DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fisher Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Scott NemetzFisher Investments independent RIAState Farm Investment Management Corp. asset managerOtherMar 28, 2023Sep 14, 2023 (170 d)
Kamil PolkowskiFisher Investments independent RIASandy Morris Financial & Estate Planning Services, LLC independent RIARIA to RIAMar 15, 2023Aug 3, 2023 (141 d)
Robert Craig SklaverFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 13, 2023Apr 24, 2023 (42 d)
Ally MotiFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMar 3, 2023Mar 22, 2023
Matthew Aaron MowrerFisher Investments independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2023Jun 12, 2023 (104 d)
Zachary IsraelFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankFeb 27, 2023Jul 25, 2023 (148 d)
Arrin Michelle SimpsonFisher Investments independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAFeb 13, 2023Feb 15, 2023
Joshua Eric ColeFisher Investments independent RIANdvr independent RIARIA to RIAFeb 6, 2023Feb 28, 2023
Sean Paige Samuel BestFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAFeb 2, 2023Mar 22, 2023 (48 d)
Nickolas Elio VaraniFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 24, 2023Oct 17, 2023 (266 d)
Santiago Philippe WorkmanFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2023Apr 27, 2023 (98 d)
Arthur David PerezFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2023Apr 21, 2023 (92 d)
Dillon KanhalikhamFisher Investments independent RIACx Institutional, LLC independent RIARIA to RIAJan 19, 2023Jan 27, 2023
James WillisFisher Investments independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJan 17, 2023Sep 23, 2025 (980 d)
Sean Wallace StephensonFisher Investments independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJan 10, 2023Feb 3, 2023
John ShonkFisher Investments independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJan 10, 2023Mar 29, 2023 (78 d)
Chris BrefeldFisher Investments independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAJan 9, 2023Feb 23, 2023 (45 d)
Thomas Dooley MasonFisher Investments independent RIAAssuredpartners Investment Advisors independent RIARIA to RIAJan 5, 2023May 8, 2023 (123 d)
Matthew Bruce AitchisonFisher Investments independent RIANavy Federal Investment Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Aug 21, 2023 (231 d)
Ernesto Ivan RodriguezFisher Investments independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Feb 10, 2023 (39 d)
Dedrick LewisFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Feb 21, 2023 (50 d)
Michael Norman ReinhardtFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankDec 20, 2022Jan 24, 2023 (35 d)
Kimberly Ann LutesFisher Investments independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2022Dec 21, 2022
Stephen CostaFisher Investments independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2022Jun 7, 2023 (177 d)
Michael L SuellentropFisher Investments independent RIACetera Advisor Networks LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 7, 2022Mar 21, 2023 (104 d)
Daniel Joseph HarmeyerFisher Investments independent RIATrajan Wealth, L.L.C. independent RIARIA to RIADec 7, 2022Feb 9, 2023 (64 d)
Talon Joseph Van WertFisher Investments independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseNov 29, 2022Jan 6, 2023 (38 d)
Kory CloseFisher Investments independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 25, 2022Feb 13, 2023 (80 d)
Eric Steffan FengerFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankNov 22, 2022Jan 17, 2023 (56 d)
Ledawn GriesFisher Investments independent RIAWhalen Financial independent RIARIA to RIANov 15, 2022Mar 6, 2023 (111 d)
Brandon David MooreFisher Investments independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIANov 14, 2022Aug 1, 2023 (260 d)
Whittney D HarveyFisher Investments independent RIAForthright Capital no RAUMRIA to a newly registered adviserNov 7, 2022Feb 21, 2023 (106 d)
Thomas Kent BrumfieldFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 4, 2022Feb 7, 2023 (95 d)
Kerry William Ryan DevaughnFisher Investments independent RIATrajan Wealth, L.L.C. independent RIARIA to RIANov 1, 2022Dec 2, 2022 (31 d)
Matthew IrwinFisher Investments independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2022Jul 17, 2023 (263 d)
Brian Michael TreeFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAOct 18, 2022Oct 17, 2022
Aaron NielsenFisher Investments independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAOct 17, 2022Oct 17, 2022
Jacob Robert WinigerFisher Investments independent RIAFefa Financial no RAUMRIA to a newly registered adviserOct 17, 2022Jun 22, 2023 (248 d)
Casey J VogelFisher Investments independent RIASmith Anglin Financial, LLC independent RIARIA to RIAOct 12, 2022Oct 24, 2022
Nicholas L. ElsmoFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 7, 2022Oct 18, 2022
Cody Richard HallFisher Investments independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAOct 7, 2022Nov 1, 2022
Ruba Ghazi ZorobFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2022Dec 12, 2023 (442 d)
Matthew Laanan AquinoFisher Investments independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2022Oct 13, 2022 (37 d)
Israel RasconFisher Investments independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 29, 2022Oct 31, 2022 (63 d)
Andrew Christopher HuntFisher Investments independent RIAEp Wealth Advisors independent RIARIA to RIAAug 22, 2022Sep 13, 2022
Alexander StoehrFisher Investments independent RIAGeorgia Advisory Group LLC state registeredRIA to a state-registered adviserAug 22, 2022Sep 19, 2022
Kevin Joseph GrayFisher Investments independent RIAWealthspire Retirement Advisory institutionalOtherAug 18, 2022Jan 30, 2023 (165 d)
Bradley KoeselFisher Investments independent RIATd Ameritrade, Inc. no RAUMOtherAug 16, 2022Sep 16, 2022 (31 d)
Curtis Brandon ReeseFisher Investments independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 9, 2022Aug 24, 2022
Michael David ReedFisher Investments independent RIANardis Advisors LLC independent RIARIA to RIAAug 9, 2022Aug 17, 2022
Michael James FennerFisher Investments independent RIANeuberger Berman Bd LLC no RAUMOtherAug 9, 2022Oct 27, 2022 (79 d)
Patrick W KingFisher Investments independent RIAMorgan Stanley wirehouseRIA to wirehouseAug 1, 2022Aug 23, 2022
Marcus Bradley NicholsonFisher Investments independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 28, 2022Sep 7, 2022 (41 d)
Richard Andrew SoltFisher Investments independent RIASouthstate Private Capital Management LLC independent RIARIA to RIAJul 21, 2022Jul 20, 2022
Ronny BendavidFisher Investments independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2022Oct 31, 2022 (102 d)
Riley B AlferdFisher Investments independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2022Sep 12, 2022 (54 d)
Barbara Ann HargerFisher Investments independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 14, 2022Jul 19, 2022
Charles Jacob WedemeyerFisher Investments independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 14, 2022Aug 5, 2022
Brian Jeffrey DeutschFisher Investments independent RIAEdelman Financial Engines mixed wealthRIA to RIAJul 14, 2022Aug 8, 2022
Lora Lynn LeavenworthFisher Investments independent RIAFinancial Advocates Investment Management independent RIARIA to RIAJul 13, 2022Dec 22, 2022 (162 d)
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993 moves match.