DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Missionsquare Retirement

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jarrod R HarrisonPruco Securities, LLC BD affiliatedMissionsquare Retirement institutionalOtherNov 10, 2022Feb 11, 2023 (93 d)
Sally DewittM Holdings Securities, Inc. BD affiliatedMissionsquare Retirement institutionalOtherNov 3, 2022Sep 26, 2023 (327 d)
Raul BoniniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement institutionalOtherOct 25, 2022Nov 14, 2022
Kenneth James HartosFidelity Personal And Workplace Advisors BD affiliatedMissionsquare Retirement institutionalOtherOct 19, 2022Oct 19, 2022
Robert SorianoEdward Jones national BDMissionsquare Retirement institutionalOtherOct 12, 2022Dec 13, 2024 (793 d)
Richert John HartNadler Financial Group, Inc. independent RIAMissionsquare Retirement institutionalOtherOct 3, 2022Oct 5, 2022
Brian Robert KochThe Retirement Group, LLC independent RIAMissionsquare Retirement institutionalOtherSep 30, 2022Nov 15, 2022 (46 d)
Emil Kazma HemseyPruco Securities, LLC BD affiliatedMissionsquare Retirement institutionalOtherSep 8, 2022Sep 9, 2022
Maria Antoinette KerseyMML Investors Services, LLC BD affiliatedMissionsquare Retirement institutionalOtherSep 6, 2022Sep 8, 2022
Danuta M DurkiewiczMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement institutionalOtherSep 6, 2022Sep 9, 2022
Steven James WhitmanVanguard Advisers, Inc. BD affiliatedMissionsquare Retirement institutionalOtherAug 25, 2022Sep 15, 2022
Dieter WaltersVoya Financial Partners, LLC no RAUMMissionsquare Retirement institutionalOtherAug 16, 2022Aug 12, 2022
Jeffrey James HartungEdward Jones national BDMissionsquare Retirement institutionalOtherJul 19, 2022Jul 19, 2022
Mary Jean RorvikLPL Financial LLC independent RIAMissionsquare Retirement institutionalOtherJun 15, 2022Jun 15, 2022
Daniel VazquezConfidence Wealth Management, Inc. independent RIAMissionsquare Retirement institutionalOtherJun 7, 2022Jul 25, 2023 (413 d)
Katherine Marie EspinosaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement institutionalOtherApr 25, 2022May 6, 2022
Denney R DomantayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement institutionalOtherApr 21, 2022Aug 4, 2023 (470 d)
Hector Leonardo Nava-CastanonCuna Brokerage Services, Inc. BD affiliatedMissionsquare Retirement institutionalOtherApr 21, 2022May 5, 2022
Phillip Anthony CarbajalVoya Retirement Advisors, LLC otherMissionsquare Retirement institutionalOtherApr 18, 2022Apr 27, 2022
Keith Douglas PenewitMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement institutionalOtherApr 12, 2022Apr 26, 2022
Kevin Norbert LinsmeierRetirement Plan Advisors, LLC mixed wealthMissionsquare Retirement institutionalOtherApr 7, 2022Apr 22, 2022
Hillis Lashawn HaygoodUBS Financial Services Inc. wirehouseMissionsquare Retirement institutionalOtherMar 29, 2022Apr 28, 2022
Eric Walter DobrzynskiRaymond James Financial Services Advisors, Inc BD affiliatedMissionsquare Retirement institutionalOtherFeb 25, 2022Mar 7, 2022
Brian Darrell FylakAlight Financial Advisors, LLC independent RIAMissionsquare Retirement institutionalOtherFeb 23, 2022Feb 25, 2022
Adam Keith FergusonCapital Analysts BD affiliatedMissionsquare Retirement institutionalOtherJan 24, 2022Feb 17, 2022
Scott Eugene MonsonFidelity Personal And Workplace Advisors BD affiliatedMissionsquare Retirement institutionalOtherJan 10, 2022Feb 1, 2022
Paul HellmanErnst & Young Investment Advisers Llp no RAUMMissionsquare Retirement institutionalOtherJan 4, 2022Jul 19, 2023 (561 d)
John Thomas GrayT. Rowe Price Associates, Inc. asset managerMissionsquare Retirement institutionalOtherNov 10, 2021Dec 2, 2021
David Gordon NesmithEdward Jones national BDMissionsquare Retirement institutionalOtherNov 3, 2021Feb 27, 2023 (481 d)
Peter Bo RappmundBetter Money Decisions independent RIAMissionsquare Retirement institutionalOtherNov 3, 2021Nov 2, 2021
Daniel Jeffrey IrizarryManning Wealth Management, Inc. unclassifiedMissionsquare Retirement institutionalOtherOct 20, 2021Dec 15, 2021 (56 d)
Caroline Rainey SorokosTruist Advisory Services, Inc. BD affiliatedMissionsquare Retirement institutionalOtherOct 13, 2021Feb 14, 2022 (124 d)
Dawn Van DyckEdward Jones national BDMissionsquare Retirement institutionalOtherAug 2, 2021Aug 23, 2021
Amy BeaucheneEmpower Advisory Group, LLC otherMissionsquare Retirement institutionalOtherJun 21, 2021Jun 21, 2021
Ben G BatesPrecision Fiduciary Partners, LLC institutionalMissionsquare Retirement institutionalOtherJun 10, 2021Sep 21, 2021 (103 d)
Jinen A ViswakulaTruist Advisory Services, Inc. BD affiliatedMissionsquare Retirement institutionalOtherJun 9, 2021Dec 6, 2022 (545 d)
Ashley L Salinsky LucasJ.P. Morgan Securities LLC wirehouseMissionsquare Retirement institutionalOtherMay 25, 2021Dec 7, 2022 (561 d)
Timothy O. MoorePnc Wealth Management BD affiliatedMissionsquare Retirement institutionalOtherFeb 17, 2021Aug 27, 2021 (191 d)
Alcira ChristinaTd Ameritrade Investment Management, LLC independent RIAMissionsquare Retirement institutionalOtherDec 31, 2020Jul 13, 2023 (924 d)
Peter Davidson GaneyHorace Mann Investors, Inc. no RAUMMissionsquare Retirement institutionalOtherDec 18, 2020Mar 5, 2021 (77 d)
Maria Magdalena FesslerMML Investors Services, LLC BD affiliatedMissionsquare Retirement institutionalOtherDec 7, 2020Dec 23, 2020
Adrienne L StarkFidelity Personal And Workplace Advisors BD affiliatedMissionsquare Retirement institutionalOtherDec 1, 2020Aug 3, 2022 (610 d)
Richard Patrick GillAdvice And Planning Services BD affiliatedMissionsquare Retirement institutionalOtherNov 13, 2020May 3, 2022 (536 d)
Christopher S O'BannerAllstate Financial Advisors, LLC BD affiliatedMissionsquare Retirement institutionalOtherSep 30, 2020Dec 16, 2020 (77 d)
Aimei ZhongCitigroup Global Markets Inc. BD affiliatedMissionsquare Retirement institutionalOtherJul 23, 2020Oct 9, 2020 (78 d)
Raymond E FortinMorgan Stanley wirehouseMissionsquare Retirement institutionalOtherJun 8, 2020Jun 16, 2020
Orlando Rafael CruzPnc Wealth Management BD affiliatedMissionsquare Retirement institutionalOtherMay 1, 2020May 11, 2020
Peter John CroweCetera Advisor Networks LLC BD affiliatedMissionsquare Retirement institutionalOtherApr 13, 2020Jan 22, 2021 (284 d)
Bryan Keith WilhelmMorgan Stanley wirehouseMissionsquare Retirement institutionalOtherMar 6, 2020Apr 1, 2021 (391 d)
Raymond Lyle DurantAdvice And Planning Services BD affiliatedMissionsquare Retirement institutionalOtherMar 6, 2020Apr 28, 2020 (53 d)
Michael D. MccubbinCharles Schwab & Co., Inc. national BDMissionsquare Retirement institutionalOtherNov 21, 2019Apr 9, 2020 (140 d)
Homer Israel StinsonFirst Command Advisory Services BD affiliatedMissionsquare Retirement institutionalOtherOct 24, 2019Apr 6, 2020 (165 d)
Moncherie Lenae MasonGlobal Retirement Partners LLC institutionalMissionsquare Retirement asset managerOtherAug 6, 2019Feb 27, 2020 (205 d)
Victor Luis PerezJ.P. Morgan Securities LLC wirehouseMissionsquare Retirement asset managerOtherJul 10, 2019Jul 17, 2019
Daniel Ryan StewartWaddell & Reed BD affiliatedMissionsquare Retirement asset managerOtherJun 27, 2019Nov 8, 2019 (134 d)
Righetti JosephMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement institutionalOtherJun 21, 2019Nov 14, 2022 (1242 d)
Paul Allen PhillipsU.S. Bancorp Investments, Inc. BD affiliatedMissionsquare Retirement asset managerOtherMay 17, 2019Jul 8, 2019 (52 d)
Scott Michael EasonNationwide Investment Advisors, LLC BD affiliatedMissionsquare Retirement asset managerOtherMay 9, 2019May 28, 2019
Stephanie Elizabeth KeurEquitable Advisors, LLC national BDMissionsquare Retirement institutionalOtherMay 1, 2019Sep 28, 2023 (1611 d)
Michael David JohanssonOsaic Fa, Inc. BD affiliatedMissionsquare Retirement institutionalOtherApr 15, 2019Jan 11, 2021 (637 d)
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196 moves match.