DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tim Barbacane | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2020 | Jun 8, 2021 (411 d) |
| Donald Gregory Sketchley | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2020 | Mar 8, 2021 (322 d) |
| Craig Fishel | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2020 | May 15, 2020 |
| Amy Jo Whittington | Fbl Wealth Management, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Apr 16, 2020 | Jun 25, 2020 (70 d) |
| Kristina Kathleeen Draper | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2020 | Apr 7, 2020 |
| Eric T Gudmundson | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Mar 10, 2020 |
| Jason A Spatafora | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Aug 24, 2020 (137 d) |
| Matthew Joseph Wells | Transform Wealth, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2020 | Apr 15, 2021 (372 d) |
| Arrin Michelle Simpson | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Apr 1, 2020 |
| Michael Neil Capobianco | Santander Securities BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2020 | Apr 28, 2020 |
| Thomas Dominic Hooghkirk | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 26, 2020 | Jun 23, 2021 (454 d) |
| Thomas David Perrone | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2020 | Mar 30, 2020 |
| James Wesley Creamer | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2020 | Mar 30, 2020 |
| Robert L Lamm | Elevated Performance Investment Group, LLC state registered | Pruco Securities, LLC BD affiliated | Other | Mar 20, 2020 | May 19, 2020 (60 d) |
| Christine Boykin | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2020 | Apr 23, 2020 (36 d) |
| Carol Roxanne Engel | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2020 | May 15, 2020 (58 d) |
| Alec Edward Hoke | First Allied Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2020 | Apr 22, 2021 (401 d) |
| William Gerry Keene | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Mar 18, 2020 |
| Jinesh Shah | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 13, 2020 | Aug 11, 2020 (151 d) |
| Taylor Walker Kean | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | May 29, 2020 (77 d) |
| Patrick James Tuite | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Mar 4, 2020 |
| Larry T Wood | Hantz Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2020 | Aug 24, 2020 (178 d) |
| Rory Jacob Dale Hart | The Wealth Consulting Group independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2020 | Mar 5, 2020 |
| Jarrod R Harrison | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2020 | Jan 25, 2021 (333 d) |
| Todd Charles Murphy | Hornor, Townsend & Kent, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Feb 20, 2020 |
| Thomas M Weber | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Jun 11, 2020 (106 d) |
| Jason Aaron Young | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 4, 2020 |
| Laron Triston Williams | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2020 | Feb 1, 2022 (712 d) |
| Charles Alan Chambers | Bb&T Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2020 | Mar 6, 2020 |
| Theodore Manzanares | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Apr 2, 2020 (48 d) |
| Alexandria Zendell Pon | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Oct 14, 2024 (1707 d) |
| Christopher Joseph Nunez | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Jun 12, 2020 (126 d) |
| Ashok Rajan | Janney Montgomery Scott LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Jan 30, 2020 |
| Daniel A. Ward | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2020 | Oct 8, 2020 (246 d) |
| Peyvand Pourhosseini | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2020 | Jul 21, 2020 (169 d) |
| Sean Stephens | Horace Mann Investors, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Feb 3, 2020 | Dec 16, 2020 (317 d) |
| Peter W Mc Cormack | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Jan 22, 2020 |
| David Alan Wiedmeyer | Cetera Advisor Networks LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 16, 2020 |
| Mary Lou Beets | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2020 | Oct 27, 2020 (286 d) |
| Ivory Stewart | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 28, 2020 |
| Jimmy Fish | Peak American Investment Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2020 | Jan 16, 2020 |
| Corey James Cordray | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | Jan 13, 2020 |
| Patrick Infante | Siebert Advisornxt, LLC. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2020 | Feb 26, 2020 (51 d) |
| Christopher Walter Eble | Citigroup Global Markets Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | Dec 18, 2019 |
| Jaime Alberto Chavez Llerenas | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | Jan 9, 2020 |
| Owen S Lyons | Spencer Lyons Partners, LLC unclassified | Pruco Securities, LLC BD affiliated | Other | Dec 31, 2019 | Nov 7, 2019 |
| Patricia Ann Chevalier | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Mar 27, 2020 (87 d) |
| Elizabeth Ann Reilly | Horace Mann Investors, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Dec 31, 2019 | Sep 8, 2020 (252 d) |
| Brian Joseph Zardavets | Concourse Financial Group Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 17, 2020 |
| Frank Mastrosimone | Osaic Wealth, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Feb 5, 2020 (36 d) |
| Thomas Francis Dunn | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Aug 11, 2020 (224 d) |
| Matthew Thomas Fowler | On Investment Management Co BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Dec 3, 2019 |
| Dana Seto-Chun | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Aug 3, 2021 (588 d) |
| John David Obrien | Relate Personal Finance unclassified | Pruco Securities, LLC BD affiliated | Other | Dec 17, 2019 | Feb 6, 2020 (51 d) |
| Renee Rose Kremm | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 10, 2019 |
| Annette Quigley | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2019 | Dec 19, 2019 |
| James Ronald Welch | Osaic Institutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 16, 2019 |
| Stephen Thomas Gregg | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 12, 2019 |
| Jesse Zaragoza | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Jan 15, 2020 (34 d) |
| Kha Hoang | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | May 5, 2020 (146 d) |