 d)
Steven HartFisher Investments independent RIANext Financial Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2023Aug 15, 2023
Chris AnoyaFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2023Nov 24, 2023 (102 d)
Cody Adam PoepperlingFisher Investments independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Aug 11, 2023
Trajko PapuckoskiFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankAug 9, 2023Aug 24, 2023
Robert Paul BernardFisher Investments independent RIACarlson Capital Management, LLC independent RIARIA to RIAAug 9, 2023Oct 5, 2023 (57 d)
Cynthia CiottaFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2023Mar 12, 2024 (223 d)
Charles Patrick RaubFisher Investments independent RIAWest Ridge Capital Management L.L.C. state registeredRIA to a state-registered adviserJul 31, 2023Oct 16, 2024 (443 d)
Kirk John BarrettFisher Investments independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2023Aug 16, 2023
Andrew MegiaFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 27, 2023Sep 26, 2023 (61 d)
Kevin MadiganFisher Investments independent RIAWela Strategies, Inc. independent RIARIA to RIAJul 18, 2023Aug 23, 2023 (36 d)
Landon Thomas BlodgettFisher Investments independent RIAInsight Capital Management independent RIARIA to RIAJul 18, 2023Sep 7, 2023 (51 d)
Curtis Michael BaumannFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2023Jan 22, 2025 (555 d)
David-Louis BrowneFisher Investments independent RIACaptrust institutionalOtherJul 17, 2023Sep 21, 2023 (66 d)
Jacob Matthew FlinchumFisher Investments independent RIADash Investments independent RIARIA to RIAJul 6, 2023Jul 19, 2023
Jason David DrayFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2023Mar 7, 2024 (246 d)
Taylor Jay SokolowskyFisher Investments independent RIAKey Investment Services LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 27, 2023Nov 20, 2024 (512 d)
Brandon William Krizo YapleFisher Investments independent RIAEp Wealth Advisors independent RIARIA to RIAJun 23, 2023Aug 11, 2023 (49 d)
Blair CarpenterFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 23, 2023Mar 21, 2024 (272 d)
Charles A BullardFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 22, 2023Jun 22, 2023
Jared EscamillaFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 21, 2023Sep 12, 2024 (449 d)
Pamela PenaFisher Investments independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAJun 15, 2023Jul 12, 2023
Ian FritzFisher Investments independent RIACastleview Partners, LLC independent RIARIA to RIAJun 15, 2023Apr 1, 2024 (291 d)
Maxwell Addison RinnFisher Investments independent RIAGoldstone Financial Group, LLC independent RIARIA to RIAJun 14, 2023Jul 12, 2023
Ramon Edgar HernandezFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 12, 2023Jun 27, 2023
Kenneth VoogFisher Investments independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2023Feb 23, 2024 (256 d)
Benjamin Mark HoltsingerFisher Investments independent RIAVoya Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 12, 2023Jul 10, 2023
Andrew Emerson ShufordFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 12, 2023Aug 7, 2023 (56 d)
Scott Michael GehringFisher Investments independent RIARobinhood Asset Management no RAUMRIA to a newly registered adviserJun 9, 2023Mar 17, 2025 (647 d)
Benjamin Carl HustonFisher Investments independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2023Sep 8, 2023 (91 d)
Jeffrey Scott DunnFisher Investments independent RIASmith Anglin Financial, LLC independent RIARIA to RIAJun 9, 2023Jul 3, 2023
Anthony Phillip JohnsonFisher Investments independent RIAJmg Financial Group Ltd independent RIARIA to RIAJun 9, 2023Aug 8, 2023 (60 d)
James MacaulayFisher Investments independent RIASound Income Strategies, LLC independent RIARIA to RIAJun 5, 2023Oct 25, 2023 (142 d)
Chase Andrew HutterFisher Investments independent RIASavant Wealth Management independent RIARIA to RIAMay 26, 2023Jul 26, 2023 (61 d)
Adam Scott RadinFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMay 23, 2023Jul 27, 2023 (65 d)
Joe Dan HollingsworthFisher Investments independent RIAHunley Wealth Management LLC state registeredRIA to a state-registered adviserMay 22, 2023May 14, 2025 (723 d)
Gregory Stuart SwindlingFisher Investments independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2023Jun 23, 2023 (37 d)
Olivia Rachael PerettiFisher Investments independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 17, 2023Aug 18, 2023 (93 d)
Sheri Ann ZimmermanFisher Investments independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2023Jun 29, 2023 (45 d)
Richard G ChavesFisher Investments independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 8, 2023May 10, 2023
Alison Avery DrewsFisher Investments independent RIACapita Financial Network, LLC independent RIARIA to RIAMay 8, 2023Dec 11, 2023 (217 d)
Illya Manuel BermantFisher Investments independent RIAWalser Wealth Management Company, A Limited Liability Company independent RIARIA to RIAApr 27, 2023May 23, 2023
Trevor BennettFisher Investments independent RIAIntervest International, Inc. independent RIARIA to RIAApr 24, 2023May 18, 2023
Brian T BurtFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2023Jun 20, 2023 (57 d)
Peter John MichelFisher Investments independent RIAEmpirical Wealth Management independent RIARIA to RIAApr 18, 2023Jun 23, 2023 (66 d)
Nicholas Antonio LopezFisher Investments independent RIARetirement Planners Of America independent RIARIA to RIAApr 18, 2023Apr 24, 2023
Kirsten Elizabeth SandbergFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIAApr 13, 2023Jun 30, 2025 (809 d)
Ryan NowotnyFisher Investments independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAApr 11, 2023May 10, 2023
Melvin C NnabuifeFisher Investments independent RIAEckman Wealth Management, LLC state registeredRIA to a state-registered adviserApr 10, 2023Jun 7, 2024 (424 d)
Mitchell S. GilbertFisher Investments independent RIAPacer Advisors, Inc. asset managerOtherApr 6, 2023Jul 20, 2023 (105 d)
James Lawrence CowanFisher Investments independent RIACowan Capital no RAUMRIA to a newly registered adviserApr 3, 2023Apr 27, 2023
Matias VillanuevaFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2023Jun 25, 2023 (83 d)
David HaertelFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 28, 2023Apr 14, 2023
Page 7 of 17PreviousNext
993 moves match.