DFX Intelligence
RIA Intelligence
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rafael Lev Okon | LPL Enterprise, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 21, 2026 |
| Phillip Foust | LPL Enterprise, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Feb 4, 2026 |
| Jarrod Council | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2026 | Feb 2, 2026 |
| Brian William Pope | LPL Enterprise, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Feb 11, 2026 |
| Jake Mitchel Pezzi | LPL Enterprise, LLC BD affiliated | Pezzi Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 29, 2026 | Jan 9, 2026 |
| Julianne Parrish Devarennes | LPL Enterprise, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 16, 2026 |
| John William Shafer | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 5, 2026 |
| Mark Lehman Bobruff | LPL Enterprise, LLC BD affiliated | Tumolo Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Jan 14, 2026 |
| Nicholas Knudsen | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2026 | Jan 9, 2026 |
| Paul Edward Gresham | LPL Enterprise, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jul 27, 2026 (181 d) |
| Cole Gibson Frederick | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 11, 2026 |
| Tyler Grandchamp | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2026 | Apr 17, 2026 (80 d) |
| George Chui | LPL Enterprise, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jan 23, 2026 | Feb 20, 2026 |
| Joshua Charles Studebaker | LPL Enterprise, LLC BD affiliated | Loftin Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2026 | Jan 9, 2026 |
| Rickey D Bellew | LPL Enterprise, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 12, 2026 |
| Colin Benjamin Wright | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 20, 2026 |
| Justin Kaminski | LPL Enterprise, LLC BD affiliated | Paladin Investment Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 21, 2026 | Mar 9, 2026 (47 d) |
| Laurence Paul | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2026 | Feb 4, 2026 |
| John Laws | LPL Enterprise, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 8, 2026 |
| Bradley Vincent Wesolowski | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2026 | Jun 18, 2026 (156 d) |
| Christopher John Lindsley | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Apr 8, 2026 (93 d) |
| Margaret C Fiore | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Apr 14, 2026 (102 d) |
| Brett Munson | LPL Enterprise, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 2, 2026 | Jul 14, 2026 (193 d) |
| James Dean Ramirez | LPL Enterprise, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Feb 20, 2026 (58 d) |
| Monique Pearl | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2025 | Dec 23, 2025 |
| Caleb M Craig | LPL Enterprise, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Feb 12, 2026 (50 d) |
| Cameron Ebel | LPL Enterprise, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 22, 2025 | Mar 19, 2026 (87 d) |
| Seth Downs | LPL Enterprise, LLC BD affiliated | First Trust Advisors LP asset manager | Other | Dec 22, 2025 | Nov 21, 2025 |
| Michelle Harlan | LPL Enterprise, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Feb 5, 2026 (48 d) |
| William Joseph O'Brien | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2025 | Jan 9, 2026 |
| Shuang Guo | LPL Enterprise, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Mar 26, 2026 (97 d) |
| Logan Walton Kalb | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2025 | Jan 9, 2026 |
| Thomas John Chun | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Jan 2, 2026 |
| Richard A Fertig | LPL Enterprise, LLC BD affiliated | Davenport & Associates, Inc. unclassified | Other | Dec 17, 2025 | Dec 11, 2025 |
| Jackson Maxwell Daigle | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Feb 12, 2026 (57 d) |
| Joseph Goh | LPL Enterprise, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 18, 2025 |
| Christopher Scalise | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Apr 30, 2026 (136 d) |
| Heather Brinker | LPL Enterprise, LLC BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Nov 5, 2025 |
| Devon E Kevetos | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2025 | Jan 22, 2026 (41 d) |
| Sofia Gancedo | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2025 | Aug 7, 2026 (238 d) |
| Weilun Wang | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2025 | Nov 26, 2025 |
| William Kurtz O'Connor | LPL Enterprise, LLC BD affiliated | Armstrong Advisory Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2025 | Dec 10, 2025 |
| Rebekah Frank | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Dec 1, 2025 |
| Andrew Crozier | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Nov 28, 2025 |
| Richard Carl Precious | LPL Enterprise, LLC BD affiliated | Madison Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 | Nov 20, 2025 |
| Fatima Naqinia | LPL Enterprise, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Dec 4, 2025 |
| Donato Antonio Rosales | LPL Enterprise, LLC BD affiliated | Rosales Wealth Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 28, 2025 | Feb 10, 2026 (74 d) |
| Brandon Hernandez | LPL Enterprise, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jan 14, 2026 (47 d) |
| Michael Ronald Fortin | LPL Enterprise, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Nov 21, 2025 |
| Mason Edward Mccormack | LPL Enterprise, LLC BD affiliated | Florida Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Jun 1, 2026 (188 d) |
| Ishan Ahtehana Brew | LPL Enterprise, LLC BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 10, 2025 |
| Trevor Zachary Hastings | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Feb 9, 2026 (81 d) |
| Eric Conrad Forsman | LPL Enterprise, LLC BD affiliated | Retirement Income Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 18, 2025 | Jul 14, 2026 (238 d) |
| Lyles Donnell Knox | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2025 | Nov 6, 2025 |
| John Cameron Bandstra | LPL Enterprise, LLC BD affiliated | Grp Retirement Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2025 | Jan 27, 2026 (74 d) |
| Bryce Brooks | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Nov 14, 2025 | Jan 28, 2026 (75 d) |
| Nickolaus Nelson | LPL Enterprise, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Nov 13, 2025 | Dec 22, 2025 (39 d) |
| Phillip Chai | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Jan 14, 2026 (62 d) |
| Li Ping Cytrynowicz | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2025 | Nov 3, 2025 |
| William W Perham | LPL Enterprise, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Nov 14, 2025 |
543 moves match.