DFX Intelligence
Advisor moves
Departures from J. W. Cole Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chris Randall Folgmann | J. W. Cole Advisors, Inc. independent RIA | Folgmann Financial Group LLC state registered | RIA to a state-registered adviser | Aug 25, 2020 | Aug 21, 2020 |
| Dennis Eugene Lott | J. W. Cole Advisors, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 20, 2020 | Jul 30, 2020 |
| Matthew John Zanardo | J. W. Cole Advisors, Inc. independent RIA | Accurate Wealth Management, LLC independent RIA | RIA to RIA | Aug 19, 2020 | Aug 11, 2020 |
| Austin Kyle Vealey | J. W. Cole Advisors, Inc. independent RIA | Osaic Fs, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2020 | Jan 21, 2021 (175 d) |
| Celine J. Pastore | J. W. Cole Advisors, Inc. independent RIA | Simplepath Wealth Management, LLC state registered | RIA to a state-registered adviser | Jul 15, 2020 | May 23, 2025 (1773 d) |
| Maxime Benoit Choiniere | J. W. Cole Advisors, Inc. independent RIA | Simplepath Wealth Management, LLC state registered | RIA to a state-registered adviser | Jul 15, 2020 | Jul 13, 2020 |
| Robin Lou Depies | J. W. Cole Advisors, Inc. independent RIA | Horter Investment Management, LLC independent RIA | RIA to RIA | Jun 8, 2020 | Jun 12, 2020 |
| William Campbell Monroe III | J. W. Cole Advisors, Inc. independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | May 8, 2020 | May 12, 2020 |
| Conrad Brian Levesque | J. W. Cole Advisors, Inc. independent RIA | Southport Capital independent RIA | RIA to RIA | May 4, 2020 | May 27, 2020 |
| John Helms | J. W. Cole Advisors, Inc. independent RIA | Accurate Wealth Management, LLC independent RIA | RIA to RIA | Apr 24, 2020 | Apr 22, 2020 |
| Beah Del Cid | J. W. Cole Advisors, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Apr 23, 2020 | May 18, 2020 |
| Thomas Albert Mccormick | J. W. Cole Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Feb 10, 2020 (41 d) |
| Andres Ortiz | J. W. Cole Advisors, Inc. BD affiliated | Iq Portfolios state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 26, 2019 | Dec 6, 2019 |
| Rolly Randolph White | J. W. Cole Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | Oct 28, 2019 |
| Nannette Leigh Sabo | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2019 | Nov 14, 2019 |
| Clark Austin Lemaster | J. W. Cole Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2019 | Oct 9, 2019 |
| Jeffrey J Johnson | J. W. Cole Advisors, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2019 | Jul 30, 2019 |
| Andrew Glen Hahn | J. W. Cole Advisors, Inc. BD affiliated | Hahn Financial Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 3, 2019 | Dec 10, 2025 (2352 d) |
| Madeline Keegan | J. W. Cole Advisors, Inc. BD affiliated | Minerva Wealth Planning, LLC unclassified | Other | Jul 3, 2019 | Jun 10, 2019 |
| Michele Hullett Compton | J. W. Cole Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2019 | Jul 1, 2019 |
| Nicholas Richard Rohde | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 6, 2019 |
| Cody Bennett | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 6, 2019 |
| Brandon Michael Blanchard | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 6, 2019 |
| David William Parsons | J. W. Cole Advisors, Inc. BD affiliated | Old North State Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | Sep 24, 2025 (2325 d) |
| Gregory Paul Ricks | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2019 | May 7, 2019 |
| John Fulton Hargraves | J. W. Cole Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2019 | Apr 30, 2019 |
| Thomas John Mccarthy | J. W. Cole Advisors, Inc. independent RIA | Ic Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Feb 26, 2019 |
| Nathaniel Brown | J. W. Cole Advisors, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Feb 28, 2019 |
| Joshua R Kehm | J. W. Cole Advisors, Inc. independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Apr 11, 2019 |
| Nga Le Brown | J. W. Cole Advisors, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Feb 28, 2019 |
| Charles John Rose | J. W. Cole Advisors, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Mar 21, 2019 | Feb 22, 2019 |
| Michael Thomas Gilmartin | J. W. Cole Advisors, Inc. independent RIA | Lifemark Securities Corp. independent RIA | RIA to RIA | Jan 10, 2019 | Jan 3, 2019 |
| Michael Lance Russell | J. W. Cole Advisors, Inc. independent RIA | Russell Advisory Group, Inc state registered | RIA to a state-registered adviser | Dec 26, 2018 | May 6, 2022 (1227 d) |
| Lindell G Douglas | J. W. Cole Advisors, Inc. independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2018 | Nov 30, 2018 |
| Edwin Alan Cox | J. W. Cole Advisors, Inc. independent RIA | Magnolia Wealth Management LLC independent RIA | RIA to RIA | Oct 16, 2018 | Aug 13, 2018 |
| Jacob Perry Cazier | J. W. Cole Advisors, Inc. independent RIA | Oak Lane Advisors other | Other | Sep 20, 2018 | Oct 4, 2018 |
| Bryan G Nill | J. W. Cole Advisors, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Sep 17, 2018 | Aug 31, 2020 (714 d) |
| Joyce Elinor Moe | J. W. Cole Advisors, Inc. independent RIA | Castle Rock Wealth Management, LLC independent RIA | RIA to RIA | Jul 18, 2018 | Jul 18, 2018 |
| Ily Elizabeth Nolen | J. W. Cole Advisors, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2018 | Oct 4, 2018 (94 d) |
| Paul Adrien Brule | J. W. Cole Advisors, Inc. independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2018 | Apr 30, 2018 |
| Rory Carney | J. W. Cole Advisors, Inc. independent RIA | Hygge Advisors, LLC state registered | RIA to a state-registered adviser | Apr 20, 2018 | Jul 17, 2018 (88 d) |
| Matthew Lane Puckett Underwood | J. W. Cole Advisors, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 16, 2018 | Apr 17, 2018 |
| Allison J Zech | J. W. Cole Advisors, Inc. other | Horace Mann Investors, Inc. no RAUM | Other | Apr 6, 2018 | Sep 20, 2018 (167 d) |
| Leeanne Michelle Lollar | J. W. Cole Advisors, Inc. other | LPL Financial LLC BD affiliated | Other | Apr 6, 2018 | Mar 31, 2020 (725 d) |
| Ann Brogan Martin | J. W. Cole Advisors, Inc. other | Pfg Advisors other | Other | Feb 8, 2018 | Feb 6, 2018 |
| Erik Robert Dodds | J. W. Cole Advisors, Inc. other | Modern Capital Advisors, LLC other | Other | Oct 13, 2017 | Oct 5, 2017 |
| Wendy S Ashford | J. W. Cole Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Sep 17, 2017 | Oct 27, 2017 (40 d) |
| Robert Craig Jilek | J. W. Cole Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Aug 25, 2017 | Aug 17, 2017 |
| Justin Moore Cole | J. W. Cole Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Aug 16, 2017 | Sep 20, 2017 (35 d) |
| Jeremy Kyle David | J. W. Cole Advisors, Inc. other | Complete Wealth Management, LLC independent RIA | Other | Jul 28, 2017 | Jul 19, 2017 |
| Kathleen Anne Harris | J. W. Cole Advisors, Inc. other | Creative Planning other | Other | Jul 5, 2017 | Jul 6, 2017 |
| Evan Taejin Chung | J. W. Cole Advisors, Inc. other | Cantella & Co., Inc. other | Other | May 15, 2017 | Apr 28, 2017 |
| Theodore M Moyer | J. W. Cole Advisors, Inc. other | Legacy 360 Financial And Wealth Management LLC unclassified | Other | Apr 18, 2017 | Apr 21, 2017 |
| Ann Margaret Johnson | J. W. Cole Advisors, Inc. other | Independent Financial Partners other | Other | Mar 24, 2017 | Apr 6, 2017 |
| Mitchell Hughes | J. W. Cole Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 13, 2017 | Apr 11, 2017 |
| Kevin Scott Phillips | J. W. Cole Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Feb 7, 2017 | Feb 6, 2017 |
| Michael Anthony Phillips | J. W. Cole Advisors, Inc. other | Verus Capital Partners, LLC other | Other | Feb 7, 2017 | Feb 9, 2017 |
| Danielle Leigh Delongchamp | J. W. Cole Advisors, Inc. other | Concorde Asset Management, LLC other | Other | Jan 23, 2017 | Jan 9, 2017 |
| Todd Anthony Heath-Hazlett | J. W. Cole Advisors, Inc. other | First Security Capital Management LLC other | Other | Dec 27, 2016 | Sep 14, 2018 (626 d) |
| Adelia C Chung | J. W. Cole Advisors, Inc. other | Securities America Advisors, Inc. other | Other | Dec 23, 2016 | Dec 2, 2016 |
272 moves match.