DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Registration changes, newest first

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richelle Jarrett JordanEdward Jones national BDRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 11, 2026
Nicole CoarTrue Blue Financial, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 10, 2026Aug 27, 2026
Roy A SchoenfeldOsaic Wealth, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 15, 2026
Thomas Edward WellsMoney Concepts Advisory Service BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Sep 17, 2026
David A Singh BainsWells Fargo Advisors wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIASep 10, 2026Aug 28, 2026
Jenna Rachel FioreWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Aug 21, 2026
Thomas Anthony McdonaldJanney Montgomery Scott LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 1, 2026
Tanja KrakovicWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 10, 2026Sep 11, 2026
Stacey Zeluff-BisherEdward Jones national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Sep 8, 2026
Parker Allen MaxwellValeo Financial Advisors, LLC independent RIASavvy independent RIARIA to RIASep 10, 2026Sep 1, 2026
Sean Charles PriceWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 10, 2026Aug 28, 2026
Christopher T Van TassellCetera Investment Advisers LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 1, 2026
Carlos Alberto CabreraWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 10, 2026Sep 3, 2026
Benito IbarraEagle Strategies LLC BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 4, 2026
Rachel Lashaun JusticeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 4, 2026
Scott KlugeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 16, 2026
Markell BryantEdward Jones national BDRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Sep 8, 2026
Patrick Edward PhillippStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 4, 2026
James Patrick GonzalesOptimus Capital Advisors, LLC independent RIAWpwealth Llp independent RIARIA to RIASep 10, 2026Sep 9, 2026
Baoli GuoWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 17, 2026
Jonathan NoriegaWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankSep 10, 2026Aug 31, 2026
Carlos BenitezVanguard Advisers, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherSep 10, 2026Sep 15, 2026
Brandon Francis ShimounGoldman Sachs Wealth Services, L.P. BD affiliatedFocus Partners Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Sep 8, 2026
Chad Allen StiefTexas Capital Bank Private Wealth Advisors independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2026Aug 27, 2026
Jeremy W BierleinTd Private Client Wealth LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 15, 2026
Matthew C StricklandRaymond James Financial Services Advisors, Inc BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 10, 2026
Abigail Marie Mcdaris WoodsFirst Command Advisory Services BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Aug 10, 2026
Gina DehoyosEdward Jones national BDRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 8, 2026
Diedric BergNorthwestern Mutual Investment Services,LLC no RAUMFisher Investments independent RIAOtherSep 10, 2026Sep 15, 2026
Kaitlin McmullanEdward Jones national BDWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 10, 2026Sep 8, 2026
Connor HeimerAmeritas Advisory Services, LLC BD affiliatedCastle Capital Management state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 10, 2026Sep 15, 2026
Kevin James McknightWells Fargo Advisors wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 1, 2026
Travis J HooserFirst Command Advisory Services BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 4, 2026
Cameron Nicholas KerkesVanguard Advisers, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 4, 2026
Michael James PayanQuent Capital, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2026Sep 8, 2026
Ryan C FeinbergMorgan Stanley wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 10, 2026Sep 16, 2026
Joana Montero-FloresWells Fargo Advisors wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 15, 2026
Spencer SchneiderPairone Private Wealth state registeredSchneider Wealth Management LLC state registeredOtherSep 10, 2026Aug 31, 2026
Dante GiorgioKerr Wealth Management independent RIAEhg Wealth Management no RAUMRIA to a newly registered adviserSep 10, 2026Sep 4, 2026
Edward Robert PhillippStifel, Nicolaus & Company, Incorporated national BDRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2026Sep 4, 2026
Thomas C O'NeillRaymond James & Associates, Inc. national BDSteward Partners Investment Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2026Sep 9, 2026
Richard Edward HornMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 9, 2026Sep 4, 2026
David B BrantleyLPL Financial LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 9, 2026Aug 17, 2026
Calvin Boyd MasonMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 9, 2026Sep 4, 2026
Kenyon Lloyd LedererPinnacle Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2026Jul 1, 2026
William CleaverRaymond James & Associates, Inc. national BDMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseSep 9, 2026Sep 4, 2026
Caitlin E AlconMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 9, 2026Sep 4, 2026
Gary Lynn BoothRaymond James Financial Services Advisors, Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2026Sep 8, 2026
Charles Bradford BoothRaymond James Financial Services Advisors, Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2026Sep 8, 2026
Daniela Maria MabryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 9, 2026Sep 15, 2026
Jack Richard ZboralskePinnacle Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 9, 2026Jul 1, 2026
Maria Fatima Nicole VictoriaMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 9, 2026Sep 10, 2026
Andrea Giulio ItemUBS Financial Services Inc. wirehouseCresset Asset Management, LLC independent RIAWirehouse to independent RIASep 9, 2026Aug 26, 2026
Erin Marie JohnsonMorgan Stanley wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankSep 9, 2026Sep 4, 2026
David CasarellaLPL Financial LLC BD affiliatedSound Income Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2026Sep 10, 2026
Wesley Michael WhiteBrookstone Wealth Advisors, LLC no RAUMBrookstone Asset Management, LLC otherOtherSep 9, 2026Jan 28, 2015
Wesley Michael WhiteBrookstone Capital Management LLC independent RIAAltruist Advisors LLC no RAUMRIA to a newly registered adviserSep 9, 2026Sep 10, 2026
Brooke BodnerJ.P. Morgan Securities LLC wirehousePrivate Advisor Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 9, 2026Sep 10, 2026
Craig Eliot CisneyMorgan Stanley wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 9, 2026Sep 4, 2026
Jessica C DelucaRaymond James & Associates, Inc. national BDSteward Partners Investment Advisory, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2026Sep 9, 2026
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382,967 moves match.