DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allspring Funds Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jenny Alice DuncanAllspring Funds Management, LLC asset managerChoreo, LLC independent RIAOtherOct 23, 2018Nov 13, 2018
James Edward SteinkampAllspring Funds Management, LLC asset managerLord, Abbett & Co. LLC asset managerOtherOct 15, 2018Feb 4, 2019 (112 d)
Noah Landes OrdwayAllspring Funds Management, LLC asset managerMorgan Stanley Investment Management Inc. asset managerOtherJul 2, 2018Jul 26, 2018
Omar Elmi OsmanAllspring Funds Management, LLC asset managerWells Fargo Advisors wirehouseOtherJun 11, 2018Jul 20, 2018 (39 d)
Rory John O'SullivanAllspring Funds Management, LLC asset managerRaymond James Financial Services Advisors, Inc BD affiliatedOtherMay 15, 2018Sep 26, 2018 (134 d)
Matthew Thomas NadeauAllspring Funds Management, LLC asset managerEvergreen Investment Management Co unclassifiedOtherMay 11, 2018Jan 5, 2010
Leonard R HillAllspring Funds Management, LLC asset managerMorgan Stanley wirehouseOtherApr 23, 2018Aug 4, 2021 (1199 d)
Steven C FutoranAllspring Funds Management, LLC otherVoya Investment Management Co. LLC asset managerOtherJan 3, 2018Aug 25, 2020 (965 d)
Kelly Ann KipnisAllspring Funds Management, LLC otherHartford Funds otherOtherNov 6, 2017Dec 19, 2017 (43 d)
Timothy D RineAllspring Funds Management, LLC otherCharles Schwab & Co., Inc. national BDOtherNov 1, 2017May 24, 2018 (204 d)
Patrick Joseph SwanAllspring Funds Management, LLC otherNationwide Investment Advisors, LLC otherOtherOct 12, 2017Nov 9, 2017
Ross Jon WhiteleyAllspring Funds Management, LLC otherFirst Citizens Investor Services, Inc. BD affiliatedOtherOct 12, 2017Aug 2, 2018 (294 d)
Thinh Phuoc NguyenAllspring Funds Management, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherOct 12, 2017Jan 28, 2021 (1204 d)
Richard Hakim DrewAllspring Funds Management, LLC otherSedna Wealth Management, LLC unclassifiedOtherOct 10, 2017Mar 6, 2018 (147 d)
Nicholaus GlockeAllspring Funds Management, LLC otherUSA Mutuals Advisors, Inc. asset managerOtherSep 19, 2017May 11, 2018 (234 d)
Patrick Joseph GuziAllspring Funds Management, LLC otherSignator Investors, Inc. BD affiliatedOtherMay 17, 2017Jul 10, 2018 (419 d)
James Philip GeyganAllspring Funds Management, LLC otherGlobal Value Investment Corporation otherOtherMay 12, 2017May 12, 2017
Brian CrockerAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherApr 18, 2017May 3, 2017
David Christopher O'BrienAllspring Funds Management, LLC otherMorgan Stanley wirehouseOtherApr 4, 2016Aug 2, 2016 (120 d)
Brendon Jon PierceAllspring Funds Management, LLC otherEvergreen Investment Management Co unclassifiedOtherJan 4, 2016Jan 5, 2010
Thomas Joseph KanyokAllspring Funds Management, LLC otherWaddell & Reed otherOtherMay 18, 2015Jun 16, 2015
John Michael MuellerAllspring Funds Management, LLC otherCetera Investment Advisers LLC BD affiliatedOtherApr 27, 2015Jul 24, 2023 (3010 d)
Scott Kenneth DerusAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherDec 31, 2014May 24, 2016 (510 d)
Nikhil Joseph SinhaAllspring Funds Management, LLC otherParnassus Investments otherOtherDec 31, 2014Apr 5, 2016 (461 d)
Ryan James RussellAllspring Funds Management, LLC otherEdward Jones national BDOtherDec 31, 2014May 29, 2015 (149 d)
Keith A DickersonAllspring Funds Management, LLC otherNorthwestern Mutual Investment Services,LLC otherOtherDec 31, 2014Mar 29, 2016 (454 d)
Thomas Carson McleanAllspring Funds Management, LLC otherDimensional Fund Advisors LP otherOtherDec 31, 2014Dec 14, 2016 (714 d)
Matthew Michael DrvaricAllspring Funds Management, LLC otherRiverwater Partners LLC mixed wealthOtherDec 31, 2014Oct 20, 2016 (659 d)
John Peter RouthierAllspring Funds Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 31, 2014Apr 14, 2015 (104 d)
Thomas Allen NowalisAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherDec 31, 2014Apr 1, 2016 (457 d)
Nasrin A DaisAllspring Funds Management, LLC otherFisher Investments otherOtherDec 31, 2014Sep 19, 2016 (628 d)
Margaret Mary BentzlerAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherDec 31, 2014Mar 31, 2015 (90 d)
Daniel R ContiAllspring Funds Management, LLC otherVoya Investment Management Co. LLC otherOtherDec 31, 2014May 9, 2016 (495 d)
Colin Patrick KavanaughAllspring Funds Management, LLC otherRobert W. Baird & Co. Incorporated otherOtherDec 31, 2014Jul 17, 2015 (198 d)
James C CunninghamAllspring Funds Management, LLC otherPnc Wealth Management otherOtherDec 31, 2014Jan 12, 2015
Brendan J. McdonaldAllspring Funds Management, LLC otherTouchstone Advisors Inc otherOtherNov 3, 2014Nov 24, 2014
Timothy Brian YarbroughAllspring Funds Management, LLC otherEdward Jones national BDOtherAug 7, 2014Dec 21, 2018 (1597 d)
Phillip Ronald WaaraAllspring Funds Management, LLC otherHansberger Growth Investors, LP otherOtherAug 6, 2014Aug 8, 2014
Keith Arnold SchlingheydeAllspring Funds Management, LLC otherAstor Investment Management LLC otherOtherJul 29, 2014Aug 10, 2015 (377 d)
Julie KovAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherJul 15, 2014Jul 25, 2014
Phillip Todd HarringtonAllspring Funds Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 23, 2014Jul 8, 2014
Bradley James HighAllspring Funds Management, LLC otherOneamerica Securities, Inc. otherOtherJun 23, 2014Oct 1, 2015 (465 d)
Isaac Persaud ShamAllspring Funds Management, LLC otherManulife Investment Management (US) LLC otherOtherJun 17, 2014Jul 21, 2014 (34 d)
Ryan Lee McwalterAllspring Funds Management, LLC otherTrueplan Benefit And Retirement Advisors institutionalOtherJun 17, 2014Aug 24, 2021 (2625 d)
Dominque Andrea BrouillardAllspring Funds Management, LLC otherNorthwestern Mutual Investment Services,LLC otherOtherJun 2, 2014Sep 18, 2014 (108 d)
Erika SullivanAllspring Funds Management, LLC otherEvergreen Investment Management Co unclassifiedOtherMay 19, 2014Jan 5, 2010
Julie E WarrenAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherApr 7, 2014Aug 19, 2014 (134 d)
George Matthew WarrenAllspring Funds Management, LLC otherAdvisors Asset Management, Inc. otherOtherMar 3, 2014Feb 28, 2014
Joseph Michael GuerrieroAllspring Funds Management, LLC otherEvergreen Investment Management Co unclassifiedOtherJan 16, 2014Jan 5, 2010
Todd Adam VogelAllspring Funds Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 2, 2013Dec 12, 2013
Kristina Elizabeth PageAllspring Funds Management, LLC otherCapital Client Group, Inc. no RAUMOtherNov 4, 2013Nov 7, 2013
Bruce Alan DehaanAllspring Funds Management, LLC otherVoya Financial Advisors, Inc. otherOtherOct 10, 2013Aug 4, 2015 (663 d)
Daniel Charles BenedumAllspring Funds Management, LLC otherMorgan Stanley wirehouseOtherSep 19, 2013Feb 7, 2014 (141 d)
Jeffrey Dale ChannellAllspring Funds Management, LLC otherAdvice And Planning Services otherOtherAug 9, 2013Jul 16, 2014 (341 d)
Ryan James TheuneAllspring Funds Management, LLC otherBlackrock Fund Advisors otherOtherAug 9, 2013Aug 22, 2013
Wendy Ann CitkoAllspring Funds Management, LLC otherLandaas & Company otherOtherJul 18, 2013Jul 16, 2013
William Edward PauleyAllspring Funds Management, LLC otherHartford Funds otherOtherJun 28, 2013Apr 1, 2014 (277 d)
Christopher AlexanderAllspring Funds Management, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherApr 23, 2013Oct 13, 2020 (2730 d)
Heather Renee SchaberAllspring Funds Management, LLC otherBeacon Pointe Advisors, LLC independent RIAOtherMar 25, 2013Apr 21, 2023 (3679 d)
Ayodeji A IjaolaAllspring Funds Management, LLC otherWells Fargo Advisors wirehouseOtherMar 1, 2013Mar 4, 2013
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224 moves match.