DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empower Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andres Bayona | Empower Advisory Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2026 | Aug 12, 2026 (168 d) |
| Brian White | Empower Advisory Group, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Sep 3, 2026 (211 d) |
| Giuseppe Felice Viviano | Empower Advisory Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 5, 2026 |
| Jordan Isbell | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Jan 22, 2026 |
| Jesse Ray Pawlowski | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jun 22, 2026 (152 d) |
| Kerriann Margaret Collins | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Sep 2, 2026 (231 d) |
| Devon Sheets | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2026 | Sep 17, 2026 (246 d) |
| Austin Chandler Dixon | Empower Advisory Group, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Feb 9, 2026 |
| Deacon Patterson | Empower Advisory Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 16, 2026 |
| John Peter Jenkins | Empower Advisory Group, LLC BD affiliated | Xypn Sapphire independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Aug 24, 2026 (230 d) |
| Evan Michael Kaczka | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Mar 3, 2026 (56 d) |
| Garrett Scott Hawkins | Empower Advisory Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 16, 2026 |
| Ronald Bellamy | Empower Advisory Group, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 7, 2026 |
| Dorath V Chamarthi | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jun 16, 2026 (161 d) |
| Thomas Jeffrey Shull | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2026 | Jan 16, 2026 |
| Orianna Cool | Empower Advisory Group, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Sep 11, 2026 (262 d) |
| Paul Krepinski | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Feb 25, 2026 (71 d) |
| Keia K Holt | Empower Advisory Group, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Mar 9, 2026 (83 d) |
| Elizabeth Ann Plotkin | Empower Advisory Group, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jul 2, 2026 (198 d) |
| Thomas Brett Makin | Empower Advisory Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 8, 2025 |
| Benjamin Harris | Empower Advisory Group, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Jan 20, 2026 (47 d) |
| Albert Frank Donofrio | Empower Advisory Group, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 12, 2025 |
| Jose Louise Amaro | Empower Advisory Group, LLC BD affiliated | Digital Ascension Group - Wealth other | Other | Dec 2, 2025 | Dec 19, 2025 |
| Zack Michael Walton | Empower Advisory Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 18, 2025 |
| Brian Yannaccone | Empower Advisory Group, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Mar 12, 2026 (107 d) |
| Ryan Nicholas Ledet | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Dec 9, 2025 |
| Richard Kevin Frank | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Dec 12, 2025 |
| Chris Andrew Daniels | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 14, 2025 |
| Kevin Leo Gaffey | Empower Advisory Group, LLC BD affiliated | Zacks Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 28, 2025 |
| Jonathan J Bolston | Empower Advisory Group, LLC BD affiliated | Wilson Wealth Management Group, L. L. C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 19, 2025 | Nov 25, 2025 |
| Leo Eugene Lauterbach | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2025 | Nov 13, 2025 |
| John Cain | Empower Advisory Group, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 11, 2025 |
| Keith Casiano | Empower Advisory Group, LLC BD affiliated | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Nov 19, 2025 |
| Reed Salony | Empower Advisory Group, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Jun 12, 2026 (211 d) |
| Paul Gregory Sobran | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 17, 2025 |
| Michele Ann Floyd | Empower Advisory Group, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Jan 21, 2026 (75 d) |
| Roosevelt Terry | Empower Advisory Group, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Feb 18, 2026 (103 d) |
| Shawn Patrick Bresnahan | Empower Advisory Group, LLC BD affiliated | Kerberrose Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Nov 20, 2025 |
| Michael Anthony Truskowski | Empower Advisory Group, LLC BD affiliated | Summit Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Jan 27, 2026 (81 d) |
| Alexandra Marie Parsons | Empower Advisory Group, LLC BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Nov 7, 2025 | Dec 5, 2025 |
| Jing Chen | Empower Advisory Group, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 30, 2025 |
| Justin Cabibi | Empower Advisory Group, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 25, 2025 |
| Samuel Curtis | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Feb 17, 2026 (110 d) |
| Alexander A Page | Empower Advisory Group, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Oct 10, 2025 |
| Alec Bedard | Empower Advisory Group, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 8, 2025 |
| Gregory W Spurr | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2025 | Oct 20, 2025 |
| Barton Jefferys | Empower Advisory Group, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Nov 13, 2025 (45 d) |
| Daniel Robert Moroney | Empower Advisory Group, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2025 | Oct 8, 2025 |
| Paul Stern | Empower Advisory Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Sep 23, 2025 |
| James Bryant Hicks | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Nov 14, 2025 (53 d) |
| Cheryl Lynn Kimmel | Empower Advisory Group, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 16, 2025 | Apr 9, 2026 (205 d) |
| Jonathan Allen Lore | Empower Advisory Group, LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2025 | Jan 15, 2026 (121 d) |
| Anthony Joseph Piazza | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2025 | Sep 3, 2025 |
| Tammy Lee Beasley | Empower Advisory Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2025 | Jul 20, 2026 (308 d) |
| Matthew Leonard Erb | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2025 | Sep 5, 2025 |
| James Connard Haney | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Aug 29, 2025 |
| Jason Hinesley | Empower Advisory Group, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Jan 13, 2026 (140 d) |
| Joseph Paul Chalifoux | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Jan 2, 2026 (130 d) |
| Nicholas Peter Swanson | Empower Advisory Group, LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Aug 27, 2025 |
| Cory David Beam | Empower Advisory Group, LLC BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Aug 26, 2025 |
578 moves match.