DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Concourse Financial Group Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Aaron Steven Paul	Waddell & Reed other	Concourse Financial Group Advisors other	Other	Sep 12, 2016	Aug 29, 2016
Jacob Randall Godfrey	Waddell & Reed other	Concourse Financial Group Advisors other	Other	Sep 6, 2016	Sep 19, 2016
Christopher Carroll	Invest Financial Corporation other	Concourse Financial Group Advisors other	Other	Aug 30, 2016	Aug 29, 2016
George Lewis Saltzman	Next Financial Group, Inc. other	Concourse Financial Group Advisors other	Other	Aug 5, 2016	Aug 2, 2016
William J Dixon	Fifth Third Securities, Inc. other	Concourse Financial Group Advisors other	Other	Jul 25, 2016	Oct 5, 2016 (72 d)
Barry Matthew Pittenger	Independent Advisers Group Corp other	Concourse Financial Group Advisors other	Other	Jul 18, 2016	Aug 31, 2017 (409 d)
Domonic Alan Gustafson	Arbor Point Advisors other	Concourse Financial Group Advisors other	Other	Jul 14, 2016	Aug 23, 2016 (40 d)
Elizabeth Anderson	Edward Jones national BD	Concourse Financial Group Advisors other	Other	Jul 6, 2016	Jul 7, 2016
Peggy Jo Rouillier	Securities America Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Jun 7, 2016	Jul 7, 2016
Tyler Edward Huck	Transamerica Financial Advisors, LLC other	Concourse Financial Group Advisors other	Other	Apr 28, 2016	Apr 18, 2016
Michael James Nakashima	Transamerica Financial Advisors, LLC other	Concourse Financial Group Advisors other	Other	Apr 14, 2016	Apr 8, 2016
Lauren Ann Brown	Transamerica Financial Advisors, LLC other	Concourse Financial Group Advisors other	Other	Apr 14, 2016	Apr 8, 2016
Paul Leonard Goenner	The Strategic Financial Alliance other	Concourse Financial Group Advisors other	Other	Apr 13, 2016	Apr 7, 2016
Alfred James Baker	Momentum Independent Network Inc. other	Concourse Financial Group Advisors other	Other	Apr 8, 2016	Apr 5, 2016
Victoria Ann Hale	Stifel, Nicolaus & Company, Incorporated national BD	Concourse Financial Group Advisors other	Other	Mar 31, 2016	Apr 6, 2016
Linden Everett Gould	Global Financial Private Capital, Inc. other	Concourse Financial Group Advisors other	Other	Mar 1, 2016	Mar 11, 2016
Robert Michael Crews	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Concourse Financial Group Advisors other	Other	Jan 21, 2016	Sep 5, 2017 (593 d)
Harold Blaine Miller	Stifel, Nicolaus & Company, Incorporated national BD	Concourse Financial Group Advisors other	Other	Dec 22, 2015	Jan 5, 2016
Timothy James Bodner	B. Riley Wealth Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Oct 9, 2015	Oct 22, 2015
Shane Michael Landis	Signator Investors, Inc. other	Concourse Financial Group Advisors other	Other	Oct 5, 2015	Jun 23, 2017 (627 d)
Anthony Robert Henderson	Crews & Associates, Inc. independent RIA	Concourse Financial Group Advisors other	Other	Sep 25, 2015	Sep 25, 2015
Jeremy Walker Young	Primerica Advisors national BD	Concourse Financial Group Advisors other	Other	Sep 23, 2015	Dec 4, 2015 (72 d)
Michael Jeffrey Connor	Commonwealth Financial Network national BD	Concourse Financial Group Advisors other	Other	Aug 3, 2015	Aug 3, 2015
Colin Randolph Mcculley	Wells Fargo Advisors wirehouse	Concourse Financial Group Advisors other	Other	Jul 29, 2015	Aug 19, 2015
Chinda Manalo	Oneamerica Securities, Inc. other	Concourse Financial Group Advisors other	Other	Jul 24, 2015	Sep 15, 2015 (53 d)
Anthony Scott Titus	Huntington Financial Advisors other	Concourse Financial Group Advisors other	Other	Jul 7, 2015	Jul 8, 2015
Burke Driscoll	Waddell & Reed other	Concourse Financial Group Advisors other	Other	Jun 25, 2015	Aug 18, 2015 (54 d)
Robert Frederic Katz	Questar Asset Management, Inc. other	Concourse Financial Group Advisors other	Other	May 27, 2015	May 15, 2015
Gertrude Mary Piper	Raymond James Financial Services Advisors, Inc other	Concourse Financial Group Advisors other	Other	May 1, 2015	May 8, 2015
Patrick William Denis	LPL Financial LLC other	Concourse Financial Group Advisors BD affiliated	Other	Apr 15, 2015	Feb 8, 2021 (2126 d)
Jill Suzette Smith	Ameriprise Financial Services, LLC national BD	Concourse Financial Group Advisors other	Other	Mar 12, 2015	Mar 20, 2015
Cindy Elaine Fowler	Msi Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Mar 10, 2015	Mar 2, 2015
Thomas Zenoby	Curian Capital, LLC other	Concourse Financial Group Advisors other	Other	Feb 6, 2015	Feb 24, 2015
Scot Francis Whiskeyman	Msi Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Feb 4, 2015	Feb 3, 2015
Luther Mark Stene	Transamerica Financial Advisors, LLC other	Concourse Financial Group Advisors other	Other	Feb 3, 2015	Feb 2, 2015
Keith M Clapacs	Pnc Wealth Management other	Concourse Financial Group Advisors other	Other	Jan 29, 2015	Jan 22, 2015
Monica Lynn Murphy	Eide Bailly Advisors, LLC other	Concourse Financial Group Advisors other	Other	Jan 13, 2015	Nov 22, 2016 (679 d)
Russell L Thomas	Hantz Financial Services, Inc. no RAUM	Concourse Financial Group Advisors other	Other	Dec 24, 2014	Sep 15, 2015 (265 d)
Cary Stephen Bennett	Msi Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Nov 14, 2014	Nov 17, 2014
Brian Kenneth Asper	On Investment Management Co other	Concourse Financial Group Advisors other	Other	Nov 12, 2014	Nov 11, 2014
Bobby Farrar Hailey	Cetera Investment Advisers LLC other	Concourse Financial Group Advisors other	Other	Sep 29, 2014	Sep 29, 2014
Anthony Miller	Woodbury Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Aug 14, 2014	Sep 11, 2014
Anthony John Hellenbrand	Transamerica Financial Advisors, LLC other	Concourse Financial Group Advisors other	Other	Aug 7, 2014	Aug 11, 2014
Peter Joseph Vanderlofske	Principal Securities, Inc. other	Concourse Financial Group Advisors other	Other	Jul 22, 2014	Jul 23, 2014
Tracy Hope Harlow	Northwestern Mutual Investment Services,LLC other	Concourse Financial Group Advisors other	Other	Jun 13, 2014	Jun 26, 2014
Brian Alan Hagen	D.H. Hill Advisors, Inc. independent RIA	Concourse Financial Group Advisors other	Other	May 16, 2014	May 22, 2014
Jeremy Garrett King	Td Ameritrade Investment Management, LLC other	Concourse Financial Group Advisors other	Other	May 7, 2014	Aug 8, 2014 (93 d)
Emanuel Andres Romero-Vicini	Northstar Wealth Partners LLC other	Concourse Financial Group Advisors other	Other	Apr 14, 2014	May 2, 2014
Gregory Lamar Clark	Msi Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Apr 4, 2014	Apr 17, 2014
John Emerson Willse	Tlg Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Mar 26, 2014	May 16, 2014 (51 d)
James Daniel Mcafee	Calton & Associates, Inc. other	Concourse Financial Group Advisors other	Other	Mar 20, 2014	May 23, 2014 (64 d)
Steven Adam Newman	Kovack Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Feb 28, 2014	Mar 3, 2014
Timothy J Hummel	Kovack Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Feb 28, 2014	Mar 18, 2014
Shawn Gary O'Keefe	Equitable Advisors, LLC national BD	Concourse Financial Group Advisors other	Other	Feb 10, 2014	Apr 1, 2014 (50 d)
Tessa Morgan Elrod	United Capital Financial Advisors other	Concourse Financial Group Advisors other	Other	Jan 10, 2014	Feb 6, 2014
Nicholas A Meyer	J.P. Morgan Securities LLC wirehouse	Concourse Financial Group Advisors other	Other	Jan 7, 2014	Jan 10, 2014
Dexter Allan Mccormick	The Mccormick Group, LLC unclassified	Concourse Financial Group Advisors other	Other	Dec 31, 2013	Oct 24, 2012
William Mcdowell Frasier	LPL Financial LLC other	Concourse Financial Group Advisors other	Other	Nov 13, 2013	Nov 13, 2013
Matthew Bernard Haushalter	Waddell & Reed other	Concourse Financial Group Advisors other	Other	Oct 23, 2013	Oct 22, 2013
Jeffry Melton Palmer	Osaic Fa, Inc. other	Concourse Financial Group Advisors other	Other	Oct 11, 2013	Oct 7, 2013

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425 moves match.