DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Independent Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Scott Littrell | Howard Bailey Securities, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2024 | Nov 6, 2024 (93 d) |
| Michael James Nichols | Osaic Wealth, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Jul 23, 2024 |
| Eugene John Flock | Osaic Wealth, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 23, 2024 |
| Daniel Elliott Gryp | Osaic Wealth, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 23, 2024 |
| Donald Richard Miller | Scf Investment Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 29, 2024 |
| James Franklin Shenk | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 8, 2024 |
| Kyle Claxton Shenk | Realta Investment Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 2, 2024 |
| Daniel Robert Marlborough | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jan 1, 2025 (189 d) |
| Chad James Castrinos | Advisor Resource Council independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2024 | Jun 26, 2024 |
| Sean David Ries | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Richard Lee Bopp | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Matthew D Stanley | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Nathan Earl Freeman | Rudwall Wealth Management LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2024 | Apr 22, 2024 |
| Brendan Michael Kelly | Alera Investment Advisors, LLC mixed wealth | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2024 | Sep 18, 2024 (160 d) |
| Naomi Savolainen | RBC Capital Markets, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Mar 25, 2024 |
| Joseph Scott Stonelake | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 4, 2024 |
| Melissa Kimberly James | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 4, 2024 |
| Daniel Tyler Smith | Russell Investments other | Independent Financial Partners BD affiliated | Other | Mar 28, 2024 | Jul 22, 2026 (846 d) |
| Torian Johnson | Csenge Advisory Group, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2024 | Nov 17, 2025 (636 d) |
| G Richard Fransen | MML Investors Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Jan 23, 2025 (352 d) |
| Steve Athanassie | Provise Management Group, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Jan 5, 2024 |
| Allen Bronton | Clear Financial Strategies, LLC unclassified | Independent Financial Partners BD affiliated | Other | Dec 31, 2023 | Mar 19, 2024 (79 d) |
| Virginia Holbrook Morris | Truist Advisory Services, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Dec 7, 2023 (58 d) |
| Douglas William Tabor | Raymond James Financial Services Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Jan 7, 2025 (481 d) |
| Shuwun Ma | MML Investors Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Sep 1, 2023 |
| Chase Cameron Smith | Madison Avenue Securities, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Sep 6, 2023 |
| Jacob Jesse Packer | Wells Fargo Advisors wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2023 | Sep 5, 2023 |
| Timothy Daniel Nihill | Ibn Advisory Services, Inc. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Aug 1, 2023 |
| Nikolas Lee Gumeson | Ameriprise Financial Services, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Sep 1, 2023 |
| Grant Lamar Henderson | Florida Financial Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Feb 24, 2026 (931 d) |
| Martha Smith Reynolds | Raymond James Financial Services Advisors, Inc BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 10, 2023 |
| Sami Edward Farag | LPL Financial LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 8, 2023 |
| Hansen Rory Champlin | LPL Financial LLC BD affiliated | Independent Financial Partners other | Other | Jun 14, 2023 | Oct 12, 2016 |
| Lawrence Rocha | LPL Financial LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 8, 2023 |
| Deborah Jean Kirste | LPL Financial LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2023 | Jun 8, 2023 |
| Jonathan Sizemore | Florida Financial Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Dec 3, 2025 (924 d) |
| Ben James Duncanson | Charles Schwab & Co., Inc. national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | May 2, 2023 |
| Trey Woodrum | Edward Jones national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 3, 2023 |
| Stephen Wesley Brimacombe | LPL Financial LLC independent RIA | Independent Financial Partners other | Other | Feb 2, 2023 | Jun 19, 2012 |
| Nicolas Jacob Wolfson | Ameriprise Financial Services, LLC national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Apr 2, 2024 (468 d) |
| Joseph Terrell Mann | Concorde Asset Management, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Nov 28, 2022 |
| Matthew I Levine | Key Investment Services LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 18, 2022 |
| Thomas Patrick Petrus | Key Investment Services LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 18, 2022 |
| Robert Thomas Smalanskas | Pnc Wealth Management BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2022 | Sep 26, 2022 |
| Steven Randal Wright | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Sep 22, 2022 |
| Steven Randal Wright | Kovack Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Sep 22, 2022 |
| Steven Balch | Charles Schwab & Co., Inc. national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Jan 26, 2023 (177 d) |
| Derek Allen Wilkes | J.P. Morgan Securities LLC wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2022 | Jul 20, 2022 |
| Eric Dennis Boldger | Sheridan Road Advisors, LLC, A Hub International Company institutional | Independent Financial Partners BD affiliated | Other | Jul 7, 2022 | Jul 1, 2022 |
| Shelly May Wohler | Securian Financial Services, Inc. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jun 21, 2022 |
| Matthew J Bruce | Sheridan Road Advisors, LLC, A Hub International Company institutional | Independent Financial Partners BD affiliated | Other | Jun 24, 2022 | Jun 1, 2022 |
| Chad Michael Rogers | On Investment Management Co BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jun 2, 2022 |
| Stephen James Meuris | LPL Financial LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2022 | Jan 1, 2026 (1325 d) |
| Oscar Miguel Mejia | Seaview Investment Managers LLC asset manager | Independent Financial Partners BD affiliated | Other | May 17, 2022 | May 19, 2022 |
| Richard Michael Duda | Schwab Wealth Advisory, Inc. no RAUM | Independent Financial Partners BD affiliated | Other | May 10, 2022 | May 4, 2022 |
| Brandon M Lancaster | Independent Advisor Alliance, LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2022 | Mar 24, 2022 |
| Kent Dean Sherfey | LPL Financial LLC independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2022 | Mar 7, 2022 |
| Andrew Joseph Birkmire | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Financial Partners BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2022 | Mar 29, 2022 |
| Jared Eric Mabey | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Feb 11, 2022 |
| Kristin Meredith Alexander | Principal Securities, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Jan 10, 2022 |
719 moves match.