DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Kevin Giegel	Edward Jones national BD	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 8, 2019	Feb 13, 2020 (189 d)
Erick L Cova	J.P. Morgan Securities LLC wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 5, 2019	Sep 12, 2019 (38 d)
Jason David Falk	Sandlapper Wealth Management, LLC independent RIA	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jun 4, 2019	Jun 7, 2019
Thomas May	MML Investors Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 24, 2019	Jun 11, 2019
Rafael Sosa Matos	Foresters Advisory Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 17, 2019	Oct 28, 2019 (164 d)
Kendra L. Kearney	U.S. Bancorp Advisors, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 16, 2019	Jun 12, 2019
Travis Jon Busch	Ameriprise Financial Services, LLC national BD	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 14, 2019	May 30, 2019
Christopher Lorance Harsley	Equitable Advisors, LLC national BD	Mutual Of Omaha Investor Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 6, 2019	Dec 13, 2022 (1317 d)
Barry L. Conover	Pruco Securities, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 29, 2019	Jun 7, 2019 (39 d)
Eric Peter Sirjord	Thrivent Investment Management Inc. BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 29, 2019	May 7, 2019
Michael John Simmons	Transamerica Retirement Advisors, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 9, 2019	Jan 27, 2021 (659 d)
Alan Brokenburr Ray	Nationwide Securities, LLC no RAUM	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 29, 2019	Apr 1, 2019
Robert E. Fry	Pruco Securities, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 27, 2019	Apr 2, 2019
Gregory M Weiss	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Mutual Of Omaha Investor Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 22, 2019	Sep 2, 2022 (1260 d)
John Francis Mulheron	Pruco Securities, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 18, 2019	May 3, 2019 (46 d)
Thomas W Huddleston	LPL Financial LLC independent RIA	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 8, 2019	Mar 12, 2019
Albert Armendariz	Waddell & Reed BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 7, 2019	Mar 11, 2019
Sydney Lukatsevich	Equitable Advisors, LLC national BD	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 25, 2019	Mar 13, 2019
Perry Arthur Guthrie	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 15, 2019	Feb 25, 2019
Grant Gotschall	Securian Financial Services, Inc. BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 8, 2019	Feb 27, 2019
Richard Robert Reiser	LPL Financial LLC independent RIA	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 6, 2019	Feb 6, 2019
Reginald Lowell Bridges	Eagle Financial Advisors, LLC independent RIA	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Dec 11, 2018	Jan 11, 2019 (31 d)
David John Aanderud	Wells Fargo Advisors wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Dec 10, 2018	Jan 18, 2019 (39 d)
Robert Lawson Ainsworth	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Nov 29, 2018	Apr 10, 2019 (132 d)
Kurt William Hagenmaier	MML Investors Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Oct 31, 2018	Nov 13, 2018
Amy Crookshank	Pruco Securities, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Oct 15, 2018	Nov 16, 2018 (32 d)
Whitney Hull	Raymond James Financial Services Advisors, Inc BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Sep 13, 2018	Sep 28, 2018
Logan Michelle Lupia	MML Investors Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Sep 6, 2018	Sep 21, 2018
Donald G Thomas	U.S. Bancorp Investments, Inc. BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 30, 2018	Oct 9, 2018 (40 d)
Samir Elias Abdullah	MML Investors Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 23, 2018	Sep 17, 2018
Matthew Dodd	MML Investors Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jul 23, 2018	Feb 20, 2020 (577 d)
Justin Garofalo	Register Financial Advisors, LLC independent RIA	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jul 10, 2018	Aug 22, 2018 (43 d)
Jeffery A Clemons	MML Investors Services, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jun 8, 2018	Aug 28, 2018 (81 d)
Nicholas Joseph Digilio	Arbor Point Advisors BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 21, 2018	Jun 4, 2018
Micah Drake	Raymond James Financial Services Advisors, Inc BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 16, 2018	Aug 6, 2018 (82 d)
Shawndra Rodriguez	Allstate Financial Advisors, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 15, 2018	Jun 5, 2026 (2943 d)
David M Lieberman	Eagle Strategies LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 25, 2018	May 15, 2018
Marc Gaillard	Hornor, Townsend & Kent, LLC BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 20, 2018	Aug 27, 2018 (129 d)
Daniel Colvin	Oneamerica Securities, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 22, 2018	Apr 9, 2018
Enrico Giovanni Cacciapuoti	Osaic Wealth, Inc. BD affiliated	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 13, 2018	Mar 29, 2018
Jamar Daniel Cokley	Advice And Planning Services other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 2, 2018	Jan 4, 2019 (308 d)
Michael James Oneill	Thrivent Investment Management Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 7, 2018	May 30, 2019 (477 d)
Tyler Wills Clay	Wells Fargo Advisors wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Feb 2, 2018	Feb 16, 2018
Shane Michael Swanson	Eagle Strategies LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jan 2, 2018	Apr 12, 2018 (100 d)
Jemal David Westbrook	Securities America Advisors, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Dec 18, 2017	Dec 20, 2017
Robert Jason Liebman	MML Investors Services, LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Dec 12, 2017	Jan 22, 2018 (41 d)
Mark Randall Goodrum	MML Investors Services, LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Nov 7, 2017	Oct 15, 2018 (342 d)
Lesley Pinckard	Wealth Watch Advisors, Inc other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Oct 20, 2017	Nov 14, 2017
Robert Sherman On	Principal Securities, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Oct 10, 2017	Oct 10, 2018 (365 d)
Robert Eugene Scalzetti	Invest Financial Corporation other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Sep 26, 2017	Jan 18, 2019 (479 d)
Chad M Nakamura	Osage Pacific Advisors, Inc. state registered	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 24, 2017	Aug 31, 2017
Jesus A Jaramillo	Calchoice Wealth Management LLC unclassified	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jul 26, 2017	Aug 3, 2017
Joshua Wilcox	Ameritas Advisory Services other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jul 18, 2017	Jun 26, 2018 (343 d)
Chintana Griffin	Park Avenue Securities LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jul 14, 2017	Jul 25, 2017
Jerry Paul Hurt	Ameritas Advisory Services other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jun 20, 2017	Jan 11, 2018 (205 d)
Stephen John Koorey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Jun 9, 2017	Jan 8, 2019 (578 d)
Rebecca Speck Foster	Pruco Securities, LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	May 23, 2017	Jun 7, 2017
Matthew Joseph Cawley	361 Capital LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 21, 2017	Apr 27, 2017
Douglas Edward Watts	Morgan Stanley wirehouse	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Apr 7, 2017	Dec 11, 2018 (613 d)
John E Natoli	MML Investors Services, LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 28, 2017	Sep 12, 2017 (168 d)

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210 moves match.