| David Carlor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 19, 2017 | Jul 3, 2018 (257 d) |
| Jeffrey Cleckner | Waddell & Reed other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2017 | Jan 9, 2018 (90 d) |
| Steven Randal Wright | Kovack Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2017 | Oct 30, 2017 |
| Megan Laura Wallace Heathcote | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 29, 2017 | Oct 19, 2017 |
| Zane Ellis Eschbaugh | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2017 | Oct 20, 2017 |
| Justin Deni | Janney Montgomery Scott LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2017 | Sep 26, 2017 |
| Julian Maurice Pouncy | E*Trade Capital Management, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 22, 2017 | Jun 1, 2018 (252 d) |
| James Falvey | Santander Securities other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 21, 2017 | Mar 22, 2018 (182 d) |
| Michael Justin Salemy | Usaa Financial Planning Services no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 19, 2017 | May 16, 2018 (239 d) |
| Kyle Braender | Invest Financial Corporation other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 14, 2017 | Mar 26, 2018 (193 d) |
| Curtis Brian Magurean | Sii Investments, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2017 | Oct 18, 2017 (40 d) |
| Michael Alan Andrews | Truist Advisory Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 7, 2017 | Sep 27, 2017 |
| April Anne Pekel | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 31, 2017 | Jan 1, 2025 (2680 d) |
| Shane M Watson | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 25, 2017 | Dec 20, 2017 (117 d) |
| Mark Robert Merchant | First Allied Advisory Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 18, 2017 | Sep 12, 2017 |
| John Keegan Einspanier | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 11, 2017 | Sep 11, 2017 (31 d) |
| John Keegan Einspanier | Td Ameritrade Investment Management, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 11, 2017 | Sep 11, 2017 (31 d) |
| Jesse Albert Parsley | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 10, 2017 | Mar 6, 2018 (208 d) |
| Joseph Domato | Wright Investors Service Inc other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 1, 2017 | Sep 11, 2017 (41 d) |
| Joseph Domato | Wright Private Asset Management LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 1, 2017 | Sep 11, 2017 (41 d) |
| Weston Gosling Hatfield | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 1, 2017 | Feb 7, 2025 (2747 d) |
| Michael Naughton | Stone Creek Group, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2017 | Jan 25, 2019 (543 d) |
| Jun Chen | Summit Equities Inc other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 28, 2017 | Jun 20, 2018 (327 d) |
| Jun Chen | Summit Financial Resources Inc no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 28, 2017 | Jun 20, 2018 (327 d) |
| Nicholas John Golebiowski | Cetera Advisor Networks LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 26, 2017 | Jun 21, 2019 (695 d) |
| Milford Carter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 13, 2017 | Sep 12, 2017 (61 d) |
| Trevor A Conti | Thrivent Investment Management Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 12, 2017 | Jan 24, 2018 (196 d) |
| Brad Katzer | Voya Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 11, 2017 | Aug 28, 2017 (48 d) |
| Pete John Honiotes | Schwab Wealth Advisory, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 6, 2017 | Aug 17, 2017 (42 d) |
| Daniel L Granucci | Reby Advisors, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 26, 2017 | Sep 25, 2017 (91 d) |
| Robert E Lee | Gradient Wealth Management other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 23, 2017 | Jul 4, 2017 |
| Michael L Thompson | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 23, 2017 | Aug 2, 2017 (40 d) |
| Gregg M Sainsbury | Thrivent Investment Management Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2017 | Jul 11, 2017 (36 d) |
| Thomas P Shrader | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2017 | Jan 1, 2025 (2772 d) |
| Alicia Brooke Lantz | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2017 | Oct 5, 2017 (127 d) |
| Mark T Lampereur | Advisors' Pride Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2017 | Jun 16, 2017 |
| Michael Tuomas Collegeman | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2017 | Oct 6, 2017 (128 d) |
| John S Traynor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 25, 2017 | Jun 21, 2018 (392 d) |
| Jose Miguel Hernandez-Gomez | Centaurus Financial, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 22, 2017 | Jun 30, 2017 (39 d) |
| Barret Christopher Loux | Lincoln Investment other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 10, 2017 | Aug 8, 2017 (90 d) |
| Paige Rita Smith Ducey | Voya Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 2, 2017 | Sep 25, 2017 (146 d) |
| Nikolas Stefan Boyce | Kahler Financial Group, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 27, 2017 | Dec 4, 2017 (221 d) |
| Samim Oliveira Syed | Brite Advisors USA, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 21, 2017 | May 15, 2018 (389 d) |
| Patricia A. Murphy | Raymond James Financial Services Advisors, Inc other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 12, 2017 | Jul 21, 2017 (100 d) |
| Sarah R Ruby | Stifel, Nicolaus & Company, Incorporated national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 7, 2017 | Jul 25, 2017 (109 d) |
| Alexander Patrick Moser | Usaa Financial Planning Services no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 7, 2017 | Apr 26, 2017 |
| Alexander Carlin Roepe | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 3, 2017 | Feb 26, 2025 (2886 d) |
| Andrew S Hamm | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 29, 2017 | Apr 28, 2017 |
| David Moler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 22, 2017 | Apr 13, 2017 |
| Lauren Catherine Mcneill | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 21, 2017 | Sep 11, 2020 (1270 d) |
| Rebecca Lynn Clauer | Advice And Planning Services other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 15, 2017 | May 4, 2017 (50 d) |
| Charles K Altendorfer | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 13, 2017 | Mar 17, 2017 |
| Lawrence Christopher Proehl | Thrivent Investment Management Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 13, 2017 | Apr 6, 2017 |
| Andrew J Stumbo | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2017 | Mar 9, 2017 |
| Benjamin Goodrich | Wealth Enhancement Advisory Services, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 16, 2017 | Jul 5, 2017 (139 d) |
| Harris D Greene | Msi Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 6, 2017 | Feb 17, 2017 |
| Teresa A Payment | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 1, 2017 | Apr 12, 2017 (70 d) |
| Aaron Bruce Olson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 26, 2017 | Feb 8, 2018 (378 d) |
| Raman J Singh | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 26, 2017 | Feb 7, 2017 |
| Rick Latu | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 23, 2017 | Nov 29, 2018 (675 d) |