DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucas James Bell | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2019 | Dec 18, 2019 (103 d) |
| Thomas Michael Wiseman | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2019 | Aug 12, 2019 |
| Jeffrey Thomas Williams | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2019 | Aug 13, 2019 |
| Brian Ray Dunston | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2019 | Jun 24, 2019 |
| David John Brus | Fifth Third Securities, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 4, 2019 |
| John Edward Connor | Fifth Third Securities, Inc. BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2019 | Sep 3, 2019 (81 d) |
| Priya Tater | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Feb 27, 2024 (1719 d) |
| Nicholas M Pagliai | Fifth Third Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2019 | Jun 27, 2019 |
| Dejha Lee Krajcar | Fifth Third Securities, Inc. BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | Jun 11, 2019 (39 d) |
| Corey James Cordray | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Apr 22, 2019 |
| Michael James Cason | Fifth Third Securities, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Apr 12, 2019 | Jul 6, 2020 (451 d) |
| Allison Siegel | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 22, 2019 |
| Brandon Hendricks | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Mar 22, 2019 |
| Brendan Simon Bohnhorst | Fifth Third Securities, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Jun 26, 2019 (96 d) |
| Benjamin Brenneman | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Apr 1, 2019 |
| Michelle Ann Rozycki | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | Apr 1, 2019 |
| Sarah Ann Sherwin | Fifth Third Securities, Inc. BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Mar 15, 2019 |
| Jonathan Papac | Fifth Third Securities, Inc. BD affiliated | Voya Investment Management Co. LLC asset manager | Other | Mar 15, 2019 | Mar 19, 2019 |
| Michael Chad Holland | Fifth Third Securities, Inc. BD affiliated | Holland Capital Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2019 | Sep 4, 2019 (180 d) |
| Mitchell Lawrence Stein | Fifth Third Securities, Inc. BD affiliated | Objective Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Mar 1, 2019 |
| Bryan Kiss | Fifth Third Securities, Inc. BD affiliated | Helium Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2019 | Jun 15, 2026 (2663 d) |
| Patricia Elaine Haley | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2019 | Nov 26, 2019 (284 d) |
| Samantha J Mccomas | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Mar 15, 2019 |
| Zachary Ashby | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 15, 2019 | May 1, 2019 (75 d) |
| Travis Jay Lacelle | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2019 | Mar 5, 2019 |
| Mark Edwards Andrews | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2019 | Jan 18, 2019 |
| Kristin Nelson | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 25, 2019 | Mar 20, 2019 (54 d) |
| Yatsay Oliva-Torres | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 18, 2019 | Jan 29, 2019 |
| Jonathan Steven Hayes | Fifth Third Securities, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2019 | Dec 26, 2018 |
| Genan Marie Kirby | Fifth Third Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Jan 4, 2019 |
| Joseph William Lamont | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Jan 22, 2019 (46 d) |
| Matthew E Heitman | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Feb 13, 2019 (75 d) |
| Robert Haug | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2018 | Dec 7, 2018 |
| Brian William Baird | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2018 | Dec 17, 2018 (44 d) |
| Ryan Mccarthy | Fifth Third Securities, Inc. BD affiliated | 9258 Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2018 | Oct 16, 2018 |
| Timothy Pester | Fifth Third Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Nov 28, 2018 (40 d) |
| Stephanie Theresa Bruns | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2018 | May 23, 2023 (1684 d) |
| Adam Shane Breazeale | Fifth Third Securities, Inc. BD affiliated | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2018 | Nov 27, 2018 (53 d) |
| Brian J Panzella | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Oct 5, 2018 |
| Cory Messaros | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 21, 2018 | Aug 19, 2022 (1428 d) |
| James Patrick White | Fifth Third Securities, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2018 | Sep 7, 2018 |
| Tyler Stephen | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Sep 10, 2018 |
| Rebekah Cornell | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2018 | Aug 22, 2018 |
| Jackie N Martin | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2018 | Aug 7, 2018 |
| Jared Michael Cox | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Aug 29, 2018 |
| Rodney Decker | Fifth Third Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Oct 9, 2018 (53 d) |
| John Matthew Clinard | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 7, 2018 |
| Rachael L Crapsi | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2018 | Dec 15, 2020 (865 d) |
| John Gross | Fifth Third Securities, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jul 26, 2018 |
| Mike Martin Bell | Fifth Third Securities, Inc. BD affiliated | L.M. Kohn & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2018 | Mar 29, 2019 (248 d) |
| Lauri K. Howe | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2018 | Jul 17, 2018 |
| Christopher S Rueve | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2018 | Sep 22, 2021 (1167 d) |
| Michael Gerard Liskay | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Aug 14, 2019 (404 d) |
| Douglas Michael Newport | Fifth Third Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jun 14, 2018 |
| Sarah M Skibo | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2018 | May 20, 2020 (705 d) |
| Jerry Dale Lawhead | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Jun 5, 2018 |
| Drewry Isaacson | Fifth Third Securities, Inc. BD affiliated | Bb&T Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | Jun 7, 2018 |
| Sean M. Myers | Fifth Third Securities, Inc. BD affiliated | Cantor Fitzgerald Investment Advisors other | Other | Jun 1, 2018 | Aug 6, 2018 (66 d) |
| Scott Francis Droskie | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2018 | May 8, 2018 |
| Jake A Fashner | Fifth Third Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2018 | Jun 29, 2018 (49 d) |
1,258 moves match.