| Brett Gladden | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Mar 21, 2016 | Mar 29, 2016 |
| Curtis G Malone | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Mar 1, 2016 | Mar 18, 2016 |
| Jeff Olbina | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Feb 9, 2016 | Feb 12, 2016 |
| Brennan Everett Scheel | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | Feb 6, 2016 | May 20, 2016 (104 d) |
| Cody Ray Fredrickson | Questar Asset Management, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jan 21, 2016 | Feb 10, 2016 |
| Cameron Michael Clark | Avantax Advisory Services other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2015 | Jan 14, 2016 |
| Jeffrey Dazzo | Capital One Advisors, LLC no RAUM | Cuna Brokerage Services, Inc. other | Other | Dec 21, 2015 | Jan 5, 2017 (381 d) |
| Todd Douglas Micciche | Key Investment Services LLC other | Cuna Brokerage Services, Inc. other | Other | Dec 15, 2015 | Dec 18, 2015 |
| Kurt Edward Decker | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 14, 2015 | Mar 22, 2016 (99 d) |
| Thomas A Trost | Dfg Wealth Management, LLC state registered | Cuna Brokerage Services, Inc. other | Other | Dec 10, 2015 | Feb 29, 2016 (81 d) |
| Eric Devaughn Reese | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. other | Other | Dec 8, 2015 | Jan 5, 2016 |
| Candace L Mills | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Nov 30, 2015 | Dec 21, 2015 |
| Tracy Helene Aalvik | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. other | Other | Oct 29, 2015 | Nov 5, 2015 |
| Jeffrey Mark Singer | Advice And Planning Services other | Cuna Brokerage Services, Inc. other | Other | Oct 21, 2015 | Nov 2, 2015 |
| John Richard Shepherd | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Oct 19, 2015 | Oct 23, 2015 |
| Jeffrey Scott Rowland | Bb&T Investment Services, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Oct 2, 2015 | Nov 23, 2015 (52 d) |
| Michael J Suggs | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Sep 23, 2015 | Sep 28, 2015 |
| Scott Clifford Grover | Cambridge Investment Research Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Sep 23, 2015 | Jan 21, 2016 (120 d) |
| Jeffrey Kent Schriner | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 10, 2015 | Apr 7, 2016 (241 d) |
| Ladonna Lynn Beaumont | Stifel, Nicolaus & Company, Incorporated national BD | Cuna Brokerage Services, Inc. other | Other | Aug 10, 2015 | Aug 24, 2015 |
| Jesus Alberto Soto | Bancwest Investment Services, Inc. (Bwis) other | Cuna Brokerage Services, Inc. other | Other | Jul 30, 2015 | Aug 5, 2015 |
| Brian Bruce Bristow | M Holdings Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jul 14, 2015 | Nov 10, 2015 (119 d) |
| John Joseph Stanton | Citizens Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jul 13, 2015 | Nov 17, 2015 (127 d) |
| Chris Castro | Transamerica Financial Advisors, LLC other | Cuna Brokerage Services, Inc. other | Other | Jun 22, 2015 | Jul 1, 2015 |
| Daniel Joseph Harmeyer | Allstate Financial Advisors, LLC no RAUM | Cuna Brokerage Services, Inc. other | Other | Jun 1, 2015 | Jun 24, 2015 |
| Scott Martin Tonkovich | Private Advisor Group, LLC other | Cuna Brokerage Services, Inc. other | Other | Jun 1, 2015 | Jun 4, 2015 |
| Lawrence Joseph Gardner | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | May 27, 2015 | Jul 9, 2015 (43 d) |
| John Welsh Eyster | Great American Advisors, Inc. other | Cuna Brokerage Services, Inc. BD affiliated | Other | May 21, 2015 | Mar 24, 2020 (1769 d) |
| Noah A Ferrio | Northwestern Mutual Investment Services,LLC other | Cuna Brokerage Services, Inc. other | Other | May 21, 2015 | Aug 27, 2015 (98 d) |
| Dennis John Liverett | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Cuna Brokerage Services, Inc. other | Other | May 20, 2015 | Jun 2, 2015 |
| Martin James Mangialardi | Sorrento Pacific Financial, LLC other | Cuna Brokerage Services, Inc. other | Other | May 19, 2015 | Aug 19, 2015 (92 d) |
| Aaron William Johnson | Osaic Institutions, Inc. other | Cuna Brokerage Services, Inc. other | Other | May 13, 2015 | May 29, 2015 |
| Nick Kaloyios | Principal Securities, Inc. other | Cuna Brokerage Services, Inc. BD affiliated | Other | May 12, 2015 | Aug 21, 2019 (1562 d) |
| Anastasia Thermos | William Blair & Company L.L.C. other | Cuna Brokerage Services, Inc. other | Other | May 8, 2015 | Jun 16, 2015 (39 d) |
| Carolina Berdoza Marquez | Woodbury Financial Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | May 1, 2015 | Jun 5, 2015 (35 d) |
| Marc D Livernois | MML Investors Services, LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 29, 2015 | May 20, 2015 |
| Eric Christian Martinez | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Apr 28, 2015 | May 14, 2015 |
| Steven Ernest Hartman | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 24, 2015 | May 13, 2015 |
| Patrick A Cefalo | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | Apr 21, 2015 | May 11, 2015 |
| Cody Ray Flatt | Investment Centers Of America, Inc. other | Cuna Brokerage Services, Inc. other | Other | Apr 16, 2015 | Apr 22, 2015 |
| Amy Jensen Datema | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. other | Other | Apr 8, 2015 | Apr 27, 2015 |
| Jerold Keith Johnson | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. other | Other | Mar 27, 2015 | Jul 31, 2015 (126 d) |
| Sherri Thomas | Nationwide Investment Advisors, LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 26, 2015 | Apr 13, 2015 |
| Michael John Violette | U.S. Bancorp Investments, Inc. other | Cuna Brokerage Services, Inc. BD affiliated | Other | Mar 24, 2015 | Jul 3, 2019 (1562 d) |
| Robert Vincent Ponciroli | Eagle Strategies LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 6, 2015 | Mar 17, 2015 |
| Merry Lisa Scala | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Feb 25, 2015 | Mar 12, 2015 |
| Brian Bourdon | Ov Capital unclassified | Cuna Brokerage Services, Inc. other | Other | Feb 6, 2015 | Mar 12, 2015 (34 d) |
| Benjamin James Schleicher | Pruco Securities, LLC other | Cuna Brokerage Services, Inc. other | Other | Feb 6, 2015 | Feb 10, 2015 |
| Tina Sue Jordan | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Jan 9, 2015 | Jan 30, 2015 |
| Matthew Akers | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | Dec 16, 2014 | Jan 5, 2015 |
| Jerome Sanford Anderson | Spc other | Cuna Brokerage Services, Inc. other | Other | Nov 17, 2014 | Nov 25, 2014 |
| Matthew D. Russell | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Nov 11, 2014 | Nov 20, 2014 |
| Chris Neil Kaminaka | Bancwest Investment Services, Inc. (Bwis) other | Cuna Brokerage Services, Inc. other | Other | Oct 10, 2014 | Oct 21, 2015 (376 d) |
| Richard Scott Hoel | Cetera Advisors LLC other | Cuna Brokerage Services, Inc. BD affiliated | Other | Oct 9, 2014 | Nov 25, 2019 (1873 d) |
| Brian Arnold Hickox | Putnam Investment Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Oct 6, 2014 | Mar 4, 2015 (149 d) |
| Donovan Jay Ehrman | Strategic Advisers LLC national BD | Cuna Brokerage Services, Inc. other | Other | Sep 29, 2014 | Oct 3, 2014 |
| Danielle Christine Faison | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Sep 22, 2014 | Oct 3, 2014 |
| Jeremy Andrew Hawkins | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Sep 10, 2014 | Sep 16, 2014 |
| Russell James Toms | Suntrust Investment Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 19, 2014 | Sep 2, 2014 |
| Jeffry Lane Woodcock | Jeff'S Investment Group, LLC. unclassified | Cuna Brokerage Services, Inc. other | Other | Jul 31, 2014 | Jul 21, 2015 (355 d) |