| Andrew L. Croop | Valic Financial Advisors, Inc. other | Nationwide Investment Advisors, LLC other | Other | Jan 4, 2018 | Jan 19, 2018 |
| Vincent Junior Alvarez | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Dec 5, 2017 | Dec 18, 2017 |
| Nathaniel William Thompson | Valic Financial Advisors, Inc. other | Columbia Management Investment Advisers, LLC asset manager | Other | Dec 5, 2017 | Dec 18, 2017 |
| Todd Joseph Richhart | Valic Financial Advisors, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Nov 30, 2017 | Nov 30, 2017 |
| Yvette H Turnbaugh | Valic Financial Advisors, Inc. other | Transamerica Retirement Advisors, LLC other | Other | Nov 17, 2017 | Dec 18, 2017 (31 d) |
| Michael Anthony Lager | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Nov 9, 2017 | Nov 13, 2017 |
| Sheena Denise Hogue | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Nov 9, 2017 | Jan 12, 2018 (64 d) |
| Zachary Oldham | Valic Financial Advisors, Inc. other | Vestech Asset Management Inc. state registered | Other | Nov 8, 2017 | May 2, 2018 (175 d) |
| Scott Ratajczak | Valic Financial Advisors, Inc. other | Aegis Capital Corp. other | Other | Oct 26, 2017 | Nov 3, 2017 |
| Stephen Heiden | Valic Financial Advisors, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Oct 23, 2017 | Oct 16, 2017 |
| David Trevor Rix | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Oct 13, 2017 | Jun 19, 2019 (614 d) |
| John J. Hayes | Valic Financial Advisors, Inc. other | Citigroup Global Markets Inc. BD affiliated | Other | Oct 13, 2017 | Aug 1, 2018 (292 d) |
| John Christopher Roy Andrews | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 13, 2017 | Oct 2, 2017 |
| Tryssa Pedrosa Pacciulli | Valic Financial Advisors, Inc. other | Markey Wealth Management unclassified | Other | Oct 5, 2017 | Oct 30, 2017 |
| James Charles Duncan | Valic Financial Advisors, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Sep 21, 2017 | Mar 23, 2023 (2009 d) |
| Laurin Byars Kleeman | Valic Financial Advisors, Inc. other | Fisher Investments other | Other | Sep 21, 2017 | Sep 22, 2017 |
| Michael Montalvo | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 14, 2017 | Oct 10, 2017 |
| Peter Francis Brucato | Valic Financial Advisors, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Sep 14, 2017 | May 19, 2021 (1343 d) |
| Edward Bradshaw Harris | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. other | Other | Sep 6, 2017 | Sep 12, 2017 |
| Terra Ann Jahns | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 17, 2017 | Aug 25, 2017 |
| Richard Todd Evans | Valic Financial Advisors, Inc. other | Key Investment Services LLC BD affiliated | Other | Aug 10, 2017 | Aug 26, 2020 (1112 d) |
| William Joseph Dolunt | Valic Financial Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Aug 10, 2017 | Aug 4, 2017 |
| Dilnawaz Bomi Gazdar | Valic Financial Advisors, Inc. other | Pruco Securities, LLC BD affiliated | Other | Aug 10, 2017 | Nov 30, 2017 (112 d) |
| Nancy Da-Thu Dinh | Valic Financial Advisors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Aug 10, 2017 | Sep 14, 2017 (35 d) |
| Cody Daniel Koletic | Valic Financial Advisors, Inc. other | Baron Silver Stevens Financial Advisors, LLC other | Other | Aug 3, 2017 | Jul 27, 2017 |
| Felipe Mejia | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jul 28, 2017 | Aug 2, 2017 |
| Stephen Tallmadge Kernahan | Valic Financial Advisors, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jul 21, 2017 | Jul 21, 2017 |
| Emily Shoop Teske | Valic Financial Advisors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Jul 21, 2017 | Aug 17, 2017 |
| Jeremy Boyd Jones | Valic Financial Advisors, Inc. other | Morgan Stanley wirehouse | Other | Jul 12, 2017 | May 9, 2018 (301 d) |
| Eileen Carney Ybanez | Valic Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Jul 6, 2017 | Aug 11, 2017 (36 d) |
| Robert Sorensen | Valic Financial Advisors, Inc. other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 16, 2017 | Jun 12, 2017 |
| Raymond Key | Valic Financial Advisors, Inc. other | United Capital Financial Advisors BD affiliated | Other | May 18, 2017 | Oct 20, 2020 (1251 d) |
| Molly Ann Shrauner | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | May 12, 2017 | May 5, 2017 |
| Denise Miriam Abi-Fadel | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | May 12, 2017 | May 8, 2017 |
| Chelly Joseph | Valic Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | May 12, 2017 | May 24, 2017 |
| Russell Douglas Mccary | Valic Financial Advisors, Inc. other | Personal Capital Advisors Corporation other | Other | May 12, 2017 | May 16, 2017 |
| Hunter William Hobbs | Valic Financial Advisors, Inc. other | LPL Financial LLC BD affiliated | Other | May 12, 2017 | Sep 2, 2026 (3400 d) |
| Susan Thornburg Grant | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | May 3, 2017 | May 2, 2017 |
| Christopher Shawn De Veny | Valic Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | May 3, 2017 | May 5, 2017 |
| Carolyn Lee Sharp | Valic Financial Advisors, Inc. other | Advice And Planning Services BD affiliated | Other | Apr 27, 2017 | Jul 14, 2025 (3000 d) |
| Andrew Paul White | Valic Financial Advisors, Inc. other | First Citizens Asset Management, Inc other | Other | Apr 27, 2017 | Apr 28, 2017 |
| Paul Robert Samuelson | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Apr 6, 2017 | May 9, 2017 (33 d) |
| Stephen Kenneth Reeves | Valic Financial Advisors, Inc. other | Headinvest independent RIA | Other | Apr 6, 2017 | Sep 25, 2025 (3094 d) |
| Lindsay Hammond Phillips | Valic Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Apr 6, 2017 | Aug 18, 2017 (134 d) |
| Charles Beaudette Edger | Valic Financial Advisors, Inc. other | Empower Advisory Group, LLC BD affiliated | Other | Apr 6, 2017 | Aug 1, 2025 (3039 d) |
| Jacob Levi Fleming | Valic Financial Advisors, Inc. other | Scottrade Investment Management other | Other | Mar 22, 2017 | May 10, 2017 (49 d) |
| Jacob John Wire | Valic Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Mar 15, 2017 | Mar 21, 2017 |
| Robert Alan Wells | Valic Financial Advisors, Inc. other | Private Advisor Group, LLC other | Other | Mar 15, 2017 | Jun 21, 2017 (98 d) |
| Kevin H. Gay | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Mar 9, 2017 | Mar 23, 2017 |
| Amy Long | Valic Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Mar 9, 2017 | Mar 24, 2017 |
| Fredrik Douglas Whitley | Valic Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | Mar 1, 2017 | Mar 1, 2017 |
| Nicolas Rich | Valic Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Feb 24, 2017 | Jan 30, 2017 |
| Louis J Evola | Valic Financial Advisors, Inc. other | Empower Advisory Group, LLC other | Other | Feb 23, 2017 | Mar 17, 2017 |
| Diana Lynn Avery | Valic Financial Advisors, Inc. other | USA Financial Securities LLC other | Other | Feb 16, 2017 | Feb 14, 2017 |
| Tucker Vincent Braddock | Valic Financial Advisors, Inc. other | Keel Point, LLC other | Other | Feb 1, 2017 | Jan 31, 2017 |
| James Bradley Smith | Valic Financial Advisors, Inc. other | Missionsquare Retirement other | Other | Feb 1, 2017 | Mar 8, 2017 (35 d) |
| Ernest White | Valic Financial Advisors, Inc. other | Truist Advisory Services, Inc. other | Other | Jan 26, 2017 | May 3, 2017 (97 d) |
| Randal E Hagen | Valic Financial Advisors, Inc. other | Allstate Financial Advisors, LLC BD affiliated | Other | Jan 26, 2017 | Jan 10, 2019 (714 d) |
| William Lawrence Patriarca | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 26, 2017 | Oct 18, 2018 (630 d) |
| Kyle Michael Marburger | Valic Financial Advisors, Inc. other | Creative Financial Designs, Inc. other | Other | Jan 19, 2017 | Jul 6, 2017 (168 d) |