DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Transamerica Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carroll A BeesonLandmark Advisors Nevada unclassifiedTransamerica Financial Advisors, LLC BD affiliatedOtherJan 31, 2017Aug 11, 2020 (1288 d)
Brett Derek GallingerCapital Client Group, Inc. no RAUMTransamerica Financial Advisors, LLC otherOtherJan 31, 2017Aug 30, 2017 (211 d)
Vijay P SinghalPruco Securities, LLC otherTransamerica Financial Advisors, LLC BD affiliatedOtherJan 12, 2017Oct 1, 2018 (627 d)
John ChouWaddell & Reed otherTransamerica Financial Advisors, LLC BD affiliatedOtherDec 31, 2016Dec 6, 2018 (705 d)
James Jiang-Hua ChuWaddell & Reed otherTransamerica Financial Advisors, LLC otherOtherDec 2, 2016Jan 26, 2017 (55 d)
Christopher M RiskoHornor, Townsend & Kent, LLC otherTransamerica Financial Advisors, LLC BD affiliatedOtherNov 30, 2016Aug 24, 2018 (632 d)
Jose Luis MunozAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC otherOtherNov 30, 2016Jun 13, 2017 (195 d)
Dale Tadao MizunoCharles Schwab & Co., Inc. national BDTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2016Oct 31, 2018 (715 d)
Jeffrey Lee StoneAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2016Feb 17, 2021 (1577 d)
Daniel DinkinsTruist Advisory Services, Inc. no RAUMTransamerica Financial Advisors, LLC otherOtherOct 20, 2016Oct 25, 2016
Byung KimEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC otherOtherOct 7, 2016Nov 30, 2016 (54 d)
Edward Thomas SmelichEquitable Advisors, LLC national BDTransamerica Financial Advisors, LLC otherOtherSep 27, 2016Oct 27, 2016
Christy J FalcoSignator Investors, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 26, 2016Jul 25, 2016
Benedicto Canlas SantiagoNational Planning Corporation ("Npc Of America" In Fl & Ny) otherTransamerica Financial Advisors, LLC otherOtherJul 11, 2016Aug 3, 2016
Luis Young KimFsc Securities Corporation otherTransamerica Financial Advisors, LLC otherOtherJul 5, 2016Aug 3, 2016
Junwei LiuE-W Investments, Inc. unclassifiedTransamerica Financial Advisors, LLC BD affiliatedOtherJun 28, 2016Jun 19, 2018 (721 d)
Helmut GarciaBancwest Investment Services, Inc. (Bwis) otherTransamerica Financial Advisors, LLC otherOtherJun 24, 2016Mar 16, 2017 (265 d)
Vicki K SchappEagle Strategies LLC otherTransamerica Financial Advisors, LLC otherOtherJun 13, 2016Sep 21, 2017 (465 d)
Manfred Hans Von EhrenfriedRaymond James Financial Services Advisors, Inc otherTransamerica Financial Advisors, LLC otherOtherApr 11, 2016Jun 24, 2016 (74 d)
William Charles RichardsInvest Financial Corporation otherTransamerica Financial Advisors, LLC otherOtherMar 16, 2016Mar 22, 2016
Jill Aurell PettijohnMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherFeb 8, 2016Jan 24, 2018 (716 d)
Chantay W MooreAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC otherOtherJan 20, 2016Mar 23, 2018 (793 d)
David Bronzal DennisSagepoint Financial, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 9, 2016Oct 25, 2017 (655 d)
David Taylor IIIEdward Jones national BDTransamerica Financial Advisors, LLC otherOtherDec 23, 2015May 2, 2016 (131 d)
Shahriar MoshrefnooryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherDec 2, 2015Jul 5, 2016 (216 d)
Bradley Joseph BondRaymond James & Associates, Inc. national BDTransamerica Financial Advisors, LLC otherOtherNov 24, 2015Jan 4, 2016 (41 d)
Adam P FernanceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherNov 4, 2015Apr 15, 2016 (163 d)
Michael Victor BillingsleyHantz Financial Services, Inc. no RAUMTransamerica Financial Advisors, LLC otherOtherOct 14, 2015Oct 15, 2015
Nhi Phuong GiangMorgan Stanley wirehouseTransamerica Financial Advisors, LLC otherOtherOct 7, 2015Sep 20, 2017 (714 d)
Peter CurrieCharles Schwab & Co., Inc. national BDTransamerica Financial Advisors, LLC otherOtherSep 28, 2015Mar 10, 2017 (529 d)
Michael William MaherLPL Financial LLC otherTransamerica Financial Advisors, LLC otherOtherSep 2, 2015Aug 28, 2015
Robert A. PlowmanUsaa Financial Planning Services no RAUMTransamerica Financial Advisors, LLC otherOtherAug 27, 2015Jun 26, 2017 (669 d)
Scott Toshio NishimuraCetera Advisor Networks LLC otherTransamerica Financial Advisors, LLC otherOtherAug 17, 2015Oct 13, 2015 (57 d)
Catherine Cynthia LattoLatto, Catherine C. unclassifiedTransamerica Financial Advisors, LLC otherOtherAug 12, 2015Aug 11, 2015
Jeanna Lynn SteckleinCambridge Investment Research Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 5, 2015Feb 28, 2017 (573 d)
Stephen Lawrence VaughnRBC Capital Markets, LLC national BDTransamerica Financial Advisors, LLC otherOtherJul 10, 2015Jun 15, 2017 (706 d)
Elvira Buenviaje AldanaRegal Investment Advisors LLC otherTransamerica Financial Advisors, LLC otherOtherJul 2, 2015Feb 26, 2016 (239 d)
Michael David SheaMercer Global Advisors Inc. otherTransamerica Financial Advisors, LLC otherOtherJun 5, 2015Oct 28, 2015 (145 d)
Shawn PlunkettPrincipal Securities, Inc. otherTransamerica Financial Advisors, LLC otherOtherMay 20, 2015May 9, 2017 (720 d)
Jody GundersonAmeriprise Financial Services, LLC national BDTransamerica Financial Advisors, LLC otherOtherMay 14, 2015Dec 11, 2015 (211 d)
Maria Benito AtkinsonJhs Capital Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherMay 11, 2015Jun 4, 2015
Austin Harold LewisValic Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherMay 7, 2015May 5, 2015
Nickolas J. TurnerNationwide Investment Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherApr 10, 2015Jun 9, 2015 (60 d)
Tina Tzu-Yi TsaoCitigroup Global Markets Inc. otherTransamerica Financial Advisors, LLC otherOtherApr 10, 2015Nov 13, 2015 (217 d)
Patricia L SmithTriad Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherApr 9, 2015Apr 18, 2016 (375 d)
Edgardo Ahmed CastroBrewer Capital Management otherTransamerica Financial Advisors, LLC otherOtherMar 24, 2015Sep 30, 2015 (190 d)
Elvis HoxhaMcadam LLC otherTransamerica Financial Advisors, LLC otherOtherMar 24, 2015Aug 31, 2017 (891 d)
Michael Jay MilasWaddell & Reed otherTransamerica Financial Advisors, LLC otherOtherMar 6, 2015Mar 11, 2015
Elaine Thompson-PerezAmeritas Advisory Services otherTransamerica Financial Advisors, LLC otherOtherFeb 27, 2015Mar 18, 2015
Jonathan Michael VargoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTransamerica Financial Advisors, LLC otherOtherFeb 10, 2015Feb 13, 2015
Milissa Marie BrennanPnc Wealth Management otherTransamerica Financial Advisors, LLC otherOtherJan 30, 2015Feb 20, 2015
Hubert LyleJ P Turner & Company Capital Management, LLC otherTransamerica Financial Advisors, LLC otherOtherJan 6, 2015Feb 16, 2015 (41 d)
Jennifer Ann LyCitigroup Global Markets Inc. otherTransamerica Financial Advisors, LLC otherOtherDec 18, 2014Dec 12, 2016 (725 d)
Mira Mamdoh AbasConcourse Financial Group Advisors otherTransamerica Financial Advisors, LLC otherOtherNov 24, 2014Mar 10, 2015 (106 d)
Ibrahim Benedict Al NaberMutual Of Omaha Investor Services, Inc. no RAUMTransamerica Financial Advisors, LLC otherOtherNov 20, 2014May 29, 2015 (190 d)
Mark Edward MorashBankers & Investors Co. unclassifiedTransamerica Financial Advisors, LLC otherOtherNov 3, 2014Nov 5, 2014
John Eugene PerezPark Avenue Securities LLC otherTransamerica Financial Advisors, LLC otherOtherOct 23, 2014Nov 24, 2014 (32 d)
Chadwick M MangumInvest Financial Corporation otherTransamerica Financial Advisors, LLC otherOtherOct 22, 2014Oct 23, 2014
Shareef Anthony DoumetRaymond James Financial Services Advisors, Inc otherTransamerica Financial Advisors, LLC otherOtherOct 13, 2014Feb 12, 2015 (122 d)
Ryan Edward NielsenBerthel Fisher & Company Financial Services, Inc. otherTransamerica Financial Advisors, LLC otherOtherOct 13, 2014Sep 30, 2014
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537 moves match.