DFX Intelligence
RIA Intelligence
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Lanham | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 12, 2025 |
| Valerie Sabrina Giannotti | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Nov 24, 2025 |
| Sarah Renee Caruso | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 24, 2025 |
| Sean Patrick Loveday | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 24, 2025 |
| Christopher A. Santoli | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2025 | Nov 19, 2025 |
| Quentin Anthony Keith | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 14, 2025 |
| Jason R Campbell | LPL Enterprise, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 21, 2025 |
| John Pierre | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Feb 9, 2026 (108 d) |
| Zachary Phoenix Roman | LPL Enterprise, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 28, 2025 |
| Jake Miller | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Oct 28, 2025 |
| Thomas Anthony Russo | LPL Enterprise, LLC BD affiliated | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 23, 2025 |
| Nathaniel Hansen | LPL Enterprise, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Feb 9, 2026 (110 d) |
| Nathan Carter Melchi | LPL Enterprise, LLC BD affiliated | Deerfield independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2025 | Mar 3, 2026 (138 d) |
| Megan Madden | LPL Enterprise, LLC BD affiliated | Delta Financial Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Sep 23, 2025 |
| Hatem Raafat Mohamed Aly Elshimy | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Dec 17, 2025 (65 d) |
| Andrew Joseph Allender | LPL Enterprise, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 21, 2025 |
| Jeremy David Kerr | LPL Enterprise, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2025 | Nov 4, 2025 |
| Tawny Flynn | LPL Enterprise, LLC BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 29, 2025 |
| Stefan Arthur Johnson | LPL Enterprise, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 3, 2025 |
| Edward Parks | LPL Enterprise, LLC BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Mar 24, 2026 (166 d) |
| Marcelo C Hernandez | LPL Enterprise, LLC BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 9, 2025 |
| Marvin Rudolph Youmans | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 31, 2025 |
| Michael Robert Paternostro | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Nov 4, 2025 |
| Aaron Mathew Garcia | LPL Enterprise, LLC BD affiliated | Kwb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Nov 20, 2025 (48 d) |
| Sherri Lett | LPL Enterprise, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Apr 15, 2026 (195 d) |
| Wilfredo Castillo | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2025 | Oct 22, 2025 |
| Owen Kim | LPL Enterprise, LLC BD affiliated | Tamar Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Sep 19, 2025 |
| Minhal Somji | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Apr 6, 2026 (188 d) |
| Seth Daniel Sullivant | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Oct 13, 2025 |
| Darryl Joseph Elliott | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 17, 2025 (78 d) |
| Joaquin Earl Wallace | LPL Enterprise, LLC BD affiliated | Seven Stages Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 29, 2025 | Aug 13, 2026 (318 d) |
| Ikuyo Hiraguchi | LPL Enterprise, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Oct 24, 2025 |
| Robert Boesch | LPL Enterprise, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 24, 2025 | Oct 9, 2025 |
| Umit Mike Apak | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Apr 2, 2026 (191 d) |
| Daniel Stasiw | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Oct 1, 2025 |
| Jesse R Leax | LPL Enterprise, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 23, 2025 |
| Janelle L Aldridge | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Jul 1, 2026 (285 d) |
| Vinny Vinaayak Sanhai | LPL Enterprise, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Dec 5, 2025 (77 d) |
| Carrie Lynn Celinski | LPL Enterprise, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 18, 2025 | Oct 27, 2025 (39 d) |
| Laura Bond | LPL Enterprise, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2025 | Sep 16, 2025 |
| Ameesh Monal Mehta | LPL Enterprise, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 14, 2025 |
| Charles J. Eakin | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2025 | Sep 17, 2025 |
| Thomas F Sylvestro | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2025 | Sep 8, 2025 |
| Wyatt Forrest Gibbs | LPL Enterprise, LLC BD affiliated | Axxcess Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Aug 28, 2025 |
| Ethan Junyan Li | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2025 | Aug 13, 2026 (337 d) |
| John Harrigan | LPL Enterprise, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Sep 9, 2025 |
| William Joshua Lee | LPL Enterprise, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Jennifer Lyn Evanko | LPL Enterprise, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2025 | Nov 13, 2025 (66 d) |
| Brendan J Flack | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Oct 1, 2025 |
| Shane Mcgill | LPL Enterprise, LLC BD affiliated | Onepoint Bfg Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Sep 23, 2025 |
| Anthony J Aden | LPL Enterprise, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 15, 2025 |
| Dylan William Wynne | LPL Enterprise, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2025 | Sep 25, 2025 |
| Anderson Reed Stockard | LPL Enterprise, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 15, 2025 |
| Luc James Domagala | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 22, 2025 |
| Michael Zangrillo | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Sep 4, 2025 |
| Gaylen Allen | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2025 | Sep 30, 2025 (33 d) |
| Robert Criscuolo | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2025 | Sep 19, 2025 |
| Elizabeth Erin Davis | LPL Enterprise, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 29, 2025 |
| Paul Andrew Tompkin | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Apr 22, 2026 (240 d) |
| Pablo Esparza Rodriguez | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Aug 15, 2025 |
543 moves match.