DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Stratos Wealth Partners, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael McgrathStratos Wealth Partners, Ltd otherInvesco Advisers, Inc. otherOtherDec 23, 2016Dec 19, 2016
Jason Lee TafoyaStratos Wealth Partners, Ltd otherCs Planning Corp otherOtherDec 5, 2016Dec 5, 2016
Mackenzie Moen RichardsStratos Wealth Partners, Ltd otherCitizens Securities, Inc. otherOtherNov 15, 2016Jun 27, 2017 (224 d)
Stephen Joseph KernionStratos Wealth Partners, Ltd otherEdward Jones national BDOtherNov 8, 2016Dec 15, 2016 (37 d)
Michael Brian GeorgeStratos Wealth Partners, Ltd otherAthletes Financial Advisers, LLC state registeredOtherOct 3, 2016Sep 23, 2016
Evan Nathan RobinsonStratos Wealth Partners, Ltd otherFsc Securities Corporation otherOtherSep 16, 2016Sep 16, 2016
John Benjamin FerrisStratos Wealth Partners, Ltd otherFsc Securities Corporation otherOtherSep 16, 2016Sep 16, 2016
Samuel WrightStratos Wealth Partners, Ltd otherHoward Capital Management, LLC independent RIAOtherSep 16, 2016Nov 30, 2020 (1536 d)
Jonathan David RobsonStratos Wealth Partners, Ltd otherFsc Securities Corporation otherOtherSep 12, 2016Sep 1, 2016
Daniel Joseph RookerStratos Wealth Partners, Ltd otherOsaic Fa, Inc. otherOtherMar 30, 2016Apr 19, 2016
Matthew Stephen StrattonStratos Wealth Partners, Ltd otherGirard Advisory Services, LLC otherOtherJan 5, 2016Jan 27, 2016
Deborah Kim Hazard MacneilStratos Wealth Partners, Ltd otherWells Fargo Advisors wirehouseOtherNov 23, 2015Nov 24, 2015
Stephen Thomas McelroyStratos Wealth Partners, Ltd otherAlpha Financial Planning, Inc. unclassifiedOtherOct 1, 2015Jul 22, 2015
Benjamin Paul ForgraveStratos Wealth Partners, Ltd otherAlpha Financial Planning, Inc. unclassifiedOtherOct 1, 2015Jul 22, 2015
Gregory M TurcotteStratos Wealth Partners, Ltd otherUBS Financial Services Inc. wirehouseOtherSep 28, 2015Sep 30, 2015
Thomas Trerice LandisStratos Wealth Partners, Ltd otherWells Fargo Advisors wirehouseOtherJul 16, 2015Mar 15, 2022 (2434 d)
Teresa K RussellStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherJun 30, 2015Jul 29, 2016 (395 d)
Steven Craig AdamsStratos Wealth Partners, Ltd otherAllegis Investment Advisors, LLC otherOtherJun 29, 2015Jun 26, 2015
Ryan Mathew BohmStratos Wealth Partners, Ltd otherAllegis Investment Advisors, LLC otherOtherJun 29, 2015Jul 1, 2015
Dan Eugene JessopStratos Wealth Partners, Ltd otherAllegis Investment Advisors, LLC otherOtherJun 29, 2015Aug 4, 2015 (36 d)
Tanner Tessmer DanceStratos Wealth Partners, Ltd otherAllegis Investment Advisors, LLC otherOtherJun 29, 2015Jul 2, 2015
Kevin David ParoStratos Wealth Partners, Ltd otherPrivate Advisor Group, LLC otherOtherMay 8, 2015Mar 24, 2015
Kevin Daniel ChristensenStratos Wealth Partners, Ltd otherOverland And Shanahan unclassifiedOtherMay 1, 2015Jan 30, 2016 (274 d)
John Edward MayeuxStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherNov 24, 2014Nov 24, 2014
David MayeuxStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherNov 18, 2014Nov 18, 2014
Sarah Wigbels WelchStratos Wealth Partners, Ltd otherTruist Advisory Services, Inc. BD affiliatedOtherOct 31, 2014Feb 24, 2020 (1942 d)
Paul Jacob PurcellStratos Wealth Partners, Ltd otherKiplinger Wealth Advisors independent RIAOtherSep 5, 2014Sep 8, 2014
Jeffrey George WaldronStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherJul 23, 2014Jun 23, 2014
Lacey E ButeynStratos Wealth Partners, Ltd otherLifestyle Planning Solutions, LLC no RAUMOtherJun 10, 2014Aug 21, 2013
William Mark YawnStratos Wealth Partners, Ltd otherSummit Financial Group Inc otherOtherMay 29, 2014May 28, 2014
Phillip Scott EggersStratos Wealth Partners, Ltd otherRaymond James Financial Services Advisors, Inc otherOtherMar 26, 2014May 29, 2015 (429 d)
Dawn Eisele ParksStratos Wealth Partners, Ltd otherOsaic Fa, Inc. otherOtherMar 26, 2014May 27, 2014 (62 d)
Sean Patrick HeschStratos Wealth Partners, Ltd otherCambridge Investment Research Advisors, Inc. otherOtherMar 11, 2014Mar 7, 2014
James Anthony WomackStratos Wealth Partners, Ltd otherCambridge Investment Research Advisors, Inc. otherOtherFeb 19, 2014Feb 14, 2014
Austin Robert BellStratos Wealth Partners, Ltd otherCambridge Investment Research Advisors, Inc. otherOtherFeb 19, 2014Feb 18, 2014
Amelia Justice HarmonStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherJan 30, 2014Jan 30, 2014
Dan C. DrummondStratos Wealth Partners, Ltd otherSmith Anglin Financial, LLC otherOtherOct 28, 2013Feb 19, 2014 (114 d)
Bradley CookeStratos Wealth Partners, Ltd otherUsaa Financial Planning Services no RAUMOtherOct 28, 2013Feb 10, 2014 (105 d)
Anthony Wayne SheffieldStratos Wealth Partners, Ltd otherSummit Financial Group Inc otherOtherOct 1, 2013Jan 14, 2016 (835 d)
William Henry MorganStratos Wealth Partners, Ltd otherDempsey Lord Smith, LLC independent RIAOtherOct 1, 2013Aug 14, 2018 (1778 d)
Joseph Bennett FrostStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherOct 1, 2013Jul 10, 2013
Alexander Houston MingeStratos Wealth Partners, Ltd otherInvest Financial Corporation otherOtherOct 1, 2013Jun 23, 2015 (630 d)
Jeff Allen FinkStratos Wealth Partners, Ltd otherInvestment Professionals, Inc. otherOtherOct 1, 2013Jun 19, 2015 (626 d)
Arnold Lee DormanStratos Wealth Partners, Ltd otherSagepoint Financial, Inc. otherOtherSep 18, 2013Sep 18, 2014 (365 d)
Denise Michele MeehanStratos Wealth Partners, Ltd otherWells Fargo Advisors wirehouseOtherAug 16, 2013Aug 30, 2013
Devin J GarofaloStratos Wealth Partners, Ltd otherOsaic Fa, Inc. otherOtherJul 15, 2013Jul 12, 2013
Donald Glen BishopStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherJul 11, 2013Jul 12, 2013
Bryson Joel MckinneyStratos Wealth Partners, Ltd otherRaymond James Financial Services Advisors, Inc otherOtherJul 11, 2013Nov 13, 2017 (1586 d)
Kathleen Morgan FuteyStratos Wealth Partners, Ltd otherLPL Financial LLC otherOtherMay 2, 2013May 3, 2013
Brandon Joon ChangStratos Wealth Partners, Ltd otherSun Group Wealth Partners LLC no RAUMOtherApr 18, 2013Mar 15, 2013
Winifred Shih SunStratos Wealth Partners, Ltd otherSun Group Wealth Partners LLC no RAUMOtherApr 18, 2013Mar 18, 2013
Joseph Anthony MinerStratos Wealth Partners, Ltd otherAmeriprise Financial Services, LLC national BDOtherMar 28, 2013Jan 16, 2014 (294 d)
Michael S KarderStratos Wealth Partners, Ltd otherHeadwaters Investment Counsel, LLC unclassifiedOtherFeb 28, 2013Nov 17, 2017 (1723 d)
Scot Andrew MillenStratos Wealth Partners, Ltd otherPrivate Advisor Group, LLC otherOtherDec 31, 2012Nov 30, 2012
Nancy Ann BriguglioStratos Wealth Partners, Ltd otherPrivate Advisor Group, LLC otherOtherDec 31, 2012Nov 30, 2012
John Michael KrajnikStratos Wealth Partners, Ltd otherMid Atlantic Financial Management, Inc. otherOtherDec 19, 2012Dec 19, 2012
Michael Sheridan YorkStratos Wealth Partners, Ltd otherIndependent Advisor Alliance, LLC otherOtherMay 21, 2012Apr 6, 2015 (1050 d)
Robert Anthony LaraiaStratos Wealth Partners, Ltd otherNorthstar Wealth Partners LLC no RAUMOtherDec 31, 2011Jan 7, 2014 (738 d)
Frank Paul ZoccoStratos Wealth Partners, Ltd otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2011May 4, 2015 (1220 d)
Marc Adam SackStratos Wealth Partners, Ltd otherNorthstar Wealth Partners LLC otherOtherDec 31, 2011Feb 3, 2015 (1130 d)
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248 moves match.