DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,543 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Joseph Droste | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | Nov 15, 2023 (567 d) |
| Ashley Ross | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Jul 27, 2022 (92 d) |
| Romania Quan Lee | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2022 | May 5, 2022 |
| Joshua Michael St. Laurent | Fidelity Personal And Workplace Advisors BD affiliated | Wealth In Yourself LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2022 | Jan 4, 2023 (254 d) |
| Michael Sable | Fidelity Personal And Workplace Advisors BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Sep 10, 2026 (1599 d) |
| William Alan Trunick | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2022 | May 24, 2022 |
| Robert Jonathan Victoria | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | May 10, 2022 |
| Matthew Patrick Murphy | Fidelity Personal And Workplace Advisors BD affiliated | Certified Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Sep 1, 2022 (134 d) |
| Joanna Westhafer Peters | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Jul 13, 2022 (84 d) |
| Tobyn P Steffey | Fidelity Personal And Workplace Advisors BD affiliated | Capital Client Group, Inc. no RAUM | Other | Apr 20, 2022 | Apr 27, 2022 |
| Cristina Perez | Fidelity Personal And Workplace Advisors BD affiliated | Bayntree Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | May 18, 2022 |
| Corinne Klitzke | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 20, 2022 | Apr 25, 2022 |
| Katherine Sanjuan | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Apr 27, 2022 |
| Angela Rene Taliaferro | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 19, 2022 | Jul 5, 2022 (77 d) |
| Michael Zachary Bechard | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2022 | May 19, 2022 |
| Julian Perez | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2022 | Apr 12, 2022 |
| Eric Ulyssee Frampton | Fidelity Personal And Workplace Advisors BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Nov 3, 2022 (199 d) |
| Brian Paul Windsor | Fidelity Personal And Workplace Advisors BD affiliated | Bogart Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | May 5, 2022 |
| Matthew Christopher Faubion | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 19, 2022 |
| Frank Thomas Barkanic | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 18, 2022 |
| Eric Michael Lathrop | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2022 | May 24, 2022 (41 d) |
| Kristalin Dawn Kingsley | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2022 | May 9, 2022 |
| Anthony Hayek | Fidelity Personal And Workplace Advisors BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Feb 5, 2024 (664 d) |
| Keith Joseph Hubbard | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2022 | Jun 7, 2022 (57 d) |
| Christopher Ragen Frost | Fidelity Personal And Workplace Advisors BD affiliated | Touchstone Advisors Inc asset manager | Other | Apr 11, 2022 | Jun 16, 2022 (66 d) |
| Christopher Todd Jones | Fidelity Personal And Workplace Advisors BD affiliated | Jgp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | Oct 26, 2022 (202 d) |
| Justine Chin Walker | Fidelity Personal And Workplace Advisors BD affiliated | Nuveen Asset Management, LLC other | Other | Apr 7, 2022 | Apr 26, 2022 |
| Paul Forrest Thompson | Fidelity Personal And Workplace Advisors BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | May 9, 2022 (32 d) |
| Colby Todd Berg | Fidelity Personal And Workplace Advisors BD affiliated | Guardian Wealth Management other | Other | Apr 7, 2022 | Apr 26, 2022 |
| Trevor S Crane | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2022 | May 11, 2022 (36 d) |
| Harold Lewis | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2022 | May 3, 2022 |
| Michael R Martin | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2022 | May 25, 2022 (50 d) |
| Amanda Wright | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2022 | Jun 8, 2023 (429 d) |
| Cody Allen Carlson | Fidelity Personal And Workplace Advisors BD affiliated | Polaris Wealth Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | Apr 13, 2022 |
| Neil Weaver | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Jul 1, 2022 (92 d) |
| Rebekah Ann Boone | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Feb 23, 2023 (329 d) |
| Michael Stephen Vazza | Fidelity Personal And Workplace Advisors BD affiliated | Pallas Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Sep 24, 2024 (908 d) |
| Giuseppe Leone | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Apr 20, 2022 |
| Christy Sue Manthei | Fidelity Personal And Workplace Advisors BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | Jun 21, 2022 (84 d) |
| Alexander J Senyshyn | Fidelity Personal And Workplace Advisors BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Mar 28, 2022 |
| Marcus Bradley Nicholson | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | Apr 18, 2022 |
| William Casen Guge | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 28, 2022 | Apr 25, 2022 |
| Derek Charles Meade | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Apr 14, 2022 |
| Khoanam Duong | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2022 | Apr 14, 2022 |
| Frederick Lemont Freeman | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2022 | Sep 14, 2022 (174 d) |
| Joseph M Swain | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Apr 25, 2022 (32 d) |
| Ty Cliffton Boggs | Fidelity Personal And Workplace Advisors BD affiliated | Fisher\Smb institutional | Other | Mar 24, 2022 | Mar 16, 2026 (1453 d) |
| Michele Girgenti | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | Mar 16, 2022 |
| Joseph Kristopher Krauszer | Fidelity Personal And Workplace Advisors BD affiliated | Bakeravenue independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Jul 10, 2023 (474 d) |
| Aaron Ryan Greene | Fidelity Personal And Workplace Advisors BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Apr 23, 2026 (1492 d) |
| Michael Paul Dyer | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | Nov 17, 2022 (239 d) |
| Rory Patrick Cannon | Fidelity Personal And Workplace Advisors BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 22, 2022 |
| Brendan Salvatore Henry | Fidelity Personal And Workplace Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Apr 11, 2022 |
| John Luke Charlton | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 28, 2022 |
| Delia Kate Mezzina | Fidelity Personal And Workplace Advisors BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Oct 12, 2022 (203 d) |
| Miguel Angel De La Torre | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | May 18, 2022 (56 d) |
| Kevin L Hussey | Fidelity Personal And Workplace Advisors BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Sep 13, 2023 (540 d) |
| Steven Michael Goodman | Fidelity Personal And Workplace Advisors BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Aug 1, 2022 (132 d) |
| Douglas Alan Ducker | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Jun 13, 2022 (84 d) |
| Francis John Lauria | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2022 | Dec 12, 2023 (631 d) |