DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Holly J BarthelmasNationwide Investment Advisors, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 25, 2019Apr 1, 2019
Scott Anthony ErvinNationwide Investment Advisors, LLC BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2019Mar 28, 2019
Burton Kelly BurrowsNationwide Investment Advisors, LLC BD affiliatedBos Asset Management, LLC mixed wealthAffiliated broker-dealer or bank to independent RIADec 26, 2018Apr 3, 2026 (2655 d)
Darin Robert HallNationwide Investment Advisors, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 5, 2018Dec 6, 2018
Monique Edwards WestNationwide Investment Advisors, LLC BD affiliatedCapital Client Group, Inc. no RAUMOtherOct 16, 2018Nov 2, 2018
Benjamin FisherNationwide Investment Advisors, LLC BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAOct 12, 2018Oct 19, 2018
Colin Matthew DayNationwide Investment Advisors, LLC BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 15, 2018Sep 10, 2018
Carlos Joshua ArteagaNationwide Investment Advisors, LLC BD affiliatedTd Ameritrade, Inc. no RAUMOtherAug 8, 2018Mar 6, 2019 (210 d)
Brendan Jeremy DavisNationwide Investment Advisors, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2018Mar 21, 2024 (2053 d)
Franco Alfredo BiasiNationwide Investment Advisors, LLC BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJul 17, 2018Oct 17, 2018 (92 d)
Ben G BatesNationwide Investment Advisors, LLC BD affiliatedPrecision Fiduciary Partners, LLC institutionalOtherJul 17, 2018Aug 22, 2018 (36 d)
Eric Michael BokeschNationwide Investment Advisors, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2018Jul 16, 2018
Marvin Keith McgrawNationwide Investment Advisors, LLC BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 25, 2018Jun 17, 2020 (723 d)
Jocelyn Rose BlackNationwide Investment Advisors, LLC BD affiliatedClarifinancial LLC unclassifiedOtherMay 21, 2018Dec 12, 2019 (570 d)
Joseph Bryan ManciNationwide Investment Advisors, LLC BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Dec 21, 2022 (1694 d)
Todd Anthony LoweryNationwide Investment Advisors, LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherMar 29, 2018Dec 13, 2021 (1355 d)
Madeline KeeganNationwide Investment Advisors, LLC otherGlobal Financial Private Capital, Inc. otherOtherJan 31, 2018Jan 31, 2018
Michael Thomas JesionowskiNationwide Investment Advisors, LLC otherWells Fargo Advisors wirehouseOtherJan 30, 2018Mar 9, 2018 (38 d)
Kelly GrzybNationwide Investment Advisors, LLC otherLockton Investment Advisors, LLC no RAUMOtherJan 19, 2018Jan 22, 2018
Glen CohenNationwide Investment Advisors, LLC otherLPL Financial LLC independent RIAOtherJan 8, 2018Sep 19, 2018 (254 d)
Robert William BlackNationwide Investment Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 5, 2018Mar 1, 2018 (55 d)
Brent Allan ThomasNationwide Investment Advisors, LLC otherPnc Managed Account Solutions, Inc. BD affiliatedOtherJan 3, 2018Dec 20, 2019 (716 d)
John Ray PiperNationwide Investment Advisors, LLC otherRetirement Plan Advisors, LLC mixed wealthOtherDec 1, 2017Apr 14, 2025 (2691 d)
Joe Dan HollingsworthNationwide Investment Advisors, LLC otherEdward Jones national BDOtherNov 29, 2017Nov 29, 2017
Jeffery GardnerNationwide Investment Advisors, LLC otherAllianz Global Investors U.S. LLC asset managerOtherNov 27, 2017Feb 27, 2019 (457 d)
Stephen Patrick MileyNationwide Investment Advisors, LLC otherEdelman Financial Engines independent RIAOtherNov 17, 2017Apr 8, 2019 (507 d)
Kristina CurrieNationwide Investment Advisors, LLC otherStrategic Advisers LLC national BDOtherNov 10, 2017Jan 4, 2018 (55 d)
Megan Mccarthy CollinsNationwide Investment Advisors, LLC otherCommonwealth Financial Network national BDOtherSep 12, 2017Nov 22, 2017 (71 d)
Norman Frank PierceNationwide Investment Advisors, LLC otherTransamerica Retirement Advisors, LLC BD affiliatedOtherSep 11, 2017Sep 3, 2019 (722 d)
Michael Evans BrunnerNationwide Investment Advisors, LLC otherHuntington Financial Advisors otherOtherAug 28, 2017Sep 25, 2017
Paul Edward FernandezNationwide Investment Advisors, LLC otherEagle Strategies LLC BD affiliatedOtherJun 7, 2017May 29, 2019 (721 d)
Robert Ralph BrownNationwide Investment Advisors, LLC otherMeeder Asset Management, Inc. otherOtherFeb 2, 2017Jul 31, 2019 (909 d)
Aldain Christopher BeamNationwide Investment Advisors, LLC otherPrimerica Advisors national BDOtherJan 30, 2017Mar 13, 2017 (42 d)
Andrew ChattosNationwide Investment Advisors, LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 28, 2016Jun 21, 2018 (631 d)
Jane Dahill FlaniganNationwide Investment Advisors, LLC otherHartford Funds otherOtherSep 27, 2016May 3, 2017 (218 d)
Donald E ChevalNationwide Investment Advisors, LLC otherEmpower Advisory Group, LLC otherOtherAug 15, 2016Apr 26, 2017 (254 d)
John Alan BullockNationwide Investment Advisors, LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 15, 2016May 17, 2017 (275 d)
Anne Marie WilsonNationwide Investment Advisors, LLC otherMissionsquare Retirement otherOtherJul 18, 2016Aug 11, 2016
Guy Pate RidoutNationwide Investment Advisors, LLC otherBrighton Jones LLC otherOtherJul 6, 2016Aug 9, 2016 (34 d)
Lloyd Grant CaudleNationwide Investment Advisors, LLC otherKms Financial Services, Inc otherOtherJul 6, 2016Jan 22, 2018 (565 d)
Joel Antonio RomeroNationwide Investment Advisors, LLC otherEmpower Advisory Group, LLC otherOtherJun 16, 2016Jan 21, 2017 (219 d)
Anna Ramos BernardoNationwide Investment Advisors, LLC otherEmpower Advisory Group, LLC otherOtherJun 10, 2016Dec 24, 2016 (197 d)
John Benefield DesselleNationwide Investment Advisors, LLC otherVoya Financial Advisors, Inc. otherOtherApr 18, 2016Apr 27, 2016
Deryck Ian GryneNationwide Investment Advisors, LLC otherAdvice And Planning Services otherOtherApr 6, 2016Apr 19, 2016
John Conrad HaysNationwide Investment Advisors, LLC otherLockton Investment Advisors, LLC no RAUMOtherJan 26, 2016Feb 10, 2016
Eric Michael TurnerNationwide Investment Advisors, LLC otherPrincipal Securities, Inc. BD affiliatedOtherOct 14, 2015Feb 22, 2019 (1227 d)
Nicholas David BoydenNationwide Investment Advisors, LLC otherEdward Jones national BDOtherSep 24, 2015Oct 8, 2015
Gloria Vanessa RussellNationwide Investment Advisors, LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 16, 2015May 16, 2018 (973 d)
Jaggen FarwellNationwide Investment Advisors, LLC otherAdvice And Planning Services otherOtherJul 14, 2015Jul 24, 2015
Nickolas J. TurnerNationwide Investment Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherApr 10, 2015Jun 9, 2015 (60 d)
Dwayne JavierNationwide Investment Advisors, LLC otherAmundi Pioneer Institutional Asset Management, Inc. otherOtherApr 7, 2015Apr 7, 2015
Sherri ThomasNationwide Investment Advisors, LLC otherCuna Brokerage Services, Inc. otherOtherMar 26, 2015Apr 13, 2015
Andrew D. ConleyNationwide Investment Advisors, LLC otherAdvice And Planning Services otherOtherMar 9, 2015Mar 13, 2015
Brent Allen HarpsterNationwide Investment Advisors, LLC otherBb&T Investment Services, Inc. no RAUMOtherMar 2, 2015Mar 9, 2015
John Michael Joseph BogerNationwide Investment Advisors, LLC otherRaymond James & Associates, Inc. national BDOtherDec 15, 2014Feb 19, 2015 (66 d)
David Michael FaulkNationwide Investment Advisors, LLC otherEmpower Advisory Group, LLC otherOtherOct 6, 2014Sep 1, 2016 (696 d)
Peter Raymond SalvatorNationwide Investment Advisors, LLC otherFeg otherOtherAug 18, 2014Jul 23, 2014
Marie TurinoNationwide Investment Advisors, LLC otherAdvice And Planning Services otherOtherAug 7, 2014Aug 27, 2014
Michael Jon BaronNationwide Investment Advisors, LLC otherSynovus Securities, Inc. otherOtherAug 6, 2014Aug 13, 2014
Roland QuintanillaNationwide Investment Advisors, LLC otherEquitable Advisors, LLC national BDOtherAug 1, 2014Aug 8, 2014
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296 moves match.