| Spencer O Southwell | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 28, 2018 | Oct 4, 2022 (1467 d) |
| Todd Allen Griffiths | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 26, 2018 | Jan 2, 2020 (463 d) |
| Boriss Bikosvili | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Sep 20, 2018 | Jan 13, 2017 |
| Michele Elaina Wintersteen | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Sep 7, 2018 | Feb 27, 2009 |
| Jacqueline Suzanne Bruce | Td Ameritrade Investment Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 7, 2018 | Sep 11, 2018 |
| Carol Ann Casebolt | Td Ameritrade Investment Management, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 7, 2018 | Aug 30, 2018 |
| Jonathon Lamb | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Sep 7, 2018 | May 29, 2012 |
| Juan Antonio Jimenez | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 7, 2018 | Sep 10, 2018 |
| Stephan Marcus House | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Sep 7, 2018 | Jun 6, 2017 |
| Jeffrey Beck | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 7, 2018 | Oct 22, 2018 (45 d) |
| John Blue | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 7, 2018 | Nov 29, 2018 (83 d) |
| Benjamin Joshua Dethlefs | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 7, 2018 | Nov 20, 2018 (74 d) |
| Elizabeth Shurtz | Td Ameritrade Investment Management, LLC independent RIA | Keener Financial Planning independent RIA | RIA to RIA | Aug 31, 2018 | Jun 23, 2022 (1392 d) |
| Rare Immoire Williams | Td Ameritrade Investment Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Aug 31, 2018 | Jun 20, 2019 (293 d) |
| Thomas B Damasco | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Aug 24, 2018 | Apr 14, 2015 |
| Laura Anne Zoucha | Td Ameritrade Investment Management, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 24, 2018 | Sep 17, 2018 |
| Ziad Dallo | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Aug 17, 2018 | Feb 2, 2011 |
| Jonathan Kyle Whitfield | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Aug 17, 2018 | Sep 29, 2014 |
| Michael Merk | Td Ameritrade Investment Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2018 | Jan 27, 2020 (528 d) |
| Todd Douglas Reinhart | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Aug 10, 2018 | Mar 8, 2017 |
| Charles J Sailor | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 10, 2018 | Jul 25, 2018 |
| Brandon M Cable | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Aug 7, 2018 | Oct 22, 2018 (76 d) |
| Justin David Dockter | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 7, 2018 | Aug 1, 2018 |
| Kurt S Costa | Td Ameritrade Investment Management, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Aug 3, 2018 | May 8, 2024 (2105 d) |
| Jennifer Roniet Staben | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jul 31, 2018 | Apr 11, 2018 |
| Lindsey Alysha Fairchild | Td Ameritrade Investment Management, LLC independent RIA | Valeo Financial Advisors, LLC independent RIA | RIA to RIA | Jul 20, 2018 | Aug 27, 2020 (769 d) |
| Wendy Beth Adler | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Jul 13, 2018 | Oct 15, 2010 |
| Benjamin Jack Yerke | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jul 13, 2018 | Jul 24, 2018 |
| Sherry Anselmo | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 6, 2018 | Sep 12, 2018 (68 d) |
| Chrissa Wyntjes Moore | Td Ameritrade Investment Management, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2018 | Feb 14, 2023 (1684 d) |
| Dorian Michael Grady | Td Ameritrade Investment Management, LLC independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2018 | Jun 15, 2018 |
| Kaytie Anne Cunningham Salzman | Td Ameritrade Investment Management, LLC independent RIA | M Holdings Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2018 | Jun 20, 2018 |
| Javier Francisco Reyes | Td Ameritrade Investment Management, LLC independent RIA | Triad Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2018 | Jun 26, 2018 |
| Eben David Eubanks | Td Ameritrade Investment Management, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jun 15, 2018 | Oct 19, 2018 (126 d) |
| Michael Sylvester Rodriguez | Td Ameritrade Investment Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 8, 2018 | Jun 11, 2018 |
| David Robert Harris | Td Ameritrade Investment Management, LLC independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2018 | Aug 30, 2018 (83 d) |
| Maureen Patricia Burgess | Td Ameritrade Investment Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 1, 2018 | May 18, 2018 |
| James Anderson Egerstrom | Td Ameritrade Investment Management, LLC independent RIA | Tarbox Family Office, Inc. independent RIA | RIA to RIA | Jun 1, 2018 | Aug 29, 2018 (89 d) |
| Melissa Ann Trask | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | May 31, 2018 | Aug 26, 2017 |
| Kelly Alexander | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | May 22, 2018 | May 25, 2018 |
| Monte D Mitchell | Td Ameritrade Investment Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | May 22, 2018 | May 1, 2024 (2171 d) |
| Ryan Matthew Laux | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | May 22, 2018 | May 11, 2018 |
| Bogdan Dinca | Td Ameritrade Investment Management, LLC independent RIA | Strategic Advisers LLC national BD | RIA to affiliated broker-dealer or bank | May 4, 2018 | May 31, 2018 |
| Mary Ann Bennett | Td Ameritrade Investment Management, LLC independent RIA | Primerica Advisors national BD | RIA to affiliated broker-dealer or bank | May 2, 2018 | Nov 3, 2018 (185 d) |
| Jason Steven Kohut | Td Ameritrade Investment Management, LLC independent RIA | Signet Financial Management, LLC independent RIA | RIA to RIA | Apr 19, 2018 | May 22, 2018 (33 d) |
| Shawn Hayward | Td Ameritrade Investment Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 19, 2018 | Dec 4, 2018 (229 d) |
| Cynthia Edythe Gatlin | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 19, 2018 | Aug 28, 2017 |
| Joshua Robert William Tarr | Td Ameritrade Investment Management, LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2018 | Apr 13, 2018 |
| Jeffrey Lee Schlotterbeck | Td Ameritrade Investment Management, LLC independent RIA | Water Street Wealth Management, LLC unclassified | Other | Apr 17, 2018 | May 30, 2018 (43 d) |
| Robert C Cundari | Td Ameritrade Investment Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 17, 2018 | Apr 16, 2018 |
| Joseph Christopher Digregorio | Td Ameritrade Investment Management, LLC independent RIA | Signator Investors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2018 | May 31, 2018 (49 d) |
| Philip Christopher Lee | Td Ameritrade Investment Management, LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 12, 2018 | Jan 19, 2022 (1378 d) |
| Angel Juan Estrada | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 12, 2018 | Sep 21, 2016 |
| Michael Robert Oldenburg | Td Ameritrade Investment Management, LLC independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Apr 6, 2018 | Mar 12, 2020 (706 d) |
| Nishchay Arora | Td Ameritrade Investment Management, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2018 | Apr 17, 2018 |
| Austin Dean Williams | Td Ameritrade Investment Management, LLC independent RIA | Td Ameritrade, Inc. no RAUM | Other | Apr 6, 2018 | Apr 27, 2015 |
| Shelby Lee Meyer | Td Ameritrade Investment Management, LLC independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Apr 4, 2018 | May 26, 2022 (1513 d) |
| Yevgeniy Shvets | Td Ameritrade Investment Management, LLC independent RIA | Sagevest Wealth Management independent RIA | RIA to RIA | Apr 4, 2018 | Apr 25, 2018 |
| Jayson Thomas Hanagan | Td Ameritrade Investment Management, LLC independent RIA | Commerce Brokerage Services, Inc independent RIA | RIA to RIA | Apr 2, 2018 | Mar 5, 2019 (337 d) |
| Claude Daniel Gianetto | Td Ameritrade Investment Management, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 2, 2018 | Aug 22, 2018 (142 d) |