| Jonathan Mandel Winn | Independent Financial Partners other | LPL Financial LLC BD affiliated | Other | Aug 29, 2014 | Feb 7, 2025 (3815 d) |
| John Joseph Masterson | Independent Financial Partners other | LPL Financial LLC other | Other | Jul 7, 2014 | Apr 4, 2013 |
| Andrew Lawrence Fritts | Independent Financial Partners other | Advice And Planning Services other | Other | Jun 13, 2014 | Jun 25, 2014 |
| Michael Scott Boss | Independent Financial Partners other | LPL Financial LLC other | Other | May 19, 2014 | May 22, 2014 |
| Frank Andrew Deptola | Independent Financial Partners other | Strategic Wealth Advisors Group other | Other | Apr 14, 2014 | Apr 14, 2014 |
| John Francis Buckley | Independent Financial Partners other | Nfp Advisor Services, LLC other | Other | Apr 1, 2014 | Aug 6, 2014 (127 d) |
| Kendall Benjamin Storch | Independent Financial Partners other | Nfp Advisor Services, LLC other | Other | Apr 1, 2014 | Apr 8, 2014 |
| Adam John Miloro | Independent Financial Partners other | Nfp Advisor Services, LLC other | Other | Apr 1, 2014 | Apr 5, 2016 (735 d) |
| Joseph Lane Smith | Independent Financial Partners other | Stillblue Financial Partners, LLC state registered | Other | Apr 1, 2014 | Oct 16, 2013 |
| Melissa L Manley | Independent Financial Partners other | Stillblue Financial Partners, LLC state registered | Other | Apr 1, 2014 | Oct 2, 2013 |
| Shawn Francis Aulenbach | Independent Financial Partners other | Nfp Advisor Services, LLC other | Other | Apr 1, 2014 | Mar 23, 2016 (722 d) |
| Karen Marie Zicht | Independent Financial Partners other | Transamerica Financial Advisors, LLC other | Other | Mar 31, 2014 | Apr 9, 2014 |
| John Brandon Bell | Independent Financial Partners other | Cantella & Co., Inc. other | Other | Mar 14, 2014 | Mar 14, 2014 |
| Bryan Jared Hays | Independent Financial Partners other | Nvision Wealth Group, LLC other | Other | Feb 3, 2014 | Nov 12, 2014 (282 d) |
| Casey Ames Herron | Independent Financial Partners other | Advice And Planning Services other | Other | Jan 31, 2014 | Feb 20, 2018 (1481 d) |
| Rochelle M. Davis | Independent Financial Partners other | Securities America Advisors, Inc. other | Other | Jan 23, 2014 | Aug 28, 2015 (582 d) |
| Michael Louis Stone | Independent Financial Partners other | Ifg Advisory, LLC other | Other | Jan 21, 2014 | Jan 7, 2014 |
| Juan Pablo Bejarano | Independent Financial Partners other | LPL Financial LLC other | Other | Jan 7, 2014 | Jan 9, 2014 |
| Mousumi Mukherjee | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Jan 3, 2014 | Apr 26, 2013 |
| Scott Alan Stockton | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Dec 31, 2013 | Apr 30, 2013 |
| Jeffrey Robert Wolf | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Dec 31, 2013 | Apr 8, 2013 |
| Erik Lloyd Wyse | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Dec 31, 2013 | May 13, 2013 |
| David Todd Griffin | Independent Financial Partners other | Ifg Advisory, LLC other | Other | Dec 31, 2013 | Apr 4, 2016 (825 d) |
| Edmund Ouano Cordero | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Dec 31, 2013 | Dec 10, 2013 |
| Jason Alan Dallmann | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Dec 31, 2013 | May 13, 2013 |
| Howard The Chen | Independent Financial Partners other | Wealthstar Advisors, LLC other | Other | Dec 31, 2013 | Nov 18, 2013 |
| Michael Douglas Miller | Independent Financial Partners other | Truist Advisory Services, Inc. BD affiliated | Other | Nov 25, 2013 | Mar 5, 2020 (2292 d) |
| Dean Roger St. Marie | Independent Financial Partners other | St. Marie Financial Advisors, LLC unclassified | Other | Nov 4, 2013 | Nov 7, 2013 |
| Robert Bruce Eberst | Independent Financial Partners other | Independent Advisor Alliance, LLC other | Other | Oct 21, 2013 | Oct 13, 2014 (357 d) |
| Eric Armando Lasso | Independent Financial Partners other | Strategic Advisers LLC national BD | Other | Sep 24, 2013 | Nov 4, 2013 (41 d) |
| James Thomas Nelson | Independent Financial Partners other | Global Financial Private Capital, Inc. other | Other | Sep 23, 2013 | Sep 11, 2013 |
| Devin Conrad Bourque | Independent Financial Partners other | Ht Partners LLC other | Other | Jul 30, 2013 | Aug 12, 2013 |
| Roxanna Lyn Everett | Independent Financial Partners other | J.P. Morgan Securities LLC wirehouse | Other | Jul 19, 2013 | Aug 21, 2013 (33 d) |
| Robert Morris Glasgow | Independent Financial Partners other | Rfg Advisory, LLC other | Other | Jul 1, 2013 | Jan 21, 2014 (204 d) |
| John Thomas Mahoney | Independent Financial Partners other | Morgan Stanley wirehouse | Other | Jun 17, 2013 | Jul 2, 2013 |
| Michael Anthony D'Andrea | Independent Financial Partners other | Cambridge Investment Research Advisors, Inc. other | Other | May 15, 2013 | Oct 21, 2013 (159 d) |
| Michael Anthony D'Andrea | Independent Financial Partners other | Applied Financial Wisdom other | Other | May 9, 2013 | May 7, 2013 |
| Kathryn C Mcneely | Independent Financial Partners other | Channel Islands Group independent RIA | Other | Apr 22, 2013 | Aug 14, 2019 (2305 d) |
| Alan Richard Cicora | Independent Financial Partners other | LPL Financial LLC other | Other | Mar 20, 2013 | Mar 19, 2013 |
| Christopher R Walton | Independent Financial Partners other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 22, 2013 | Jun 20, 2013 (118 d) |
| Patrick Abrunzo | Independent Financial Partners other | Gaines Financial Group other | Other | Feb 22, 2013 | Mar 28, 2012 |
| Barry P Toole | Independent Financial Partners other | J. W. Cole Advisors, Inc. other | Other | Dec 11, 2012 | Jan 7, 2014 (392 d) |
| Jennifer A Tanck | Independent Financial Partners other | World Investment Advisors, LLC other | Other | Dec 11, 2012 | Nov 30, 2017 (1815 d) |
| Steven Craig Neustaedter | Independent Financial Partners other | Planmember Securities Corporation other | Other | Nov 28, 2012 | Dec 14, 2012 |
| John Edward Matheny | Independent Financial Partners other | Wells Fargo Advisors wirehouse | Other | Nov 5, 2012 | Dec 17, 2012 (42 d) |
| Robert Ronald Liggero | Independent Financial Partners other | Financial Prescriptions, LLC state registered | Other | Nov 5, 2012 | Jan 2, 2015 (788 d) |
| Christopher Ramesh Lakumb | Independent Financial Partners other | Everbank Wealth Management other | Other | Nov 5, 2012 | Oct 5, 2012 |
| Julia Sky King | Independent Financial Partners other | Lifepro Asset Management independent RIA | Other | Sep 13, 2012 | Aug 29, 2019 (2541 d) |
| Stephen Andrew Yarmesch | Independent Financial Partners other | Riverview Research, LLC other | Other | May 14, 2012 | May 15, 2012 |
| Paul Shoquist | Independent Financial Partners other | Ameritas Advisory Services other | Other | Dec 12, 2011 | Oct 19, 2011 |
| Peter Jesus Sagorski | Independent Financial Partners other | LPL Financial LLC other | Other | Dec 7, 2011 | Sep 30, 2009 |
| Scott Andrew Mccaskill | Independent Financial Partners other | Nfp Advisor Services, LLC other | Other | Dec 7, 2011 | May 22, 2012 (167 d) |
| Scott Thomas Jones | Independent Financial Partners other | Raymond James & Associates, Inc. national BD | Other | Nov 25, 2011 | Nov 7, 2012 (348 d) |
| Isaac Wakszol | Independent Financial Partners other | Activest Wealth Management, LLC independent RIA | Other | Nov 25, 2011 | Mar 11, 2011 |
| Robert Merrill Seaman | Independent Financial Partners other | Usaa Financial Planning Services no RAUM | Other | Oct 3, 2011 | Oct 12, 2011 |
| Brian John Groh | Independent Financial Partners other | J. W. Cole Advisors, Inc. other | Other | Aug 5, 2011 | Aug 24, 2011 |
| Mark Gregory Stasik | Independent Financial Partners other | Ausdal Financial Partners, Inc. other | Other | Aug 1, 2011 | Nov 19, 2010 |
| Danielle Kathleen Lara | Independent Financial Partners other | Equitable Advisors, LLC national BD | Other | May 11, 2011 | Mar 27, 2013 (686 d) |
| Pasquale (Nmn) Antonetti | Independent Financial Partners other | Antonetti Capital Management, LLC other | Other | May 3, 2011 | Mar 7, 2011 |
| Daniel Matthew Lundquist | Independent Financial Partners other | Ausdal Financial Partners, Inc. other | Other | Apr 19, 2011 | Apr 1, 2011 |