DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Independent Financial Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Wesley A ThompsonWells Fargo Advisors wirehouseIndependent Financial Partners BD affiliatedWirehouse to affiliated broker-dealer or bankJul 31, 2019Sep 6, 2019 (37 d)
Chad Jarrett RixseFar North Capital unclassifiedIndependent Financial Partners BD affiliatedOtherJul 26, 2019May 1, 2019
Daniel J YuftczakT. Rowe Price Advisory Services, Inc. independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Oct 3, 2019 (77 d)
Brandon A. MaresmaLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Jan 1, 2025 (1997 d)
Kelly Lynn RylandLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Jul 5, 2019
Marlin R HowleyLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Jul 15, 2019
Robert Andrew BraceyLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Jul 5, 2019
John Donald GosztylaLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Jul 5, 2019
Melissa Ann JonesTransamerica Retirement Advisors, LLC BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherJul 10, 2019Aug 1, 2022 (1118 d)
Christopher Andrew VaughnThrivent Investment Management Inc. BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2019Jun 7, 2019
Derek Norman RollingsonIcon Advisers, Inc. otherIndependent Financial Partners BD affiliatedOtherMay 31, 2019Jun 12, 2020 (378 d)
Brian Dale WashaOsaic Wealth, Inc. BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2019May 30, 2019
Johnny Phillip NixonOsaic Wealth, Inc. BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2019Jan 2, 2025 (2043 d)
John Thomas HareLPL Financial LLC independent RIAIndependent Financial Partners otherOtherMay 23, 2019Nov 10, 2016
Jeffrey Thomas HigginsLPL Financial LLC independent RIAIndependent Financial Partners otherOtherMay 23, 2019Jan 13, 2012
Evangeline StratisIht Wealth Management LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2019Jun 24, 2019 (32 d)
Ryan Michael GormanLPL Financial LLC independent RIAIndependent Financial Partners otherOtherMay 23, 2019Mar 17, 2014
Jamie Tyson RodgersFirst Command Advisory Services BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2019Oct 10, 2019 (146 d)
Chad SpezialeLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2019Mar 27, 2019
Maziar MonshiLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2019Mar 29, 2019
Scott Anthony LanzaLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2019Mar 29, 2019
Larry Ray AwbreyLPL Financial LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2019Aug 14, 2018
Eric DonnerTeam Hewins, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2019Jan 29, 2019
Michael Alan RosenthalLPL Financial LLC independent RIAIndependent Financial Partners otherOtherDec 31, 2018Mar 17, 2014
Mark James DickmanIndependent Advisor Alliance, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankDec 20, 2018Aug 28, 2020 (617 d)
Joseph Glenn MaxeyTrademark Capital Management Inc. mixed wealthIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2018Nov 30, 2018
Jeremy Alan LyonsAdvantage Investment Management, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2018Sep 28, 2018
Andrew J KeeferLPL Financial LLC independent RIAIndependent Financial Partners otherOtherSep 25, 2018Oct 13, 2009
Jennifer L JohnsonWoodbury Financial Services, Inc. BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2018Oct 16, 2019 (390 d)
Nicholas Paul BressiLPL Financial LLC independent RIAIndependent Financial Partners otherOtherAug 16, 2018Feb 21, 2018
Joseph A WheelerCambridge Investment Research Advisors, Inc. BD affiliatedIndependent Financial Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2018Jul 11, 2018
Patrick Joseph BuffaLanark Financial, Inc. BD affiliatedIndependent Financial Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2018Jul 2, 2018
Nicholas Joseph DaughertyTl Private Wealth independent RIAIndependent Financial Partners independent RIARIA to RIAJun 15, 2018Jun 15, 2018
Meredith Ezell FlauttLPL Financial LLC independent RIAIndependent Financial Partners otherOtherMay 11, 2018Nov 10, 2016
Michael Gregory EustonLPL Financial LLC independent RIAIndependent Financial Partners otherOtherApr 9, 2018May 27, 2015
Christopher Paul RitaccaAdvice And Planning Services otherIndependent Financial Partners independent RIAOtherMar 19, 2018Apr 4, 2018
Lindsey Brooke MichelLPL Financial LLC independent RIAIndependent Financial Partners otherOtherMar 19, 2018Dec 4, 2017
Anthony AdamoAdvice And Planning Services otherIndependent Financial Partners independent RIAOtherMar 10, 2018Mar 30, 2018
Eric J. NegronLPL Financial LLC independent RIAIndependent Financial Partners otherOtherMar 5, 2018Oct 29, 2015
Rylen Takao YamamotoSignator Investors, Inc. otherIndependent Financial Partners otherOtherMar 5, 2018Mar 1, 2018
Kevin William MeyerWaddell & Reed otherIndependent Financial Partners otherOtherJan 11, 2018Jan 3, 2018
Michael Fulton Sheen HolligerWestern Wealth Management LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2018Jan 1, 2025 (2553 d)
Randall Alan FisherUnited Capital Management Of Kansas, Inc. otherIndependent Financial Partners otherOtherDec 6, 2017Aug 24, 2017
William Anthony ScarfoneAdvice And Planning Services otherIndependent Financial Partners independent RIAOtherDec 6, 2017Mar 23, 2018 (107 d)
Aadarsh B JagadishMML Investors Services, LLC otherIndependent Financial Partners otherOtherDec 5, 2017Dec 6, 2017
Cain Benjamin KobertWestern Wealth Management LLC independent RIAIndependent Financial Partners otherOtherNov 27, 2017Nov 30, 2017
Darla Dustin DouglasWestern Wealth Management LLC independent RIAIndependent Financial Partners otherOtherNov 27, 2017Dec 1, 2017
Travis J McgannWells Fargo Advisors wirehouseIndependent Financial Partners otherOtherNov 24, 2017Nov 15, 2017
Jared Lee EnsingWaddell & Reed otherIndependent Financial Partners otherOtherNov 17, 2017Nov 14, 2017
Dustin Robert AlexanderVoya Financial Advisors, Inc. otherIndependent Financial Partners otherOtherNov 7, 2017Nov 6, 2017
Jason Alyn BrooksFirst Heartland Consultants, Inc. otherIndependent Financial Partners BD affiliatedOtherNov 3, 2017Jul 25, 2019 (629 d)
Andrew Joseph BucherWaterbury And Associates unclassifiedIndependent Financial Partners otherOtherNov 3, 2017Jul 14, 2017
Michael VatterLPL Financial LLC otherIndependent Financial Partners otherOtherOct 10, 2017Oct 29, 2015
Frank Thomas WintersRaymond James Financial Services Advisors, Inc otherIndependent Financial Partners BD affiliatedOtherAug 31, 2017Sep 6, 2018 (371 d)
Laurie SchaefferMML Investors Services, LLC otherIndependent Financial Partners otherOtherAug 29, 2017Aug 24, 2017
Peter VangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Partners otherOtherAug 9, 2017Jan 3, 2018 (147 d)
John Ragsdale BaileyAdvisor Resource Council otherIndependent Financial Partners otherOtherAug 1, 2017Jun 27, 2017
Calla G GormanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Financial Partners otherOtherJul 31, 2017Oct 13, 2017 (74 d)
Christopher Allen WhiteLevel Four Advisory Services otherIndependent Financial Partners otherOtherJul 26, 2017Jul 26, 2017
Carroll Ronald SandersonLevel Four Advisory Services otherIndependent Financial Partners otherOtherJul 26, 2017Jul 26, 2017
Page 4 of 12PreviousNext
719 moves match.