DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Christian Heard | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | Apr 8, 2024 |
| Addison Wheeler | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Jun 16, 2026 (791 d) |
| Francisco Antonio Aguilera | Fidelity Personal And Workplace Advisors BD affiliated | Aviance Capital Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2024 | May 30, 2024 (45 d) |
| Justin Thomas Williams | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Apr 4, 2024 |
| Garrett Duchesne | Fidelity Personal And Workplace Advisors BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 23, 2024 |
| Aline Juliana Padberg-Rosen | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Apr 25, 2024 |
| Raul M Blanco | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2024 | Apr 23, 2024 |
| Dylan Randall Raddatz | Fidelity Personal And Workplace Advisors BD affiliated | Range Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2024 | Apr 30, 2024 |
| Amy Danielle Riley | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Aug 15, 2025 (493 d) |
| Jared William Holt | Fidelity Personal And Workplace Advisors BD affiliated | Pine Grove Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | Apr 8, 2024 |
| Victoria Anne Wood | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 8, 2024 | Apr 25, 2024 |
| Matthew Brian Lambert | Fidelity Personal And Workplace Advisors BD affiliated | Power Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 11, 2024 |
| John Allen Carruthers | Fidelity Personal And Workplace Advisors BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 25, 2024 |
| Timothy Faig | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 2, 2024 |
| Michael David Milne | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Mar 28, 2024 |
| Glen David Amason | Fidelity Personal And Workplace Advisors BD affiliated | Generational Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Apr 16, 2024 |
| Michael J Grand | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 1, 2024 |
| Joseph Scott Stonelake | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 4, 2024 |
| Padraic Martin Spain | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Oct 24, 2025 (569 d) |
| Eric Scott Johnson | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 2, 2024 |
| Daniel Lee Honeycutt | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Jan 24, 2025 (296 d) |
| Kyle Vincent Ross | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2024 | Apr 2, 2024 |
| Melissa Kimberly James | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 4, 2024 |
| Matthew Ian Kramer | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 15, 2024 |
| Caroline Adams Hajost | Fidelity Personal And Workplace Advisors BD affiliated | Builder Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Jul 10, 2024 (98 d) |
| Erin B Long | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 18, 2024 |
| Matthew Chlopek | Fidelity Personal And Workplace Advisors BD affiliated | Hbks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Apr 4, 2024 |
| John R Delgado | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Nov 14, 2024 (225 d) |
| Alejandro Valdez | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 10, 2024 |
| Matthew Joseph Nahman | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | May 16, 2024 (43 d) |
| Jake Conway Treanor | Fidelity Personal And Workplace Advisors BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | May 9, 2024 (36 d) |
| Michelle Bickham | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 3, 2024 | May 22, 2024 (49 d) |
| Tyree Lavon Chapman | Fidelity Personal And Workplace Advisors BD affiliated | Mclean Asset Management Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Aug 19, 2024 (138 d) |
| Johnny Ray Medlin | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 1, 2024 |
| Stephen Thomas Brantley | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Oct 1, 2024 (182 d) |
| Rasheem Lamonte Banks | Fidelity Personal And Workplace Advisors BD affiliated | San Luis Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Apr 4, 2024 |
| Brandon Allen Deckert | Fidelity Personal And Workplace Advisors BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Apr 1, 2024 |
| Jonathan Michael Richard Hernandez | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 22, 2024 |
| Jasmine Letriese Smalls | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Jan 13, 2026 (651 d) |
| Robert Joel Adorno | Fidelity Personal And Workplace Advisors BD affiliated | Northcoast Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Jul 1, 2024 (90 d) |
| Charles Garofalo | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Mar 28, 2024 |
| Jonathan M. Riesch | Fidelity Personal And Workplace Advisors BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Jun 3, 2024 (69 d) |
| Jonathan Cortlandt Leslie | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Sep 5, 2024 (167 d) |
| Nickolas Ray Roeder | Fidelity Personal And Workplace Advisors BD affiliated | Cig Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2024 | Oct 8, 2024 (200 d) |
| Susan Barsnica | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 15, 2024 |
| Brittney Rose Leppien | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 1, 2025 (375 d) |
| Marvin Osbaldo Rosales | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Apr 4, 2024 |
| Mcrae Kirmse | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 19, 2024 |
| Andrew James Mong | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Watch Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Jan 21, 2026 (672 d) |
| Dodge Brown | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 21, 2024 |
| Elizabeth Anne Mclaughlin | Fidelity Personal And Workplace Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Apr 1, 2024 |
| Lionel Kiki | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. asset manager | Other | Mar 19, 2024 | Apr 17, 2024 |
| Caleb M Fite | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Apr 12, 2024 |
| Malka Alzayani | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 19, 2024 | Apr 11, 2024 |
| Nicholas Robert Borkowski | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Apr 5, 2024 |
| Carlos Caban | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Apr 12, 2024 |
| Oscar Uribe Cervantes | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Apr 8, 2024 |
| Toryalai Kakar | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2024 | Mar 27, 2024 |
| Beth A Moore | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Wise Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 12, 2024 | Mar 12, 2025 (365 d) |
| John T Smallwood | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2024 | Mar 29, 2024 |
2,542 moves match.