DFX Intelligence
Advisor moves
Arrivals at Transamerica Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Ernest Perdue | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2023 | Oct 10, 2024 (547 d) |
| Carol Ann Bowe | E*Trade Capital Management, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2023 | Apr 16, 2023 |
| Jerod John Ensz | Commonwealth Financial Network national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Apr 13, 2023 |
| Stephen Labarre | Huntington Financial Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Aug 15, 2024 (513 d) |
| Kelli Ann Lynn | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Mar 3, 2023 |
| Isaiah Aston Hinds | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Oct 17, 2023 (277 d) |
| Brandon Robert Matthews | Advice And Planning Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | May 3, 2023 (133 d) |
| James Hudon Engelman | Oneamerica Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Sep 12, 2023 (271 d) |
| Erik Anthony Detota | LPL Financial LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2022 | Mar 5, 2024 (449 d) |
| Algie R Horton | Park Avenue Securities LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | May 19, 2023 (168 d) |
| Jaron Anthony Bowersox | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Jun 29, 2023 (239 d) |
| John D Hudgins | Mutual Of Omaha Investor Services, Inc. independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2022 | Oct 18, 2022 |
| Scott A Rosati | Vertis Wealth, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2022 | Mar 30, 2023 (168 d) |
| Darryl Keith Goolsby | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 14, 2022 |
| Nicolas Andrew Rhodes | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 7, 2022 |
| Adam Gary Helm | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Sep 30, 2022 |
| Caterina Costante | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2022 | Apr 18, 2023 (237 d) |
| Stephen Matthew Duganieri | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Sep 7, 2022 |
| John Ryan Fonaas | Russell Investments other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Jul 21, 2022 | Jul 27, 2022 |
| Jill Elizabeth Winter | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 11, 2022 |
| Duncan Graham Campbell | Charles Schwab & Co., Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Jan 5, 2023 (198 d) |
| Glen Dryden | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 30, 2022 |
| Kevin Patrick Lynch | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 29, 2022 |
| Ryan Daniel Crider | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Oct 6, 2023 (484 d) |
| Casey Alan Walters | Charles Schwab & Co., Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Feb 12, 2024 (621 d) |
| James Alexander Rie | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | Jun 1, 2022 |
| Amy Lynn Ungles | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | May 26, 2022 |
| Jasmine Adams | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 10, 2022 |
| Christian Andre Deveer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 29, 2022 |
| John Philip Illingworth | Oneamerica Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Mar 1, 2022 |
| Joseph Patrick Conlan | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Jan 11, 2024 (695 d) |
| David William Kempfe | Principal Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 26, 2022 |
| Upasana Khandelwal | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2021 | Dec 15, 2021 |
| John Laurence Zimnik | Ernst & Young Investment Advisers Llp no RAUM | Transamerica Retirement Advisors, LLC BD affiliated | Other | Dec 2, 2021 | Jan 12, 2022 (41 d) |
| Michael Bradley Mcgrady | LPL Financial LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Dec 1, 2021 |
| Jason Douglas Kahle | Victory Capital Management Inc. asset manager | Transamerica Retirement Advisors, LLC BD affiliated | Other | Nov 17, 2021 | Feb 25, 2022 (100 d) |
| Ashley Corbin Dent | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2021 | Nov 29, 2021 |
| Benjamin Patrick Woods | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2021 | Nov 16, 2021 |
| Bryan Eugene Donaugh | Cwm, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Nov 4, 2021 |
| Kevin A Miller | Citizens Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 10, 2021 |
| Kyle Robert Vella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2021 | Aug 3, 2023 (654 d) |
| Anthony Joseph Vandette | Citizens Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Jun 6, 2023 (601 d) |
| Tyler Nowotny | The Retirement Guys Formula independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2021 | Nov 5, 2021 |
| Indiana Flores Cary | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2021 | Sep 27, 2023 (726 d) |
| Brad Leroy Sharp | Fbl Wealth Management, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Nov 3, 2021 (72 d) |
| G Ryan Eads | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2021 | Aug 24, 2021 |
| Harold Alvarado | Pruco Securities, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2021 | Oct 25, 2021 (231 d) |
| Matthew S Robbins | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2021 | Mar 24, 2021 (48 d) |
| Daniel Gerard Devine | Concourse Financial Group Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Dec 20, 2022 (719 d) |
| Gary Thomas Gabor | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Mar 22, 2021 (103 d) |
| Ilka Lorraine Lopez Miller | Prudential Select Strategies LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2020 | Jun 1, 2022 (549 d) |
| Kevin Vaughan | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Jan 12, 2021 (49 d) |
| Jeffrey Strittmatter | Invesco Advisers, Inc. asset manager | Transamerica Retirement Advisors, LLC BD affiliated | Other | Nov 18, 2020 | Aug 16, 2022 (636 d) |
| Michael Louis Rogers | Pruco Securities, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Sep 25, 2020 |
| Dennis Alan Haubert | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2020 | Apr 7, 2020 |
| Lora Nickel | Thrivent Investment Management Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 17, 2020 |
| Bradley Ross Sims | Retirement Fund Management institutional | Transamerica Retirement Advisors, LLC BD affiliated | Other | Feb 25, 2020 | Mar 9, 2020 |
| Victoria L Harrison | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2020 | Feb 28, 2020 |
| Otto Rambalducci Tannure | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2020 | Nov 10, 2022 (1018 d) |
| Faith Goldman Rash | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2020 | Feb 5, 2020 |
366 moves match.