DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Schwab Wealth Advisory, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Moser | Schwab Wealth Advisory, Inc. BD affiliated | Acrylic Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Jan 15, 2021 (473 d) |
| John Joseph Gutierrez | Schwab Wealth Advisory, Inc. BD affiliated | Indelible Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2019 | Aug 27, 2019 |
| Michael Christopher Hall | Schwab Wealth Advisory, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Aug 15, 2019 | Sep 16, 2022 (1128 d) |
| Michael Aaron Kauffman | Schwab Wealth Advisory, Inc. BD affiliated | Solitude Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2019 | Jan 7, 2020 (151 d) |
| George L. Yanez | Schwab Wealth Advisory, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Aug 8, 2019 |
| Michael Lloyd Del Carlo | Schwab Wealth Advisory, Inc. BD affiliated | Vigilare Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2019 | Jul 2, 2019 |
| Keith Brand | Schwab Wealth Advisory, Inc. BD affiliated | Cl Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Nov 27, 2019 (170 d) |
| Aaron Franklin Leatherwood | Schwab Wealth Advisory, Inc. BD affiliated | Destiny Capital Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2019 | May 23, 2019 |
| Cyrus Askari Baravati | Schwab Wealth Advisory, Inc. BD affiliated | Tfo Family Office Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 | Jul 3, 2019 (33 d) |
| Lawrence Johnson | Schwab Wealth Advisory, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 21, 2019 | Aug 7, 2024 (1905 d) |
| Joseph Litterio Olivo | Schwab Wealth Advisory, Inc. BD affiliated | Usaa Investment Services Company BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | Jun 13, 2019 |
| Julia Mccray | Schwab Wealth Advisory, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2019 | Apr 18, 2019 |
| Robert Ray Wisneski | Schwab Wealth Advisory, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Apr 26, 2019 |
| Paul Jones | Schwab Wealth Advisory, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2019 | May 20, 2019 (35 d) |
| Daniel Lee | Schwab Wealth Advisory, Inc. BD affiliated | Jenkins Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2019 | Oct 22, 2020 (569 d) |
| Nicholas L Max | Schwab Wealth Advisory, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Jan 28, 2019 | Jan 2, 2020 (339 d) |
| Derek Scott Weed | Schwab Wealth Advisory, Inc. BD affiliated | Sym Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2019 | Sep 16, 2020 (602 d) |
| Andrew Michael Machata | Schwab Wealth Advisory, Inc. BD affiliated | Semper Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 11, 2019 | Aug 13, 2021 (945 d) |
| Mary Frances Zampini | Schwab Wealth Advisory, Inc. BD affiliated | Kingdom Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | Aug 26, 2019 (230 d) |
| Jacob Warren Land | Schwab Wealth Advisory, Inc. BD affiliated | Resource Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2019 | Jan 31, 2019 |
| Erica Nicole Molina | Schwab Wealth Advisory, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Apr 23, 2019 (117 d) |
| Sean Campbell | Schwab Wealth Advisory, Inc. BD affiliated | Versant Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2018 | Oct 12, 2018 |
| Terrence Paul Wassel | Schwab Wealth Advisory, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2018 | Feb 24, 2021 (891 d) |
| Kyle J Dadisman | Schwab Wealth Advisory, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2018 | Nov 21, 2018 (77 d) |
| Rita Darlene Cooper | Schwab Wealth Advisory, Inc. BD affiliated | Global Wealth Strategies And Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Jan 22, 2024 (1970 d) |
| Jason Lance Price | Schwab Wealth Advisory, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2018 | Aug 1, 2018 |
| Jonathan Clinton Campbell | Schwab Wealth Advisory, Inc. BD affiliated | Capital One Investing, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2018 | Oct 11, 2018 (72 d) |
| Timothy Woodlock | Schwab Wealth Advisory, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2018 | Aug 23, 2018 |
| Marc Daniel Cimmino | Schwab Wealth Advisory, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2018 | Jul 19, 2018 |
| Brent Gregory Rattin | Schwab Wealth Advisory, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2018 | Jul 24, 2018 |
| Jason Glenn Baer | Schwab Wealth Advisory, Inc. BD affiliated | Centerpiece Wealth Advisor independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2018 | Aug 21, 2020 (842 d) |
| Jeffrey Alan Adema | Schwab Wealth Advisory, Inc. BD affiliated | Cardinal Point Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2018 | May 30, 2018 (44 d) |
| Margaret Mattox Gooley | Schwab Wealth Advisory, Inc. BD affiliated | Reify Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2018 | Jun 14, 2018 (62 d) |
| Austin Harold Lewis | Schwab Wealth Advisory, Inc. other | Td Ameritrade Investment Management, LLC independent RIA | Other | Mar 29, 2018 | Apr 18, 2018 |
| Allison Marie Gruesbeck | Schwab Wealth Advisory, Inc. other | Raymond James & Associates, Inc. national BD | Other | Mar 27, 2018 | Jul 16, 2018 (111 d) |
| Brian Thomas Huxhold | Schwab Wealth Advisory, Inc. other | Truist Advisory Services, Inc. other | Other | Mar 20, 2018 | Mar 19, 2018 |
| Paul Allen Phillips | Schwab Wealth Advisory, Inc. other | U.S. Bancorp Investments, Inc. BD affiliated | Other | Mar 19, 2018 | Sep 5, 2018 (170 d) |
| Paul Krepinski | Schwab Wealth Advisory, Inc. other | Empower Advisory Group, LLC BD affiliated | Other | Feb 23, 2018 | Feb 8, 2024 (2176 d) |
| Daniel Joseph Marks | Schwab Wealth Advisory, Inc. other | Morgan Stanley wirehouse | Other | Feb 7, 2018 | May 13, 2020 (826 d) |
| Cameron N Angeloni | Schwab Wealth Advisory, Inc. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Feb 6, 2018 | Nov 24, 2021 (1387 d) |
| Michael Edward Dunn | Schwab Wealth Advisory, Inc. other | Lincoln Investment BD affiliated | Other | Dec 18, 2017 | Sep 18, 2018 (274 d) |
| Scot Nelson Wade | Schwab Wealth Advisory, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Dec 15, 2017 | Sep 1, 2022 (1721 d) |
| Gabriella Diana Tucker | Schwab Wealth Advisory, Inc. other | Sym Financial Advisors independent RIA | Other | Nov 23, 2017 | Aug 27, 2018 (277 d) |
| Kelly Fraser | Schwab Wealth Advisory, Inc. other | Centric Investment Group Inc independent RIA | Other | Nov 15, 2017 | Feb 22, 2019 (464 d) |
| Brian Francis Gallagher | Schwab Wealth Advisory, Inc. other | Advice And Planning Services BD affiliated | Other | Oct 11, 2017 | Jul 29, 2025 (2848 d) |
| John Michael Jones | Schwab Wealth Advisory, Inc. other | LPL Financial LLC BD affiliated | Other | Aug 9, 2017 | Aug 28, 2019 (749 d) |
| John Christopher Jacobson | Schwab Wealth Advisory, Inc. other | Morgan Stanley wirehouse | Other | Jul 11, 2017 | Jul 30, 2018 (384 d) |
| Pete John Honiotes | Schwab Wealth Advisory, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 6, 2017 | Aug 17, 2017 (42 d) |
| Stephen Todd Anderson | Schwab Wealth Advisory, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jun 30, 2017 | Jul 6, 2017 |
| Christopher Theodore Satterfield | Schwab Wealth Advisory, Inc. other | LPL Financial LLC independent RIA | Other | May 4, 2017 | Nov 22, 2017 (202 d) |
| Richard Deane Jefford | Schwab Wealth Advisory, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 17, 2017 | Oct 16, 2017 (182 d) |
| Jason Arnold Randlett | Schwab Wealth Advisory, Inc. other | Advisory Services Network other | Other | Apr 5, 2017 | Apr 3, 2017 |
| Musetta L Li | Schwab Wealth Advisory, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Apr 3, 2017 | Apr 5, 2017 |
| William Joseph Kohlmann | Schwab Wealth Advisory, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 10, 2017 | Sep 25, 2017 (199 d) |
| William H. Lafferty | Schwab Wealth Advisory, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Mar 2, 2017 | Jun 6, 2018 (461 d) |
| Mu-Tin Wultsch | Schwab Wealth Advisory, Inc. other | Brown Financial Advisory independent RIA | Other | Jan 30, 2017 | Feb 4, 2022 (1831 d) |
| Chris David Landry | Schwab Wealth Advisory, Inc. other | Visionary Planning & Investment, LLC state registered | Other | Jan 26, 2017 | Jan 1, 2025 (2897 d) |
| Kenneth Douglas Kilday | Schwab Wealth Advisory, Inc. other | Mpi Infinite Investors, LLC no RAUM | Other | Jan 9, 2017 | Mar 30, 2026 (3367 d) |
| Garrett Smith | Schwab Wealth Advisory, Inc. other | Strategic Advisers LLC national BD | Other | Oct 26, 2016 | Nov 8, 2016 |
| Thomas George Collins | Schwab Wealth Advisory, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 15, 2016 | Feb 8, 2017 (146 d) |
399 moves match.