DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dale Jarrett KormanNeuberger Berman Bd LLC otherNovak & Powell Financial Services, Inc. independent RIAOtherMar 22, 2016May 6, 2019 (1140 d)
Peter Augustus KaradimasNeuberger Berman Bd LLC otherResnick Advisors otherOtherMar 1, 2016Mar 8, 2016
Giancarlo ContiNeuberger Berman Bd LLC otherBmo Asset Management Corp. otherOtherFeb 16, 2016Mar 2, 2016
Brian Ross SaltzmanNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherFeb 16, 2016Feb 1, 2016
Adam Scott CefaloNeuberger Berman Bd LLC otherLivelife Capital Partners LLC independent RIAOtherDec 4, 2015Jan 31, 2025 (3346 d)
Jeffery R HoweyNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherDec 4, 2015Apr 19, 2016 (137 d)
Hillary M AmbroseNeuberger Berman Bd LLC otherCommonwealth Financial Network national BDOtherDec 4, 2015Mar 13, 2025 (3387 d)
Zachary Robert PilleNeuberger Berman Bd LLC otherAmeriprise Financial Services, LLC national BDOtherDec 4, 2015Apr 21, 2016 (139 d)
Ciaran John MurphyNeuberger Berman Bd LLC otherAdvice And Planning Services BD affiliatedOtherDec 1, 2015Sep 9, 2021 (2109 d)
Mark Duane LinneckeNeuberger Berman Bd LLC otherAllspring Funds Management, LLC otherOtherDec 1, 2015Dec 3, 2015
Stephen Dominick DechericoNeuberger Berman Bd LLC otherColumbia Management Investment Advisers, LLC otherOtherDec 1, 2015Dec 7, 2015
Lucie Diana GermainNeuberger Berman Bd LLC otherAlliancebernstein L.P. otherOtherDec 1, 2015Dec 14, 2015
Christopher Paul MintonNeuberger Berman Bd LLC otherHatteras Investment Partners, LP otherOtherAug 4, 2015Aug 14, 2015
Vincent Anthony DeroseNeuberger Berman Bd LLC otherBny Mellon Securities Corporation otherOtherAug 4, 2015Aug 24, 2015
Robert Anthony DeangeloNeuberger Berman Bd LLC otherNasdaq Dorsey Wright otherOtherAug 4, 2015Jul 27, 2017 (723 d)
Frank VeneziaNeuberger Berman Bd LLC otherCantor Fitzgerald Wealth Partners, LLC otherOtherAug 4, 2015Nov 18, 2016 (472 d)
Thomas Elliot BauerNeuberger Berman Bd LLC otherT. Rowe Price Associates, Inc. otherOtherJul 27, 2015Apr 11, 2017 (624 d)
Noel Wells DoironNeuberger Berman Bd LLC otherColumbia Management Investment Advisers, LLC otherOtherJul 27, 2015Jul 31, 2015
James Joseph BarclayNeuberger Berman Bd LLC otherOak Ridge Investments, LLC otherOtherJul 2, 2015Jul 8, 2015
Carissa Deann HagenNeuberger Berman Bd LLC otherAmeriprise Financial Services, LLC national BDOtherJun 26, 2015Aug 5, 2015 (40 d)
Matthew William Davoust WhallNeuberger Berman Bd LLC otherFirst Trust Advisors LP otherOtherJun 24, 2015Jul 2, 2015
Dustin Lewis TaitNeuberger Berman Bd LLC otherOrg Partners independent RIAOtherMay 26, 2015Oct 4, 2021 (2323 d)
Derek William FisherNeuberger Berman Bd LLC otherT. Rowe Price Associates, Inc. otherOtherMay 5, 2015Apr 13, 2017 (709 d)
Matthew BrownNeuberger Berman Bd LLC otherPutnam Investment Management, LLC otherOtherMar 25, 2015Apr 17, 2015
Jay LeeNeuberger Berman Bd LLC otherUBS Financial Services Inc. wirehouseOtherFeb 25, 2015Feb 26, 2015
Galit Ben-JosephNeuberger Berman Bd LLC otherJ.P. Morgan Securities LLC wirehouseOtherOct 22, 2014Sep 22, 2014
Joseph SteinNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherSep 23, 2014Sep 16, 2014
Aimee Ruth KorchNeuberger Berman Bd LLC otherBlackrock Investment Management, LLC otherOtherSep 10, 2014May 9, 2016 (607 d)
Scott James DubaNeuberger Berman Bd LLC otherPrime Capital Financial mixed wealthOtherJun 3, 2014Dec 1, 2021 (2738 d)
Shawn Michael StanleyNeuberger Berman Bd LLC otherJ.P. Morgan Securities LLC wirehouseOtherMar 18, 2014Mar 14, 2014
Naumdar AkhavanNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherJan 16, 2014Jan 6, 2014
Andrew Wilson HeitnerNeuberger Berman Bd LLC otherDominari Securities LLC otherOtherDec 3, 2013Mar 24, 2014 (111 d)
John Edward DwyerNeuberger Berman Bd LLC otherCapital Client Group, Inc. no RAUMOtherDec 3, 2013Dec 18, 2013
Peter Mark L'ItalienNeuberger Berman Bd LLC otherColumbia Management Investment Advisers, LLC otherOtherNov 26, 2013Dec 16, 2013
Baker Morrison VitaleNeuberger Berman Bd LLC otherBlackrock Investment Management, LLC otherOtherOct 8, 2013Oct 17, 2013
Elias PadronNeuberger Berman Bd LLC otherPgim Investments LLC otherOtherOct 2, 2013Oct 17, 2013
Robert Casey HatchNeuberger Berman Bd LLC otherAlliancebernstein L.P. otherOtherSep 17, 2013Nov 12, 2019 (2247 d)
Marilyn Schwartz NapoliNeuberger Berman Bd LLC otherCantor Fitzgerald Wealth Partners, LLC no RAUMOtherSep 5, 2013Sep 13, 2013
Peter Francis DaveyNeuberger Berman Bd LLC otherFidelity Personal And Workplace Advisors BD affiliatedOtherMar 26, 2013Jan 10, 2022 (3212 d)
Mark Allen GilesNeuberger Berman Bd LLC otherJanney Montgomery Scott LLC BD affiliatedOtherFeb 26, 2013Jul 30, 2026 (4902 d)
Sean Michael ParchmentNeuberger Berman Bd LLC otherStadion Money Management, LLC otherOtherFeb 13, 2013Jul 29, 2013 (166 d)
Angela Kolb CagwinNeuberger Berman Bd LLC otherCalton & Associates, Inc. otherOtherNov 14, 2012Dec 18, 2012 (34 d)
Julius Henry ScottNeuberger Berman Bd LLC otherJ.P. Morgan Securities LLC wirehouseOtherNov 2, 2012Sep 29, 2023 (3983 d)
Michael RobbNeuberger Berman Bd LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherJul 24, 2012Aug 9, 2012
Justin Johnson ScottNeuberger Berman Bd LLC otherCornerstone Investment Partners, LLC otherOtherJul 24, 2012Jul 23, 2019 (2555 d)
Christopher BiottiNeuberger Berman Bd LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 18, 2012Aug 13, 2012
Kate TastromNeuberger Berman Bd LLC otherTimecapital Investor Advisory Services Inc otherOtherJul 10, 2012Jul 3, 2014 (723 d)
Michelle Rey LuteinNeuberger Berman Bd LLC otherJ.P. Morgan Securities LLC wirehouseOtherMay 29, 2012Jul 9, 2012 (41 d)
Barbara Ann TarmyNeuberger Berman Bd LLC otherWilliams Jones Wealth Management, LLC independent RIAOtherMay 8, 2012May 9, 2021 (3288 d)
Jill Elizabeth SpiegelbergNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherApr 3, 2012Sep 22, 2015 (1267 d)
Keith Anderson RhodusNeuberger Berman Bd LLC otherGirard Securities, Inc. otherOtherMar 6, 2012Mar 7, 2012
Mark Edward PaulyNeuberger Berman Bd LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 7, 2012Jan 10, 2013 (338 d)
Monte Ivan ResnickNeuberger Berman Bd LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 5, 2011Dec 13, 2011
Wayne Albert DavisNeuberger Berman Bd LLC otherCapital Guardian Trust Company otherOtherOct 11, 2011Jan 25, 2012 (106 d)
Andrew James CeislerNeuberger Berman Bd LLC otherBlue Square Asset Management, LLC independent RIAOtherJun 21, 2011Oct 21, 2020 (3410 d)
Patrick Lee BeamanNeuberger Berman Bd LLC otherInvesco Advisers, Inc. otherOtherJun 7, 2011Jun 9, 2011
Emily DolanNeuberger Berman Bd LLC otherWells Fargo Advisors wirehouseOtherMay 17, 2011Aug 6, 2018 (2638 d)
Daryl Lee DekeNeuberger Berman Bd LLC otherNew Market Wealth Management, LLC otherOtherMay 4, 2011Jun 2, 2014 (1125 d)
James Patrick HenryNeuberger Berman Bd LLC otherSloan Investment Management, L.L.C. independent RIAOtherFeb 16, 2011Jul 29, 2020 (3451 d)
Marc Evan RidellNeuberger Berman Bd LLC otherMorgan Stanley wirehouseOtherJan 25, 2011Jul 26, 2011 (182 d)
Page 4 of 6PreviousNext
340 moves match.