DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Assetmark, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Lynn Brady | Assetmark, Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 27, 2026 |
| Austin Harold Lewis | Assetmark, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 6, 2026 |
| Julio I Bedolla | Assetmark, Inc. BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Jul 3, 2026 |
| Vincent Ronald Gimarelli | Assetmark, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Feb 20, 2026 |
| Daniel Christopher Beeson | Assetmark, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Mar 4, 2026 |
| Grant Michael Lockwood | Assetmark, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Patrick Edward Newman | Assetmark, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2026 | Feb 19, 2026 |
| Christian M Oconnor | Assetmark, Inc. BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2025 | Jul 7, 2026 (258 d) |
| Patty Ann Miller | Assetmark, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Oct 8, 2025 | Apr 22, 2026 (196 d) |
| Michael Z. Curtis | Assetmark, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 1, 2025 |
| Sharlyn Yap Leh | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Nov 12, 2025 (91 d) |
| Nicholas Poppe | Assetmark, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Feb 10, 2026 (204 d) |
| Antonio Angel Zapata | Assetmark, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 12, 2025 |
| John Armistead Tyler Browning | Assetmark, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 15, 2025 |
| Benjamin Maniscalco | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jul 28, 2025 (34 d) |
| Charles Stephon Coleman | Assetmark, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | May 14, 2025 |
| Brian P. Mccarthy | Assetmark, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | Dec 2, 2025 (244 d) |
| Collin Christopher Zines | Assetmark, Inc. BD affiliated | Stephenson And Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Apr 21, 2025 |
| Matthew Schuster | Assetmark, Inc. BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | May 27, 2025 (126 d) |
| Brian Robert Carlson | Assetmark, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jul 2, 2026 (542 d) |
| Donald Steven Garduno | Assetmark, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | May 2, 2025 (135 d) |
| Michael D Heavey | Assetmark, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Mar 7, 2025 (92 d) |
| Trenton James Grens | Assetmark, Inc. BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | Apr 7, 2026 (559 d) |
| Robert Paul Vetti | Assetmark, Inc. BD affiliated | Gerber Kawasaki Wealth & Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | May 21, 2025 (238 d) |
| Thomas Edward Ryan | Assetmark, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Jun 10, 2025 (293 d) |
| Trevor Burlison | Assetmark, Inc. BD affiliated | Raymond James Investment Management asset manager | Other | Jul 23, 2024 | Jun 8, 2026 (685 d) |
| Matthew Evan D'Agostino | Assetmark, Inc. BD affiliated | Your Private Client Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2024 | Jul 10, 2024 |
| Samuel Solomon Springberg | Assetmark, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jul 17, 2024 |
| Karen Lynn Olsen | Assetmark, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Jul 8, 2024 (68 d) |
| Cameron Christopher Wadsworth | Assetmark, Inc. BD affiliated | Capital Client Group, Inc. no RAUM | Other | Apr 2, 2024 | Sep 7, 2025 (523 d) |
| Branden Mark Heins | Assetmark, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 26, 2024 |
| Vincent Scott Lewis | Assetmark, Inc. BD affiliated | Adhesion Wealth Advisor Solutions asset manager | Other | Jan 30, 2024 | Feb 13, 2024 |
| Henry Steven Reed | Assetmark, Inc. BD affiliated | Silicon Valley Capital Partners, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2023 | Nov 9, 2023 |
| Colette L Beaumont | Assetmark, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Aug 11, 2023 |
| Trevor Burlison | Assetmark, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Sep 20, 2023 (50 d) |
| Martin Charles O'Shaughnessy | Assetmark, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Aug 4, 2023 (52 d) |
| Derenig Michael Kostikian | Assetmark, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Apr 19, 2023 |
| Leah Autumn Clancy | Assetmark, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 14, 2023 | May 4, 2023 (51 d) |
| Tonya Stockton | Assetmark, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Sep 4, 2024 (551 d) |
| Dagoberto David Orozco | Assetmark, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2023 | Mar 16, 2023 |
| Jermaine Levon Williams | Assetmark, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Jun 14, 2024 (514 d) |
| Jason Douglas Maclean | Assetmark, Inc. BD affiliated | C2 Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Feb 21, 2023 (42 d) |
| J. Shane Gentry | Assetmark, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Dec 14, 2023 (409 d) |
| John Parker Courier | Assetmark, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 25, 2022 | Nov 4, 2022 |
| Benjamin Walsh | Assetmark, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 10, 2022 | Feb 1, 2024 (479 d) |
| Thomas Jon Piazzi | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 14, 2023 (353 d) |
| Sam Austin Schwartz | Assetmark, Inc. BD affiliated | Anchor Pointe Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | Jul 20, 2022 |
| Nicholas Thomas Battaglia | Assetmark, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 1, 2022 |
| Alyssa Josephs Seidl | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Jun 27, 2023 (390 d) |
| Scott Priestley | Assetmark, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | Jul 25, 2022 (55 d) |
| Mark Wojtowicz | Assetmark, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jun 29, 2023 (399 d) |
| Taylor W Lionberger | Assetmark, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | Feb 7, 2023 (266 d) |
| Marta Romana Mycyk | Assetmark, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Jun 7, 2023 (415 d) |
| Blake William Mcginley | Assetmark, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Nov 2, 2022 (225 d) |
| Brandon Bastuba | Assetmark, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 23, 2021 |
| Elvis Hoxha | Assetmark, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2021 | Jan 28, 2022 (78 d) |
| Kyle Buffo | Assetmark, Inc. BD affiliated | Q3 Advisors, LLC no RAUM | Other | Oct 12, 2021 | Oct 18, 2021 |
| Daniel Bennett | Assetmark, Inc. BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2021 | Aug 16, 2023 (688 d) |
| Paul Mankarious | Assetmark, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Nov 11, 2021 (65 d) |
| Cody Summerall | Assetmark, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Mar 24, 2022 (198 d) |
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157 moves match.