DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Dwayne Roberts | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2026 | Jul 1, 2026 |
| Jeff Tracy Guthrie | Huntington Financial Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 28, 2026 |
| Jesica Andrews | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Sep 8, 2026 (46 d) |
| Richard Thomas Brady | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 28, 2026 (36 d) |
| David M Woldman | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 1, 2026 |
| Robert Bradford Davis | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 4, 2026 |
| John Michael Schindler | Creative Planning Institutional Advisors, LLC institutional | Cetera Investment Advisers LLC BD affiliated | Other | Jul 14, 2026 | Apr 23, 2024 |
| Steven P Deckard | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jun 22, 2026 |
| Holly Murray | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 16, 2026 |
| Chad Michael Aucoin | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 8, 2026 |
| Joseph Michael Stella | Presidio Capital Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2026 | Nov 12, 2020 |
| Joseph Philip Bevilacqua | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 2, 2026 |
| Mark Anthony Sanchez | Madison Avenue Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 11, 2026 (34 d) |
| Jerry Wilbur Sandlin | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jun 24, 2026 |
| Melissa A Geracimos | Aurelius Family Office, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2026 | Sep 4, 2026 (59 d) |
| Craig D Lafay | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 7, 2026 |
| Brandon Reed Barile | International Assets Investment Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 22, 2026 |
| Shawn Andrew Wagner | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 16, 2026 |
| Meshan Antoinette Smith | Independent Financial Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Aug 25, 2026 (50 d) |
| Larry Claxton | W&S Brokerage Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Aug 10, 2026 (35 d) |
| Harris D Greene | Santander Securities BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 6, 2026 |
| Matthew Christopher Howard | Capital Investment Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jun 30, 2026 |
| Jared Winfield Worthington | Pacer Advisors, Inc. asset manager | Cetera Investment Advisers LLC BD affiliated | Other | Jul 1, 2026 | Jul 18, 2026 |
| Michael Ricciardelli | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jul 7, 2026 |
| Hayes Patrick Griffin | Advisors Asset Management, Inc. mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2026 | Jul 13, 2026 |
| Andrew Bryan Anderson | Fisher Investments independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2026 | Sep 15, 2026 (81 d) |
| Corey Brian Woodhead | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 23, 2026 |
| Lesley Elizabeth Warn | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 23, 2026 |
| Megan Lin Jenkins | Truist Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 28, 2026 (33 d) |
| Warren John Sanger | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 12, 2026 |
| Domenic Matthew Battistella | Eagle Strategies LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 24, 2026 |
| Bonnie Elizabeth Brewer | Morgan Stanley wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jun 5, 2026 |
| Nathan Matusek | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 15, 2026 |
| Michael Wade Mcvey | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2026 | Jul 21, 2026 |
| Benjamin M Petersen | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 18, 2026 |
| Chet Haddaway Mcwilliams | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 15, 2026 |
| Jennifer S Poland | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jul 16, 2026 |
| Jake Sehoyan | Stifel, Nicolaus & Company, Incorporated national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jun 25, 2026 |
| Bonnie Baldauf Parker | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 18, 2026 |
| Douglas Warren Mcpherson | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Thomas Christopher Lloyd | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 12, 2026 |
| Timotej Czernek | Osaic Institutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 12, 2026 |
| Daniel Testa | Navy Federal Investment Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 11, 2026 |
| Eric Douglas Rotolo | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 1, 2026 |
| Thomas Dean Hart | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 1, 2026 |
| Tracey Graziosa | RBC Rochdale, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 2, 2026 |
| Daniel M Lawrence | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 1, 2026 |
| Jennifer L Pazicni | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 1, 2026 |
| Karen Lynn Martin | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 1, 2026 |
| Christopher Chance Bleeker | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Thomas Tourek | J.P. Morgan Securities LLC wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Jun 1, 2026 |
| Derrick Gallion Jr | Charles Schwab & Co., Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2026 | Jun 8, 2026 |
| Victor Michael Rodriguez | Edward Jones national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 26, 2026 |
| Joshua Christopher Polidori | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 3, 2026 |
| Daniel J Strong | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | May 21, 2026 |
| Jin Ming He | J.P. Morgan Securities LLC wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | May 29, 2026 |
| James Howard Tucker | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 3, 2026 |
| Patrick Lawrence Bria | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 3, 2026 |
| Chun Gu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 9, 2026 |
| Scott E Grooms | Cwm, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 29, 2023 |
4,341 moves match.