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RIA Intelligence
Advisor moves
Arrivals at Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Vaughn Kepler | Seidman Private Advisors LLC no RAUM | Eagle Strategies LLC other | Other | Mar 12, 2021 | Jul 7, 2015 |
| Walter Wynne Lawrence | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Jun 9, 2021 (126 d) |
| Francine Gray | Bankers Life Advisory Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Mar 8, 2021 (40 d) |
| J Winston Hollingsworth | Wells Fargo Advisors wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2021 | Feb 8, 2021 |
| Tara Cole Ellis | Money Concepts Advisory Service BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Dec 2, 2025 (1797 d) |
| Kounian Ding | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 26, 2020 | Feb 18, 2021 (54 d) |
| Echo Wreatha Pelster | Principal Securities, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Feb 5, 2021 (44 d) |
| Joan L Check | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Apr 13, 2022 (478 d) |
| Philip Kasden | Mcadam LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Dec 1, 2021 (352 d) |
| Zhihua Tang | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Jun 8, 2021 (182 d) |
| Rodney W Mccauley | First Command Advisory Services BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2020 | Oct 20, 2021 (335 d) |
| Laura Marie Nowinski | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2020 | Oct 26, 2022 (727 d) |
| Timothy M Vollrath | Pruco Securities, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Mar 3, 2022 (507 d) |
| Ezra I Litton | Pruco Securities, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Jun 17, 2021 (248 d) |
| Matthew John Scarano | Ameriprise Financial Services, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Dec 11, 2020 (60 d) |
| Paul Janco | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2020 | May 17, 2021 (228 d) |
| Dillon Sterle | Transamerica Retirement Advisors, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Jul 8, 2022 (655 d) |
| Timothy M Briody | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2020 | Sep 15, 2022 (729 d) |
| David Moler | Northwestern Mutual Investment Services,LLC no RAUM | Eagle Strategies LLC BD affiliated | Other | Aug 17, 2020 | Oct 30, 2020 (74 d) |
| David Rosen | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2020 | Jul 28, 2022 (714 d) |
| Steven Todd Kaplan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2020 | Jun 25, 2021 (339 d) |
| Kevin Lee Friddle | Huntington Financial Advisors BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2020 | Nov 11, 2025 (1950 d) |
| Gerard Marc St-Cyr | Morgan Stanley wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2020 | Aug 18, 2020 (47 d) |
| Jazmyn Pearl Campos | Wells Fargo Advisors wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2020 | Oct 29, 2024 (1582 d) |
| Diane Ruiz | Hsbc Securities (USA) Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Dec 7, 2020 (185 d) |
| Rodney Dewitt Gillespie | Valic Financial Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2020 | Jul 10, 2025 (1869 d) |
| Emil Musgrove | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | Sep 11, 2020 (115 d) |
| Alexis Zeleznik Stecker Ablezer | New York Life Investment Management LLC asset manager | Eagle Strategies LLC BD affiliated | Other | May 7, 2020 | Apr 23, 2025 (1812 d) |
| Souheir M Alrachid | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2020 | May 2, 2022 (726 d) |
| Jimmy Fish | Pruco Securities, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2020 | Jun 15, 2020 (58 d) |
| Selby Moleli Fauatea | Fidelity Personal And Workplace Advisors BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Feb 1, 2023 (1036 d) |
| Sean Townley | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2020 | Aug 26, 2021 (514 d) |
| Gary Allen Clark | Nationwide Securities, LLC no RAUM | Eagle Strategies LLC BD affiliated | Other | Mar 25, 2020 | Apr 23, 2020 |
| Loredana Denardo | Morgan Stanley wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2020 | Apr 12, 2021 (390 d) |
| Hai Minh Ngo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2020 | Aug 19, 2021 (528 d) |
| Dena K Crosby | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2020 | Apr 29, 2022 (784 d) |
| David Yates | Pruco Securities, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | Jul 19, 2021 (504 d) |
| Bryan Adam Schimmel | Gerber Kawasaki Wealth & Investment Management independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2020 | Jul 30, 2020 (155 d) |
| Patrick M Howell | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2020 | Mar 20, 2020 (43 d) |
| Jeffrey Patrick Wolfe | Western International Securities independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2020 | Mar 19, 2020 (44 d) |
| Shant Tashjian | Summit Financial, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Jan 19, 2021 (364 d) |
| Anthony Amendola | J.P. Morgan Securities LLC wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2020 | Jan 13, 2020 |
| Michael Andrew Marusiak | Acumen Associates, LLC unclassified | Eagle Strategies LLC BD affiliated | Other | Jan 13, 2020 | Sep 29, 2020 (260 d) |
| John Christopher James | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2020 | Feb 3, 2021 (397 d) |
| Stacy Hoffman | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Aug 3, 2021 (581 d) |
| James Peter Healy | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2019 | Feb 13, 2020 (56 d) |
| John E Natoli | Mutual Of Omaha Investor Services, Inc. no RAUM | Eagle Strategies LLC BD affiliated | Other | Dec 17, 2019 | Aug 25, 2020 (252 d) |
| Brendan W Obrien | Suncoast Global Financial Advisers, LLC unclassified | Eagle Strategies LLC BD affiliated | Other | Dec 13, 2019 | Apr 14, 2020 (123 d) |
| Frank Alexander Avila | Edward Jones national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Jun 28, 2021 (563 d) |
| Keith William Mellen | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Jan 28, 2021 (413 d) |
| Christopher George Kelly | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2019 | Jan 8, 2020 (33 d) |
| Robert J Covello | Securian Financial Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Mar 5, 2020 (93 d) |
| Cody Bennett | Ae Wealth Management, LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2019 | Nov 15, 2021 (731 d) |
| Devon Thomas Beamesderfer | Raymond James Financial Services Advisors, Inc BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Jan 30, 2020 (104 d) |
| John L Veal | Northwestern Mutual Investment Services,LLC no RAUM | Eagle Strategies LLC BD affiliated | Other | Oct 17, 2019 | Dec 23, 2019 (67 d) |
| Jessica Gong | LPL Financial LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Mar 9, 2021 (510 d) |
| Caleb Allen | Equitable Advisors, LLC national BD | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Feb 4, 2021 (504 d) |
| Michael Daniel Bloomquist | UBS Financial Services Inc. wirehouse | Eagle Strategies LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2019 | Apr 30, 2025 (2053 d) |
| Erik Robert Rinehold | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Jan 8, 2020 (118 d) |
| Frank Joseph Diliberto | Iht Wealth Management LLC independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2019 | Aug 5, 2021 (708 d) |
741 moves match.