DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BNY MELLON ADVISORS, INC. independent RIA | $33B | +40% | 14 | $2.4B | 94% | 25% | 8,898 | 5 | |
| EAGLE STRATEGIES LLC BD affiliated | $32B | +26% | 2,482 | $12.9M | 98% | 45% | 53 | 892 | |
| PNC WEALTH MANAGEMENT BD affiliated | $30B | +14% | 1,165 | $26.0M | 97% | 18% | 138 | 595 | |
| VALIC FINANCIAL ADVISORS, INC. BD affiliated | $29B | +11% | 1,253 | $23.3M | 100% | 9.5% | 234 | 218 | |
| AMERITAS INVESTMENT PARTNERS, INC. institutional | $29B | +6.5% | 7 | $4.1B | 2.9% | 60% | 353 | 2 | |
| ARAX ADVISORY PARTNERS BD affiliated | $27B | +303% | 233 | $114M | 92% | 87% | 65 | 39 | 17 |
| SUMMIT FINANCIAL, LLC BD affiliated | $26B | +50% | 231 | $114M | 89% | 64% | 77 | 108 | |
| DAVENPORT & COMPANY LLC BD affiliated | $25B | +9.9% | 337 | $73.3M | 72% | 79% | 50 | 30 | 3 |
| UNITED CAPITAL FINANCIAL ADVISORS independent RIA | $25B | +43% | 164 | $150M | 84% | 53% | 151 | 47 | |
| FIRST COMMAND ADVISORY SERVICES BD affiliated | $24B | +11% | 1,036 | $23.6M | 100% | 18% | 110 | 187 | |
| MERIT FINANCIAL ADVISORS BD affiliated | $24B | +126% | 283 | $84.4M | 75% | 63% | 71 | 66 | |
| INTEGRATED WEALTH CONCEPTS LLC independent RIA | $24B | +25% | 478 | $49.3M | 97% | 70% | 61 | 121 | |
| LINCOLN INVESTMENT independent RIA | $22B | +16% | 916 | $24.0M | 99% | 20% | 151 | 315 | |
| OPPENHEIMER ASSET MANAGEMENT BD affiliated | $21B | +6.8% | 5 | $4.3B | 82% | 25% | 8,360 | 3 | |
| THRIVENT INVESTMENT MANAGEMENT INC. BD affiliated | $21B | +19% | 3,163 | $6.6M | 98% | 56% | 39 | 1,227 | |
| NEW EDGE WEALTH BD affiliated | $20B | +65% | 148 | $135M | 95% | 94% | 24 | 19 | |
| PARK AVENUE SECURITIES LLC BD affiliated | $20B | +31% | 1,909 | $10.3M | 95% | 51% | 42 | 544 | |
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED BD affiliated | $19B | +21% | 514 | $36.8M | 95% | 14% | 63 | 101 | |
| STRATOS WEALTH PARTNERS, LTD BD affiliated | $19B | +49% | 386 | $48.3M | 94% | 68% | 64 | 171 | |
| STEPHENS BD affiliated | $18B | +16% | 244 | $74.0M | 79% | 71% | 87 | 21 | |
| MERCURY ADVISORY, LLC other | $18B | +62% | 7 | $2.6B | 0.1% | 1 | |||
| GEOWEALTH MANAGEMENT LLC independent RIA | $18B | +29% | 19 | $925M | 95% | 42% | 2,654 | 2 | |
| INDEPENDENT ADVISOR ALLIANCE, LLC independent RIA | $17B | +22% | 303 | $56.9M | 95% | 73% | 139 | 141 | |
| PRINCIPAL SECURITIES, INC. BD affiliated | $17B | +15% | 1,462 | $11.6M | 98% | 33% | 35 | 359 | |
| CITIZENS PRIVATE WEALTH BD affiliated | $17B | +28% | 92 | $181M | 94% | 100% | 26 | ||
| FARTHER independent RIA | $16B | +172% | 328 | $48.8M | 89% | 74% | 44 | 8 | |
| CONCURRENT INVESTMENT ADVISORS, LLC independent RIA | $16B | +59% | 280 | $56.2M | 100% | 74% | 47 | 73 | |
| PRIMERICA ADVISORS national BD | $16B | +39% | 3,982 | $3.9M | 99% | 21% | 17 | 1,829 | |
| OSAIC ADVISORY SERVICES, LLC BD affiliated | $15B | +24% | 353 | $43.9M | 97% | 59% | 84 | 201 | |
| CW ADVISORS, LLC independent RIA | $15B | +64% | 99 | $154M | 95% | 90% | 65 | 25 | 4 |
| ONEPOINT BFG WEALTH PARTNERS independent RIA | $15B | +50% | 121 | $125M | 95% | 87% | 70 | 24 | |
| ZACKS INVESTMENT MANAGEMENT, INC. mixed wealth | $15B | +26% | 81 | $180M | 31% | 78% | 41 | 20 | 2 |
| AMERITAS ADVISORY SERVICES, LLC BD affiliated | $14B | +19% | 549 | $25.0M | 96% | 32% | 53 | 248 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC BD affiliated | $13B | +32% | 208 | $64.7M | 97% | 70% | 96 | 43 | |
| ACORNS independent RIA | $13B | +29% | 14 | $956M | 100% | 0.3% | 582,738 | 1 | |
| STATE FARM INVESTMENT MANAGEMENT CORP. asset manager | $13B | +15% | 7,071 | $1.8M | 3.7% | 16% | 1 | 6,444 | |
| INDEPENDENT FINANCIAL GROUP, LLC BD affiliated | $13B | +14% | 484 | $26.7M | 95% | 42% | 54 | 313 | |
| CBIZ INVESTMENT ADVISORY SERVICES, LLC institutional | $13B | +22% | 91 | $140M | 5.7% | 57% | 19 | 24 | |
| BROOKSTONE CAPITAL MANAGEMENT LLC independent RIA | $13B | +22% | 333 | $38.3M | 99% | 13% | 165 | 272 | |
| PROSPERA FINANCIAL SERVICES, INC. BD affiliated | $12B | +24% | 270 | $46.1M | 86% | 53% | 69 | 140 | |
| NORTHROCK PARTNERS, LLC independent RIA | $12B | +85% | 91 | $134M | 99% | 91% | 53 | 25 | |
| GILDER GAGNON HOWE & CO. LLC independent RIA | $12B | +4.4% | 32 | $379M | 79% | 96% | 169 | 12 | |
| VONTOBEL SWISS FINANCIAL ADVISERS independent RIA | $12B | +29% | 5 | $2.4B | 81% | 96% | 465 | 5 | |
| SENTINEL PENSION ADVISORS, LLC. institutional | $12B | +11% | 52 | $230M | 9.5% | 71% | 27 | 24 | |
| HECK CAPITAL ADVISORS, LLC other | $11B | +17% | 24 | $471M | 20% | 88% | 44 | 5 | |
| PERIGON WEALTH MANAGEMENT, LLC independent RIA | $11B | +30% | 94 | $120M | 82% | 80% | 58 | 42 | |
| FIFTH THIRD SECURITIES, INC. BD affiliated | $11B | +20% | 1,009 | $10.8M | 98% | 23% | 46 | 1,118 | |
| ADVISORY SERVICES NETWORK independent RIA | $11B | +23% | 251 | $42.2M | 97% | 37% | 50 | 118 | |
| CARY STREET PARTNERS BD affiliated | $10B | +24% | 120 | $85.4M | 87% | 84% | 55 | 25 | |
| VALMARK ADVISERS, INC. BD affiliated | $10B | +21% | 292 | $34.8M | 80% | 49% | 50 | 157 | |
| PLANMEMBER SECURITIES CORPORATION independent RIA | $10B | +12% | 444 | $22.8M | 91% | 16% | 156 | 351 | |
| INTELLICENTS INVESTMENT SOLUTIONS INC mixed wealth | $9.9B | +35% | 60 | $165M | 23% | 57% | 130 | 14 | |
| IHT WEALTH MANAGEMENT LLC BD affiliated | $9.8B | +54% | 160 | $61.3M | 72% | 81% | 157 | 68 | |
| CENTAURUS FINANCIAL, INC. BD affiliated | $9.7B | +20% | 427 | $22.8M | 99% | 13% | 106 | 279 | |
| HARBOUR INVESTMENTS, INC. independent RIA | $9.6B | +27% | 247 | $38.9M | 96% | 28% | 121 | 138 | |
| ORGEL WEALTH MANAGEMENT, LLC independent RIA | $9.5B | +18% | 31 | $308M | 74% | 89% | 122 | 3 | |
| COMPOSITION WEALTH, LLC independent RIA | $9.5B | +41% | 79 | $120M | 91% | 60% | 48 | 20 | |
| GENEOS WEALTH MANAGEMENT, INC. BD affiliated | $9.2B | +65% | 193 | $47.8M | 98% | 12% | 110 | 114 | |
| HORNOR, TOWNSEND & KENT, LLC independent RIA | $9.0B | +16% | 467 | $19.3M | 91% | 12% | 60 | 251 | |
| KEY INVESTMENT SERVICES LLC BD affiliated | $8.9B | +45% | 640 | $13.9M | 99% | 20% | 54 | 26 |
1,073 practices match (Wrap program sponsor). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.