Advisor moves

Arrivals at Calton & Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stuart Michael SimchowitzAmerican Portfolios Advisors, Inc otherCalton & Associates, Inc. otherOtherApr 1, 2015Oct 16, 2014
Matthew Brian LevensFmsi Advisers otherCalton & Associates, Inc. otherOtherFeb 23, 2015Feb 20, 2015
Anthony Charles SmithNewport Coast Asset Management otherCalton & Associates, Inc. otherOtherFeb 17, 2015Feb 20, 2015
Paul William MurphyNewport Coast Asset Management otherCalton & Associates, Inc. otherOtherFeb 17, 2015Feb 23, 2015
Tim Evan SchafferWoodbury Financial Services, Inc. otherCalton & Associates, Inc. otherOtherJan 9, 2015Jan 5, 2015
Jeffrey Charles BabcockWorld Equity Group, Inc. otherCalton & Associates, Inc. otherOtherJan 2, 2015Jan 2, 2015
Chano Jesse John ArellanoCreativeone Securities, LLC otherCalton & Associates, Inc. otherOtherDec 31, 2014May 27, 2015 (147 d)
David Earl HendershottOppenheimer & Co. Inc. otherCalton & Associates, Inc. otherOtherDec 31, 2014Jan 2, 2015
Raafat Ramzy IskanderJ.P. Morgan Securities LLC wirehouseCalton & Associates, Inc. otherOtherDec 19, 2014Jan 16, 2015
Jeffrey Charles RattiWells Fargo Advisors wirehouseCalton & Associates, Inc. otherOtherOct 6, 2014Oct 24, 2014
Frank Charles ParlatoLifemark Securities Corp. otherCalton & Associates, Inc. otherOtherSep 17, 2014Sep 16, 2014
Erik Erle SimmonsU.S. Bancorp Investments, Inc. otherCalton & Associates, Inc. otherOtherSep 4, 2014Aug 29, 2014
Jean Ann BrownSii Investments, Inc. otherCalton & Associates, Inc. otherOtherAug 26, 2014Jul 26, 2016 (700 d)
Gary Lee BartonFinancial Telesis, Inc. otherCalton & Associates, Inc. otherOtherAug 14, 2014Aug 15, 2014
Ethan G MatkinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCalton & Associates, Inc. otherOtherJul 3, 2014Jul 16, 2014
Leslie Jean HaleRidgeway Conger Advisory Services otherCalton & Associates, Inc. otherOtherJun 19, 2014Jun 17, 2014
Michael Scott BloomMML Investors Services, LLC otherCalton & Associates, Inc. otherOtherApr 4, 2014Jun 27, 2014 (84 d)
Carol Jeanette PipitoneOppenheimer & Co. Inc. otherCalton & Associates, Inc. otherOtherMar 17, 2014Mar 17, 2014
Paul LieuJ.P. Morgan Securities LLC wirehouseCalton & Associates, Inc. otherOtherJan 23, 2014Jan 14, 2014
Ralph Donald DexterCadaret Grant & Co Inc otherCalton & Associates, Inc. otherOtherDec 31, 2013Jan 2, 2014
Herbert Lee NealySecurities America Advisors, Inc. otherCalton & Associates, Inc. otherOtherDec 23, 2013Feb 6, 2014 (45 d)
David Hughes PetryLPL Financial LLC otherCalton & Associates, Inc. otherOtherDec 23, 2013Jan 27, 2014 (35 d)
Ruben GonzalezJ.P. Morgan Securities LLC wirehouseCalton & Associates, Inc. otherOtherDec 5, 2013Mar 4, 2014 (89 d)
Lynn Marie Le GoyGbs Advisors otherCalton & Associates, Inc. otherOtherNov 26, 2013Dec 11, 2013
Marc A AlvisEdward Jones national BDCalton & Associates, Inc. otherOtherNov 25, 2013Jan 9, 2014 (45 d)
Charles Taylor FossWall Advisors, Inc. otherCalton & Associates, Inc. otherOtherNov 20, 2013Nov 19, 2013
Nathan Harold DunhamWall Advisors, Inc. otherCalton & Associates, Inc. otherOtherNov 20, 2013Nov 19, 2013
Jason EdwardsQuestar Asset Management, Inc. otherCalton & Associates, Inc. otherOtherNov 19, 2013Nov 4, 2013
James Edmund IsonHermening Financial Group LLC otherCalton & Associates, Inc. otherOtherOct 1, 2013Oct 1, 2013
Nicolas Shane ToadvineWall Advisors, Inc. otherCalton & Associates, Inc. otherOtherSep 26, 2013Oct 2, 2013
George Allen MartinCapital Investment Advisory Services, LLC otherCalton & Associates, Inc. otherOtherSep 11, 2013Sep 6, 2013
Don Robert GuessWaddell & Reed otherCalton & Associates, Inc. otherOtherSep 5, 2013Oct 3, 2013
Paul Reid RichardsonCl Wealth Management, LLC no RAUMCalton & Associates, Inc. otherOtherAug 23, 2013Aug 13, 2013
Christopher Blake Radford7twelve Advisors, LLC otherCalton & Associates, Inc. otherOtherAug 23, 2013Aug 15, 2013
Edgar Allen ThomasCl Wealth Management, LLC no RAUMCalton & Associates, Inc. otherOtherAug 23, 2013Aug 28, 2013
Michael David MillerInvest Financial Corporation otherCalton & Associates, Inc. otherOtherAug 2, 2013Aug 13, 2013
Ihechituru KanuWells Fargo Advisors wirehouseCalton & Associates, Inc. otherOtherJul 12, 2013Jul 12, 2013
William Charles VourlasIndependent Financial Group, LLC otherCalton & Associates, Inc. otherOtherJun 28, 2013Aug 15, 2013 (48 d)
Michael John BrandoneQuestar Asset Management, Inc. otherCalton & Associates, Inc. otherOtherApr 1, 2013May 24, 2013 (53 d)
Kevin Patrick SaiaJ P Turner & Company Capital Management, LLC otherCalton & Associates, Inc. otherOtherMar 22, 2013Mar 15, 2013
Angela Kolb CagwinNeuberger Berman Bd LLC otherCalton & Associates, Inc. otherOtherNov 14, 2012Dec 18, 2012 (34 d)
Jennifer Adele Aimone-SeilerCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 5, 2012Aug 31, 2012
Ryan Patrick DegrauCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 5, 2012Aug 31, 2012
Michael D HansCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 5, 2012Aug 31, 2012
James Patrick BarrettCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Aug 31, 2012
Douglas Richard RothCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Aug 31, 2012
Edward Albert MajtenyiCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Aug 31, 2012
Robert RussoCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Aug 31, 2012
David Charles MillerCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Aug 31, 2012
Joseph James RussoCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Aug 31, 2012
Jodi M EhrlichCetera Advisor Networks LLC otherCalton & Associates, Inc. otherOtherSep 4, 2012Oct 17, 2012 (43 d)
Kevin James MarshArete Wealth Advisors, LLC otherCalton & Associates, Inc. otherOtherMay 3, 2012Apr 23, 2013 (355 d)
Giovanni TodescoChase Investment Services Corp. otherCalton & Associates, Inc. otherOtherJan 25, 2012Oct 1, 2014 (980 d)
Johana HuffChoice Advisory Group, Inc. otherCalton & Associates, Inc. otherOtherDec 31, 2011Jan 3, 2012
Kevin Jason NashbarGradient Advisors, LLC no RAUMCalton & Associates, Inc. otherOtherDec 20, 2011Dec 20, 2011
James Daniel McafeeSummit Financial Group Inc otherCalton & Associates, Inc. otherOtherAug 1, 2011Jul 28, 2011
Carlos Alfredo CortezJhs Capital Advisors, LLC otherCalton & Associates, Inc. otherOtherFeb 14, 2011Feb 18, 2011
Ryan Paul O'LearyMorgan Stanley wirehouseCalton & Associates, Inc. otherOtherDec 21, 2010Jan 11, 2011
James Anthony PetkosonGunnallen Financial, Inc unclassifiedCalton & Associates, Inc. otherOtherMar 30, 2010Apr 7, 2010
Norman Frank HallWfg Advisors, LP otherCalton & Associates, Inc. otherOtherAug 28, 2009Aug 26, 2009
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197 moves match.