DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Victory Capital Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Murphy BrownNomura Investment Management Business Trust asset managerVictory Capital Management Inc. asset managerOtherJul 16, 2026Jul 22, 2026
Tyler HainesT. Rowe Price Associates, Inc. asset managerVictory Capital Management Inc. asset managerOtherJun 18, 2026Jun 22, 2026
Marie Rose Zoutomou HockadayFirst Citizens Investor Services, Inc. BD affiliatedVictory Capital Management Inc. asset managerOtherMay 13, 2026Jul 8, 2026 (56 d)
Brian Dominic GiueCommonwealth Financial Network national BDVictory Capital Management Inc. asset managerOtherAug 25, 2025Sep 18, 2025
Jimmy Roberto BuesoCitigroup Global Markets Inc. BD affiliatedVictory Capital Management Inc. asset managerOtherMay 15, 2025Sep 18, 2025 (126 d)
Brian Craig ByersUsaa Investment Services Company no RAUMVictory Capital Management Inc. asset managerOtherMay 6, 2025Sep 17, 2025 (134 d)
Darren Brian ArmstrongEquitable Advisors, LLC national BDVictory Capital Management Inc. asset managerOtherApr 28, 2025May 2, 2025
Benjamin LopezMML Investors Services, LLC BD affiliatedVictory Capital Management Inc. asset managerOtherApr 23, 2025May 5, 2025
Daniel Enrique OrtegaFrost Investment Advisors, LLC asset managerVictory Capital Management Inc. asset managerOtherApr 7, 2025May 29, 2025 (52 d)
Brandon Locke DanielsAdvisors Asset Management, Inc. otherVictory Capital Management Inc. asset managerOtherApr 4, 2025Oct 2, 2025 (181 d)
Richard Alan EdgettEdward Jones national BDVictory Capital Management Inc. asset managerOtherDec 16, 2024Jan 8, 2025
Michael John MahoneyJohn Hancock Investment Management LLC asset managerVictory Capital Management Inc. asset managerOtherNov 13, 2024Sep 18, 2025 (309 d)
Ronald Winston CatoWestwood Management Corp otherVictory Capital Management Inc. asset managerOtherFeb 14, 2024Jun 6, 2024 (113 d)
Brian Kenneth GrooverPark Avenue Securities LLC BD affiliatedVictory Capital Management Inc. asset managerOtherNov 30, 2023Dec 20, 2023
Matthew Lee GoskaRussell Investments otherVictory Capital Management Inc. asset managerOtherNov 14, 2023Nov 13, 2023
Thomas James CoyAlliancebernstein L.P. asset managerVictory Capital Management Inc. asset managerOtherOct 27, 2023Jun 9, 2025 (591 d)
Austin Wallace ListCapital Client Group, Inc. no RAUMVictory Capital Management Inc. asset managerOtherSep 13, 2023Jan 17, 2024 (126 d)
Christian OconnorCitigroup Global Markets Inc. BD affiliatedVictory Capital Management Inc. asset managerOtherJun 13, 2023Jun 14, 2023
Michael D MackPacer Advisors, Inc. asset managerVictory Capital Management Inc. asset managerOtherJun 28, 2022Sep 21, 2023 (450 d)
Russell Edward JonesCuso Financial Services, L.P. BD affiliatedVictory Capital Management Inc. asset managerOtherFeb 18, 2022Mar 14, 2022
Jacqueline Harris HiggenbothamJ.P. Morgan Private Wealth Advisors LLC BD affiliatedVictory Capital Management Inc. asset managerOtherJun 16, 2021Aug 4, 2021 (49 d)
Susana TorresFidelity Personal And Workplace Advisors BD affiliatedVictory Capital Management Inc. asset managerOtherMay 20, 2021Jun 9, 2021
Angel BarraJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherApr 27, 2021Jun 3, 2021 (37 d)
Shannon Edward GillisEagle Strategies LLC BD affiliatedVictory Capital Management Inc. asset managerOtherApr 9, 2021Apr 15, 2021
Jeffrey Cody GarciaCitigroup Global Markets Inc. BD affiliatedVictory Capital Management Inc. asset managerOtherApr 6, 2021Apr 13, 2021
Rhonda Rene GarciaJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherMar 12, 2021Oct 19, 2021 (221 d)
Jeffrey Douglas WrightEdelman Financial Engines mixed wealthVictory Capital Management Inc. asset managerOtherMar 8, 2021Mar 17, 2021
Michael John EsquivelUsaa Investment Services Company no RAUMVictory Capital Management Inc. asset managerOtherJan 21, 2021May 3, 2021 (102 d)
Carlos Luis CortezUsaa Investment Services Company no RAUMVictory Capital Management Inc. asset managerOtherJan 13, 2021Sep 9, 2021 (239 d)
Susan Delmer SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVictory Capital Management Inc. asset managerOtherDec 22, 2020Jan 14, 2021
Irene Myriam GillKestra Advisory Services, LLC BD affiliatedVictory Capital Management Inc. asset managerOtherDec 18, 2020Jan 26, 2022 (404 d)
David BoyersSequent Planning, LLC independent RIAVictory Capital Management Inc. asset managerOtherMay 12, 2020Feb 22, 2023 (1016 d)
Curtis Don ToblerJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherOct 22, 2019Sep 16, 2022 (1060 d)
Derek Sean KetelLPL Financial LLC BD affiliatedVictory Capital Management Inc. asset managerOtherOct 16, 2019Sep 10, 2020 (330 d)
Adam Edward KennerdellJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherSep 11, 2019Jun 4, 2021 (632 d)
Ronald DarwinJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherAug 28, 2019Jan 22, 2021 (513 d)
Paul Edward PerezUsaa Investment Services Company BD affiliatedVictory Capital Management Inc. asset managerOtherAug 13, 2019Jun 3, 2021 (660 d)
Kevin D OliverJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherJul 3, 2019Jul 5, 2019
Jorge CameroJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherJun 26, 2019Jul 12, 2019
James Jimmy VeraJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherJun 17, 2019Jul 10, 2019
Christopher M MillerJ.P. Morgan Securities LLC wirehouseVictory Capital Management Inc. asset managerOtherJun 11, 2019Jul 10, 2019
Nicholas Matthew PeifferRussell Investments asset managerVictory Capital Management Inc. asset managerOtherAug 30, 2018Sep 6, 2018
Mitchell PatzerWells Fargo Advisors wirehouseVictory Capital Management Inc. asset managerOtherJul 20, 2018Jun 26, 2019 (341 d)
Charles B MathesPrimerica Advisors national BDVictory Capital Management Inc. asset managerOtherMay 1, 2018Jul 6, 2022 (1527 d)
Meredith Wyatt LoydWells Fargo Advisors wirehouseVictory Capital Management Inc. asset managerOtherSep 5, 2017Jun 25, 2019 (658 d)
Brian Charles LauxInvesco Advisers, Inc. otherVictory Capital Management Inc. otherOtherMay 3, 2017Jan 9, 2018 (251 d)
Louis Augustus FennellBlackrock Investment Management, LLC otherVictory Capital Management Inc. otherOtherJan 12, 2017Jan 9, 2018 (362 d)
Ethan Hunter FineThornburg Investment Management Inc otherVictory Capital Management Inc. asset managerOtherNov 23, 2016Sep 22, 2023 (2494 d)
Trent William Scott MarshallThornburg Investment Management Inc otherVictory Capital Management Inc. asset managerOtherMay 23, 2016Oct 4, 2023 (2690 d)
Joseph Michael BalestraBlackrock Financial Management, Inc otherVictory Capital Management Inc. otherOtherApr 14, 2016Jan 8, 2018 (634 d)
Kurt Kenneth BlanzColumbia Management Investment Advisers, LLC otherVictory Capital Management Inc. otherOtherJun 19, 2015Jul 28, 2015 (39 d)
Gary Stanley GoskaRussell Investments otherVictory Capital Management Inc. otherOtherApr 20, 2015May 1, 2015
James E FaganFisher Investments otherVictory Capital Management Inc. otherOtherOct 2, 2014Oct 27, 2014
Garrett William KelleyAstor Investment Management LLC otherVictory Capital Management Inc. otherOtherAug 27, 2014Sep 24, 2014
Natalie Marie SutcliffeUBS Financial Services Inc. wirehouseVictory Capital Management Inc. otherOtherJan 29, 2014Jan 24, 2014
Jason Douglas KahleTd Ameritrade Investment Management, LLC otherVictory Capital Management Inc. asset managerOtherMar 11, 2013Aug 2, 2021 (3066 d)
Noe Jose FernandezAdvisors Asset Management, Inc. otherVictory Capital Management Inc. asset managerOtherAug 6, 2012Sep 1, 2021 (3313 d)
Robert Marc SamuelsUBS Financial Services Inc. wirehouseVictory Capital Management Inc. otherOtherApr 8, 2010Sep 24, 2014 (1630 d)
Michael Christopher OrganCompass Advisory Partners LLC otherVictory Capital Management Inc. otherOtherDec 21, 2009Jul 16, 2015 (2033 d)
Donald Richard FrankArgent Capital Management LLC otherVictory Capital Management Inc. otherOtherJun 13, 2008Jun 20, 2008
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64 moves match.