DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew L DaviesEdelman Financial Engines mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 13, 2023Sep 22, 2025 (679 d)
Ryan Matthew LindEdelman Financial Engines mixed wealthRfg Advisory, LLC independent RIARIA to RIANov 10, 2023Oct 16, 2023
Jacob C MercerEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 5, 2023Sep 8, 2023
Cynthia AutenreithEdelman Financial Engines mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2023Jul 26, 2023
Joseph Travis BergenEdelman Financial Engines mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2023Mar 20, 2024 (219 d)
Gregory John GrassoEdelman Financial Engines mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2023Aug 31, 2023 (33 d)
Jessica B DeboldEdelman Financial Engines mixed wealthGoldstone Financial Group, LLC independent RIARIA to RIAJul 29, 2023Aug 6, 2023
Ruben Gonzalo Devia ArbanilEdelman Financial Engines mixed wealthAbich Financial Wealth Management, LLC independent RIARIA to RIAJul 29, 2023Jul 19, 2023
Nancy Ann LutherEdelman Financial Engines mixed wealthCetera Planning Partners independent RIARIA to RIAJul 7, 2023Jun 20, 2023
Trent Michael RogyEdelman Financial Engines mixed wealthOxford Wealth Group, LLC independent RIARIA to RIAJul 7, 2023Jun 28, 2023
Jeffrey Scott MerkowEdelman Financial Engines mixed wealthFortis Capital Advisors, LLC independent RIARIA to RIAJun 13, 2023Sep 16, 2024 (461 d)
Khashayar AhouraeiEdelman Financial Engines mixed wealthOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2023Jan 11, 2024 (212 d)
Benjamin S WaluluEdelman Financial Engines mixed wealthKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2023Aug 8, 2024 (422 d)
Seth Joseph KellyEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2023May 12, 2023
Mary Ann Middleton FerreiraEdelman Financial Engines mixed wealthThe Ensemble Team no RAUMRIA to a newly registered adviserJun 6, 2023Jul 23, 2024 (413 d)
Armanni Joseph MalatyEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2023May 19, 2023
John Charles GeilfussEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 30, 2023May 9, 2023
William Dale KellyEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAMay 24, 2023Apr 28, 2023
Erich Robert GebbieEdelman Financial Engines mixed wealthEmpirical Wealth Management independent RIARIA to RIAApr 27, 2023Apr 12, 2023
Brian Joseph McguireEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 21, 2023Mar 24, 2023
Kyle Andrew KrausEdelman Financial Engines mixed wealthCorient BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2023May 23, 2023 (39 d)
Christopher Brian ThomEdelman Financial Engines mixed wealthPolaris Wealth Advisory Group independent RIARIA to RIAMar 10, 2023Mar 17, 2023
Kevin Gerard GarveyEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2023Feb 3, 2023
Sandra Sue PresgravesEdelman Financial Engines mixed wealthRaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 27, 2023May 10, 2023 (72 d)
Stephen Patrick MileyEdelman Financial Engines mixed wealthVestwell Advisors LLC institutionalOtherFeb 27, 2023May 23, 2023 (85 d)
Sheila Maureen GugliuzzaEdelman Financial Engines mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankFeb 27, 2023Apr 20, 2023 (52 d)
Jason Michael GuloshEdelman Financial Engines mixed wealthBogart Wealth, LLC independent RIARIA to RIAFeb 27, 2023Mar 6, 2023
Michael John HamiltonEdelman Financial Engines mixed wealthGlobal Retirement Partners LLC institutionalOtherFeb 27, 2023May 7, 2025 (800 d)
James Matthew RafeldEdelman Financial Engines mixed wealthAlera Investment Advisors, LLC mixed wealthRIA to RIAFeb 27, 2023Oct 29, 2024 (610 d)
Geoffrey Hayward CoggerEdelman Financial Engines mixed wealthCary Street Partners BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2023Nov 21, 2023 (270 d)
Justin HayesEdelman Financial Engines mixed wealthAlight Financial Advisors, LLC independent RIARIA to RIAFeb 24, 2023Jul 12, 2023 (138 d)
Lindie RheederEdelman Financial Engines mixed wealthAlight Financial Advisors, LLC independent RIARIA to RIAFeb 24, 2023Nov 27, 2023 (276 d)
Linda Jean CooperEdelman Financial Engines mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 23, 2023Dec 21, 2023 (301 d)
William Cory ArchibaldEdelman Financial Engines mixed wealthTaverik Capital, LLC otherOtherFeb 15, 2023Mar 23, 2023 (36 d)
Adriel TamEdelman Financial Engines mixed wealthThe Ensemble Team no RAUMRIA to a newly registered adviserNov 18, 2022Jul 22, 2024 (612 d)
Brynne Lee Kuberski-GarrisEdelman Financial Engines mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 25, 2022Jun 20, 2023 (238 d)
Dylan Clyde SmithEdelman Financial Engines mixed wealthSinger Wealth Advisors LLC independent RIARIA to RIASep 14, 2022Sep 22, 2022
Michael Clyde CoralesEdelman Financial Engines mixed wealthTlwm Financial independent RIARIA to RIAAug 12, 2022Nov 9, 2022 (89 d)
Cristo E FelixEdelman Financial Engines mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseAug 2, 2022Oct 20, 2022 (79 d)
Eric Melker HarbakEdelman Financial Engines mixed wealthLPL Financial LLC independent RIARIA to RIAJul 25, 2022Jul 6, 2022
Anamika Bala MadanEdelman Financial Engines mixed wealthCommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJun 17, 2022Aug 16, 2022 (60 d)
Constantine Michael TsantesEdelman Financial Engines mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2022Jun 29, 2023 (377 d)
Scott Christopher ButeraEdelman Financial Engines mixed wealthLPL Financial LLC independent RIARIA to RIAJun 10, 2022May 12, 2022
Nathan W.D. SpohnEdelman Financial Engines mixed wealthLPL Financial LLC independent RIARIA to RIAJun 10, 2022May 12, 2022
Brian John HarringtonEdelman Financial Engines mixed wealthFisher Investments independent RIARIA to RIAMay 26, 2022Aug 10, 2022 (76 d)
Virgil Shane WimberlyEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 19, 2022May 4, 2022
Levi Glade LarsenEdelman Financial Engines mixed wealthBeacon Pointe Advisors, LLC independent RIARIA to RIAApr 19, 2022Apr 13, 2022
John Clinton VuEdelman Financial Engines mixed wealthCetera Planning Partners independent RIARIA to RIAMar 21, 2022Mar 7, 2022
Rachel Ann VivianEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2022Feb 23, 2022
Neal RichardsEdelman Financial Engines mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2022Feb 14, 2023 (347 d)
Ronald Teri BolteEdelman Financial Engines mixed wealthHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2022Feb 28, 2022
Joseph Anthony AzzopardiEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2022Feb 8, 2022
Eugene Anderson WoznyEdelman Financial Engines mixed wealthStratos Wealth Advisors LLC independent RIARIA to RIAFeb 21, 2022Feb 1, 2022
Amanda Carter JohnsonEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 18, 2022Mar 24, 2022 (65 d)
Paul Edward StaniszewskiEdelman Financial Engines mixed wealthCarlson Financial independent RIARIA to RIADec 10, 2021Mar 28, 2022 (108 d)
Jason Ryan EnglishEdelman Financial Engines mixed wealthSavant Wealth Management independent RIARIA to RIADec 10, 2021Jul 8, 2022 (210 d)
Matthew Paul BonitoEdelman Financial Engines mixed wealthInspire Advisors, LLC independent RIARIA to RIANov 23, 2021Nov 2, 2021
Andrew James LehmanEdelman Financial Engines mixed wealthInspire Advisors, LLC independent RIARIA to RIANov 23, 2021Nov 2, 2021
Jasmine Cherrelle LeeEdelman Financial Engines mixed wealthMorgan Stanley wirehouseRIA to wirehouseNov 3, 2021Feb 16, 2022 (105 d)
Stephen Anthony PorcoEdelman Financial Engines mixed wealthNuveen Asset Management, LLC otherOtherOct 19, 2021Mar 11, 2022 (143 d)
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333 moves match.