DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Valic Financial Advisors, Inc.

1,155 moves
AdvisorFromToTypeLeftRegistered
Andrew Pascal AmenySantander Securities BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 12, 2018Jun 19, 2018
Michael P MartinPnc Wealth Management BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Jun 4, 2018
Elisa D RamosMorgan Stanley wirehouseValic Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 24, 2018May 22, 2018
Baptiste William BrunnerEdward Jones national BDValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 23, 2018Jun 25, 2018 (33 d)
Mark J MilewskiSantander Securities BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2018May 14, 2018
Rose JoyceCitizens Securities, Inc. BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018Sep 5, 2018 (112 d)
Kevin Jesse MccallMcadam LLC independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 15, 2018Aug 6, 2018 (83 d)
Daniel John WehmhoffEagle Strategies LLC BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 9, 2018Apr 30, 2018
Andrew WoodEquitable Advisors, LLC national BDValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 9, 2018May 29, 2018
Cameron Peyton ClearE*Trade Capital Management, LLC independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2018Apr 24, 2018
Tracy ClarkCapital One Advisors, LLC BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2018Apr 23, 2018
Amanda Sue Van SchaikNationwide Securities, LLC no RAUMValic Financial Advisors, Inc. BD affiliatedOtherApr 16, 2018Apr 9, 2018
Micheal Fred MillerIc Advisory Services, Inc. otherValic Financial Advisors, Inc. otherOtherMar 23, 2018Mar 26, 2018
James Paul WaltonEquitable Advisors, LLC national BDValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2018Apr 9, 2018
Courtney ReedStratos Wealth Partners, Ltd otherValic Financial Advisors, Inc. BD affiliatedOtherMar 15, 2018May 1, 2019 (412 d)
Daryl Joseph MartinJ.P. Morgan Securities LLC wirehouseValic Financial Advisors, Inc. otherOtherMar 13, 2018Mar 5, 2018
Brad Jensen MeadorScottrade Investment Management BD affiliatedValic Financial Advisors, Inc. otherOtherMar 9, 2018Mar 5, 2018
Dereik W SmithScottrade Investment Management BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Mar 10, 2026 (2924 d)
Christopher Alan LauverAdvice And Planning Services otherValic Financial Advisors, Inc. BD affiliatedOtherMar 5, 2018Apr 2, 2018
Billy Joe CrossE*Trade Capital Management, LLC independent RIAValic Financial Advisors, Inc. otherOtherMar 2, 2018Mar 1, 2018
Laurence Edward DunlapOsaic Fa, Inc. otherValic Financial Advisors, Inc. BD affiliatedOtherJan 11, 2018Apr 30, 2018 (109 d)
Jennifer Gale MoralesPlatinum Wealth Partners otherValic Financial Advisors, Inc. otherOtherJan 8, 2018Oct 26, 2017
Kristy PhilippeMorgan Stanley wirehouseValic Financial Advisors, Inc. otherOtherJan 2, 2018Jan 19, 2018
Andrew Alan WaggonerBates Financial Advisors, Inc. otherValic Financial Advisors, Inc. BD affiliatedOtherDec 31, 2017Aug 14, 2020 (957 d)
Steve C BoeckmannOneamerica Securities, Inc. otherValic Financial Advisors, Inc. otherOtherDec 21, 2017Dec 18, 2017
Matthews Steven BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValic Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 20, 2017Mar 30, 2018 (100 d)
Lauren RossiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValic Financial Advisors, Inc. otherOtherDec 18, 2017Dec 19, 2017
Sulieman E NurideenOsaic Fs, Inc. otherValic Financial Advisors, Inc. otherOtherDec 17, 2017Dec 8, 2017
Jason PowellTransamerica Financial Advisors, LLC otherValic Financial Advisors, Inc. otherOtherDec 15, 2017Dec 18, 2017
Todd Thomas RohrerBlackridge Asset Management, LLC otherValic Financial Advisors, Inc. otherOtherDec 1, 2017Nov 13, 2017
David Wayne KeelyCuso Financial Services, L.P. otherValic Financial Advisors, Inc. otherOtherOct 31, 2017Nov 13, 2017
Roel Jao AguinaldoWaddell & Reed otherValic Financial Advisors, Inc. otherOtherOct 27, 2017Oct 31, 2017
Andrew Lee BurtonHornor, Townsend & Kent, LLC otherValic Financial Advisors, Inc. BD affiliatedOtherSep 21, 2017Sep 19, 2019 (728 d)
Robert Antoine FilmoreLPL Financial LLC otherValic Financial Advisors, Inc. BD affiliatedOtherSep 15, 2017Apr 6, 2018 (203 d)
Robert John BerghelFirst Horizon Advisors, Inc otherValic Financial Advisors, Inc. otherOtherSep 15, 2017Sep 28, 2017
Mary Kay VanderweystAvantax Advisory Services otherValic Financial Advisors, Inc. BD affiliatedOtherSep 6, 2017May 8, 2018 (244 d)
Victor Manuel GomezLegend Advisory, LLC otherValic Financial Advisors, Inc. otherOtherSep 5, 2017Sep 11, 2017
Tia JinksEdward Jones national BDValic Financial Advisors, Inc. otherOtherAug 29, 2017Aug 30, 2017
Richard WilsonCuso Financial Services, L.P. otherValic Financial Advisors, Inc. otherOtherAug 22, 2017Sep 14, 2017
Meghan LeonardAmundi Pioneer Institutional Asset Management, Inc. otherValic Financial Advisors, Inc. BD affiliatedOtherAug 3, 2017Jun 18, 2019 (684 d)
Jason D ShearerPark Avenue Securities LLC otherValic Financial Advisors, Inc. otherOtherJul 7, 2017Jun 5, 2017
Tracy Elizabeth RichardsonOsaic Fa, Inc. otherValic Financial Advisors, Inc. otherOtherJun 15, 2017Jan 2, 2018 (201 d)
James F. BarretteWaddell & Reed otherValic Financial Advisors, Inc. otherOtherJun 9, 2017Sep 26, 2017 (109 d)
An LeMML Investors Services, LLC otherValic Financial Advisors, Inc. otherOtherJun 6, 2017Jun 28, 2017
Lane Mark JerdalKeel Point, LLC otherValic Financial Advisors, Inc. otherOtherMay 22, 2017May 24, 2017
Todd WeatherwaxPrimerica Advisors national BDValic Financial Advisors, Inc. otherOtherMay 22, 2017May 17, 2017
Christian A GuyotSecurian Financial Services, Inc. otherValic Financial Advisors, Inc. otherOtherMay 19, 2017Sep 21, 2017 (125 d)
Michael P AckermanL & S Advisors, Inc otherValic Financial Advisors, Inc. otherOtherMay 15, 2017Sep 18, 2017 (126 d)
Edward Francisco SalasPortfolio Resources Advisor Group, Inc. otherValic Financial Advisors, Inc. otherOtherMay 9, 2017Apr 12, 2017
Karen SchotterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValic Financial Advisors, Inc. otherOtherMay 4, 2017Sep 18, 2017 (137 d)
Ralph David JanitellWaddell & Reed otherValic Financial Advisors, Inc. otherOtherMay 2, 2017May 3, 2017
Jeremy WintersJ.P. Morgan Securities LLC wirehouseValic Financial Advisors, Inc. otherOtherApr 19, 2017Jun 13, 2017 (55 d)
Christopher David GreearAmeriprise Financial Services, LLC national BDValic Financial Advisors, Inc. otherOtherApr 12, 2017Apr 11, 2017
John Patrick DakinMsi Financial Services, Inc. otherValic Financial Advisors, Inc. BD affiliatedOtherMar 25, 2017May 7, 2018 (408 d)
Jillian Ashley KucikMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValic Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2017Dec 17, 2018 (637 d)
Marigene Wilkins TaylorWoodbury Financial Services, Inc. otherValic Financial Advisors, Inc. otherOtherFeb 24, 2017Oct 10, 2017 (228 d)
Richard W PearsonTruist Advisory Services, Inc. otherValic Financial Advisors, Inc. otherOtherFeb 22, 2017Nov 30, 2017 (281 d)
Nadia A PolackMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValic Financial Advisors, Inc. otherOtherJan 23, 2017Sep 27, 2017 (247 d)
Daniel Ryan DardeauPrimerica Advisors national BDValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 13, 2017Jul 8, 2025 (3098 d)
Eric Ramsey GrayEagle Strategies LLC otherValic Financial Advisors, Inc. otherOtherJan 4, 2017Aug 17, 2017 (225 d)
Page 7 of 20PreviousNext