DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empower Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Carl Stranges | Empower Advisory Group, LLC BD affiliated | Savant Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Sep 18, 2025 |
| Richard Ray Ellis | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Sep 26, 2025 (36 d) |
| Patrick Quinn Hannie | Empower Advisory Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | May 27, 2026 (279 d) |
| Khalid Akil Lipscomb | Empower Advisory Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 21, 2025 | Jan 28, 2026 (160 d) |
| Ulysses Valente Cisneros | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2025 | Aug 20, 2025 |
| Emily Greitens | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 8, 2025 | Jan 5, 2026 (150 d) |
| Samantha Leisel Clyne-Roland | Empower Advisory Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2025 | Sep 3, 2025 (35 d) |
| Richard Wayne Bach | Empower Advisory Group, LLC BD affiliated | Dash Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2025 | Aug 19, 2025 |
| Aaron Nielsen | Empower Advisory Group, LLC BD affiliated | Shared Prosperity Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2025 | Oct 31, 2025 (94 d) |
| Leonard Daniel Neeley | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Dec 2, 2025 (126 d) |
| Jefferson Horn | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Oct 21, 2025 (84 d) |
| John K Dawes | Empower Advisory Group, LLC BD affiliated | Legacy Investment Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 24, 2025 | Oct 17, 2025 (85 d) |
| Charles Paul Walsh | Empower Advisory Group, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 29, 2025 (44 d) |
| Daniel Francis Flanagan | Empower Advisory Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Nov 26, 2025 (133 d) |
| Thomas Anthony Walker | Empower Advisory Group, LLC BD affiliated | Earned Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Oct 16, 2025 (92 d) |
| Brett Darren Frascati | Empower Advisory Group, LLC BD affiliated | Dash Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Aug 20, 2025 (35 d) |
| Edward John Gueits | Empower Advisory Group, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Apr 1, 2026 (259 d) |
| Mike Villar | Empower Advisory Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Dec 23, 2025 (160 d) |
| Thomas Jay Erb | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Nov 13, 2025 (120 d) |
| Laura Herfy | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Sep 9, 2025 (55 d) |
| Michael Steven Morrison | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | May 4, 2026 (292 d) |
| Kevin Zasada | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 15, 2025 |
| Sean Mark Hilliard | Empower Advisory Group, LLC BD affiliated | Rivertree Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Oct 20, 2025 (96 d) |
| Christopher Campbell Kelemen | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Sep 18, 2025 (64 d) |
| William Edward Davis | Empower Advisory Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2025 | Jul 29, 2025 |
| Robert Loren Downing | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 24, 2025 |
| Kent B Smothers | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 14, 2025 |
| Patrick John Young | Empower Advisory Group, LLC BD affiliated | Longest & Young, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2025 | Jul 29, 2025 |
| Cameron Ott | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jun 5, 2025 |
| Wahaj Sarwar | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Nov 7, 2025 (129 d) |
| Dylan Montal | Empower Advisory Group, LLC BD affiliated | Range Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Nov 16, 2025 (138 d) |
| Kristopher W Dennis | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jul 8, 2025 |
| William Paul Walsh | Empower Advisory Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jul 8, 2025 |
| Catherine Ocampo | Empower Advisory Group, LLC BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jul 10, 2025 |
| Juliana R Gingerich | Empower Advisory Group, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Apr 8, 2026 (302 d) |
| Bryan Johnson | Empower Advisory Group, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Apr 7, 2026 (301 d) |
| Gilles Adam Owen | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jul 1, 2025 |
| Jenna Rancourt | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jul 8, 2025 |
| Winston Taylor | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 27, 2025 | May 29, 2025 |
| Abdul-Jaleel Awini | Empower Advisory Group, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 27, 2025 | Jun 10, 2025 |
| Ahmed Antonio Martinez | Empower Advisory Group, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2025 | Jul 9, 2025 (57 d) |
| Ryan Perry | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2025 | May 14, 2025 |
| Dalton Wells Ingraham | Empower Advisory Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2025 | May 12, 2025 |
| Christine Marie Bristow | Empower Advisory Group, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | Apr 8, 2026 (336 d) |
| Drew Scott Braverman | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Jun 17, 2025 (41 d) |
| Tiffany S Taylor | Empower Advisory Group, LLC BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Jun 7, 2025 (31 d) |
| Kyle Carney | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2025 | May 15, 2025 |
| Jason David Dray | Empower Advisory Group, LLC BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2025 | Apr 25, 2025 |
| Kevin Monahan Kuptz | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2025 | Jul 16, 2026 (449 d) |
| James Summers | Empower Advisory Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2025 | Sep 29, 2025 (159 d) |
| William M Lowes | Empower Advisory Group, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2025 | May 19, 2025 |
| Maria D. Lebron | Empower Advisory Group, LLC BD affiliated | Lebron Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2025 | Oct 20, 2025 (187 d) |
| Brent Joseph Martinson | Empower Advisory Group, LLC BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 23, 2025 |
| Christina Ann Lipari | Empower Advisory Group, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 10, 2025 | Apr 11, 2025 |
| Philip Nelson | Empower Advisory Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2025 | Jun 23, 2025 (77 d) |
| Jeffrey David Hottinger | Empower Advisory Group, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2025 | Apr 14, 2025 |
| Anthony Robert Stowman | Empower Advisory Group, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Aug 29, 2025 (155 d) |
| Todd Camden | Empower Advisory Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Mar 2, 2026 (340 d) |
| Timothy Luke Chapman | Empower Advisory Group, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Apr 7, 2025 |
| Dwayne Migel Reid | Empower Advisory Group, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2025 | Apr 9, 2025 |
578 moves match.