DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mariner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony Nicholas FerraioloMariner BD affiliatedMariner Independent independent RIAAffiliated broker-dealer or bank to independent RIAFeb 17, 2023May 4, 2022
Daniel Joseph ShearmanMariner BD affiliatedMulholland Wealth Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJan 26, 2023Jun 1, 2023 (126 d)
Brian S HerringMariner BD affiliatedState Farm Investment Management Corp. asset managerOtherJan 3, 2023May 10, 2023 (127 d)
James ChartreyMariner BD affiliatedLido independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2022Dec 22, 2022
Joseph Edward StraussMariner BD affiliatedAldrich Wealth LP independent RIAAffiliated broker-dealer or bank to independent RIANov 29, 2022Dec 13, 2022
Patrick Michael ShawMariner BD affiliatedLido independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2022Jan 25, 2023 (79 d)
Mark Daniel DickamoreMariner BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2022Oct 31, 2022
Martin Andrew GarrisonMariner BD affiliatedFirstpoint Financial, LLC no RAUMOtherOct 4, 2022May 21, 2015
Rachel M SeilerMariner BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2022Oct 6, 2022
Stephen In Hee LeeMariner BD affiliatedPolaris Wealth Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2022Jan 19, 2023 (113 d)
Conner HanlonMariner BD affiliatedHightower Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2022Oct 15, 2022
James BallorMariner BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIASep 26, 2022Jan 3, 2023 (99 d)
Lauren Michele MaherMariner BD affiliatedMatter Family Office independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2022Sep 28, 2022
Brett Peter WysopalMariner BD affiliatedBrooklyn Fi, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2022Sep 15, 2022
Joshua Matthew FremitMariner BD affiliatedMercer Global Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2022Aug 30, 2022
Gregory Jack GiardinoMariner BD affiliatedAdvisory Services Network independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2022Jul 18, 2022
Jordan Curtis NareMariner BD affiliatedTotal Wealth Planning, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2022Aug 8, 2022
Janelle M MccrearyMariner BD affiliatedCuri Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2022May 27, 2022
Rachel Ann VegaMariner BD affiliatedMariner Independent independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2022Jun 2, 2022
Jonathan F PereiraMariner BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2022Feb 7, 2023 (258 d)
Caleb PryorMariner BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2022Jun 6, 2022
Sara Pierce ClarkMariner BD affiliatedMission Wealth Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2022May 4, 2022
John LeeMariner BD affiliatedCerity Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2022Apr 18, 2022
Jessica CafferataMariner BD affiliatedCallan Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Mar 4, 2022
Jonel Joseph TominesMariner BD affiliatedOrigin Investment Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 16, 2022Jun 14, 2022 (118 d)
Christopher Alan LukasMariner BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2022Mar 7, 2022 (31 d)
Hetal Lilish SakiMariner BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2022Jan 28, 2022
Clinton Shane ImesMariner BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2022Dec 8, 2023 (686 d)
Tyler Steven BakerMariner BD affiliatedBaker Wealth Group LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 21, 2022Jan 28, 2022
Andrew Paul KulhaMariner BD affiliatedMission Wealth Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2022Jan 19, 2022
Haris KopicMariner BD affiliatedTolleson Private Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIADec 23, 2021Jan 20, 2022
Jonathon Durst McadamsMariner BD affiliatedExencial Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2021Feb 11, 2022 (84 d)
Kristina Vianca Constantino TabuenaMariner BD affiliatedChristopher Weil & Co Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2021Jan 5, 2026 (1538 d)
Matthew Hardy CobasMariner BD affiliatedOrigin Investment Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2021Dec 21, 2022 (441 d)
Christine Ann CriglerMariner BD affiliatedFocus Partners Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2021May 25, 2023 (602 d)
Deann Lynn MorganMariner BD affiliatedMariner Wealth no RAUMOtherSep 13, 2021Nov 9, 2020
Matthew RiveraMariner BD affiliatedHightower Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2021Dec 19, 2025 (1583 d)
Christopher Paul BixbyMariner BD affiliatedFerguson Wellman Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2021Aug 2, 2021
Giovanni ValleMariner BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2021May 23, 2022 (315 d)
Tomiko Reyelle ArthurMariner BD affiliatedAmericana Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2021May 18, 2021
Jared Anthony GruszczynskiMariner BD affiliatedGfp Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2021Apr 30, 2021 (42 d)
Kara Lynn DorothyMariner BD affiliatedMission Wealth Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAFeb 18, 2021Sep 7, 2022 (566 d)
Matthew Scott DiquolloMariner BD affiliatedBeacon Pointe Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2021Mar 4, 2024 (1137 d)
Nathan Robert AndersonMariner BD affiliatedPersonal Capital Advisors Corporation independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2021Feb 12, 2021
Christopher David BadaraccoMariner BD affiliatedRose Wealth Advisors LLC unclassifiedOtherJan 8, 2021Feb 4, 2021
Roberto Mario ParedesMariner BD affiliatedLido independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Jan 6, 2021 (36 d)
Robert M VogelMariner BD affiliatedRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Dec 14, 2020
Nelson Robert MatzenMariner BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Dec 17, 2020
Dana Rae DelanceMariner BD affiliatedNorthcoast Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 10, 2020Nov 10, 2020
Amy Margaret HamasakiMariner BD affiliatedMountain Wealth Planning unclassifiedOtherOct 1, 2020Jan 4, 2021 (95 d)
Sarah TiedtMariner BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 7, 2020Feb 25, 2021 (202 d)
Katelyn Quinn BombardiereMariner BD affiliatedTruepoint, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2020Apr 23, 2021 (281 d)
Erica Jan WeiserMariner BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2020May 26, 2020
Cole Kennith FosterMariner BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2020May 6, 2020
Kayla C MooreMariner BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2020Jul 7, 2020 (62 d)
Timothy Robert MarshallMariner BD affiliatedMariner Wealth no RAUMOtherFeb 14, 2020Feb 10, 2020
Timothy George BruckerMariner BD affiliatedMariner Wealth no RAUMOtherFeb 14, 2020Feb 7, 2020
Scott Austin EggersMariner BD affiliatedPrime Capital Financial otherOtherFeb 4, 2020Feb 7, 2020
Ethan Wade HutchesonMariner BD affiliatedFirstpoint Financial, LLC no RAUMOtherFeb 3, 2020Apr 14, 2015
Stephen C DolanMariner BD affiliatedMoneta Group Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2019Feb 7, 2020 (50 d)
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221 moves match.