DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Missionsquare Retirement

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ruben RiveraMissionsquare Retirement institutionalOneamerica Securities, Inc. BD affiliatedOtherJun 16, 2022Jun 29, 2022
Michael David JohanssonMissionsquare Retirement institutionalLPL Financial LLC independent RIAOtherJun 7, 2022Jun 6, 2022
Paula Clifton SchnoebelenMissionsquare Retirement institutionalAmeriprise Financial Services, LLC national BDOtherMay 9, 2022Jun 6, 2022
Jason Patrick AtwaterMissionsquare Retirement institutionalAmeriprise Financial Services, LLC national BDOtherApr 7, 2022Aug 26, 2022 (141 d)
Peter Bo RappmundMissionsquare Retirement institutionalVoya Financial Advisors, Inc. BD affiliatedOtherApr 5, 2022Jun 8, 2022 (64 d)
Randall Armin NeisMissionsquare Retirement institutionalNationwide Investment Advisors, LLC BD affiliatedOtherMar 24, 2022Apr 18, 2022
Angel Maria HawthorneMissionsquare Retirement institutionalEmpower Advisory Group, LLC BD affiliatedOtherMar 24, 2022Sep 7, 2022 (167 d)
Daniel Jeffrey IrizarryMissionsquare Retirement institutionalNewport Group Consulting, LLC institutionalOtherMar 8, 2022Jul 22, 2022 (136 d)
Madelon Ross JohnsonMissionsquare Retirement institutionalAssetmark, Inc. BD affiliatedOtherJan 21, 2022Jul 28, 2022 (188 d)
Adam Keith FergusonMissionsquare Retirement institutionalLincoln Investment BD affiliatedOtherJan 10, 2022Jan 11, 2022
Kevin Wayne StoneMissionsquare Retirement institutionalRaymond James Financial Services Advisors, Inc BD affiliatedOtherDec 15, 2021Mar 9, 2026 (1545 d)
Paul Allen PhillipsMissionsquare Retirement institutionalFirst Command Advisory Services BD affiliatedOtherNov 19, 2021Jan 18, 2022 (60 d)
Kevin BrownMissionsquare Retirement institutionalPruco Securities, LLC BD affiliatedOtherNov 4, 2021Dec 8, 2021 (34 d)
Patricia Arredondo-ChavezMissionsquare Retirement institutionalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 4, 2021Aug 9, 2022 (278 d)
George S PantazisMissionsquare Retirement institutionalCharles Schwab & Co., Inc. national BDOtherAug 11, 2021Aug 13, 2021
Gabriel AlbaMissionsquare Retirement institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherJul 20, 2021Oct 27, 2021 (99 d)
Tanya Michelle RocchioMissionsquare Retirement institutionalJohn Hancock Personal Financial Services, LLC BD affiliatedOtherJul 12, 2021Jul 28, 2021
James Howard ReinkeMissionsquare Retirement institutionalEp Wealth Advisors independent RIAOtherJul 9, 2021Jul 20, 2021
Kristalin Dawn KingsleyMissionsquare Retirement institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherJul 9, 2021Oct 12, 2021 (95 d)
Philip PinkeyMissionsquare Retirement institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherJul 7, 2021Jun 9, 2022 (337 d)
Meghan Kathleen DohertyMissionsquare Retirement institutionalNationwide Securities, LLC no RAUMOtherMay 20, 2021Jun 17, 2021
Emily C KnoxMissionsquare Retirement institutionalHorace Mann Investors, Inc. no RAUMOtherMar 22, 2021Apr 8, 2021
Bruce CorcoranMissionsquare Retirement institutionalUsi Advisors institutionalOtherMar 12, 2021Jul 16, 2024 (1222 d)
Adam David BramleyMissionsquare Retirement institutionalPrincipal Securities, Inc. BD affiliatedOtherJan 5, 2021Sep 26, 2022 (629 d)
Kevin Cornell ParkerMissionsquare Retirement institutionalMaryland Financial Group, Inc. independent RIAOtherDec 1, 2020Nov 19, 2020
Michael D. MccubbinMissionsquare Retirement institutionalFidelity Personal And Workplace Advisors BD affiliatedOtherAug 17, 2020Mar 4, 2021 (199 d)
Donald D EschbachMissionsquare Retirement institutionalKisc, LLC unclassifiedOtherApr 13, 2020May 21, 2020 (38 d)
April Dawn RoseMissionsquare Retirement asset managerVoya Financial Partners, LLC independent RIAOtherMar 10, 2020Mar 23, 2020
Tracy Arlene ChildersMissionsquare Retirement asset managerNationwide Investment Advisors, LLC BD affiliatedOtherFeb 19, 2020Feb 28, 2020
Nathaniel D. SniderMissionsquare Retirement asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherOct 30, 2019Dec 10, 2019 (41 d)
Patricia Ann NicholsMissionsquare Retirement asset managerEquitable Advisors, LLC national BDOtherOct 7, 2019Nov 12, 2019 (36 d)
Richard A LuerraMissionsquare Retirement asset managerEmpower Advisory Group, LLC institutionalOtherOct 3, 2019Jan 11, 2021 (466 d)
Keith BeasleyMissionsquare Retirement asset managerNationwide Investment Advisors, LLC BD affiliatedOtherSep 24, 2019Aug 18, 2020 (329 d)
Danielle Marie ReitzMissionsquare Retirement asset managerFacet independent RIAOtherOct 22, 2018Oct 31, 2018
Robert Eliot JeanMissionsquare Retirement asset managerWells Fargo Advisors wirehouseOtherSep 28, 2018Dec 24, 2019 (452 d)
Paul Gareth NacarioMissionsquare Retirement otherInnovest Portfolio Solutions LLC no RAUMOtherFeb 23, 2018Oct 3, 2018 (222 d)
Vernon Hughes StocktonMissionsquare Retirement otherMML Investors Services, LLC BD affiliatedOtherJun 19, 2017Feb 27, 2019 (618 d)
Fabiano Medrado De FrancoMissionsquare Retirement otherSound Income Strategies, LLC independent RIAOtherApr 27, 2017May 16, 2019 (749 d)
Tyge C OlsonMissionsquare Retirement otherEdward Jones national BDOtherNov 9, 2016Nov 18, 2016
Brett James LandstromMissionsquare Retirement otherMercer Global Advisors Inc. otherOtherOct 19, 2016Oct 21, 2016
Rasch M CousineauMissionsquare Retirement otherFiduciary Consulting Group otherOtherJun 21, 2016Sep 23, 2016 (94 d)
Jared A MartinMissionsquare Retirement otherInnovest Portfolio Solutions LLC otherOtherJun 7, 2016Jun 28, 2016
Erwin Lynn StaplesMissionsquare Retirement otherVoya Financial Advisors, Inc. otherOtherMay 23, 2016Jun 16, 2016
Emily C KnoxMissionsquare Retirement otherIma Advisory Services, Inc. otherOtherFeb 17, 2016Feb 23, 2016
Seth Adam FinemanMissionsquare Retirement otherTransamerica Retirement Advisors, LLC otherOtherJan 26, 2016Mar 8, 2016 (42 d)
Keith Merritt JohnsonMissionsquare Retirement otherKmj Financial Group, LLC unclassifiedOtherNov 9, 2015Feb 4, 2016 (87 d)
Denise J DaleyMissionsquare Retirement otherWells Fargo Advisors wirehouseOtherOct 2, 2015Oct 19, 2015
R Mark GosselinMissionsquare Retirement otherEmpower Advisory Group, LLC otherOtherSep 15, 2015Feb 22, 2016 (160 d)
Christopher Allen NeeceMissionsquare Retirement otherOsaic Fa, Inc. otherOtherJul 24, 2015Jul 23, 2015
Richard Raymond SchneiderMissionsquare Retirement otherVoya Financial Advisors, Inc. otherOtherJul 15, 2015Nov 10, 2015 (118 d)
Ernest J MartinezMissionsquare Retirement otherBb&T Investment Services, Inc. no RAUMOtherMay 21, 2015Jun 3, 2015
Sheila Christine GuzzyMissionsquare Retirement otherAlight Financial Advisors, LLC otherOtherDec 31, 2014Mar 31, 2015 (90 d)
Seth Andrew BennettMissionsquare Retirement otherAdvice And Planning Services otherOtherSep 3, 2014Jan 12, 2015 (131 d)
Anatoly Tony ZubanMissionsquare Retirement otherA. To Z. Financial Consulting And Wealth Management state registeredOtherJul 25, 2014Sep 5, 2014 (42 d)
Donald John JurgensMissionsquare Retirement otherEmpower Advisory Group, LLC otherOtherJun 13, 2014Mar 31, 2021 (2483 d)
Sevan MeneshianMissionsquare Retirement otherAusdal Financial Partners, Inc. otherOtherJul 18, 2013Jul 23, 2013
Larry Wendell JacksonMissionsquare Retirement otherPnc Wealth Management otherOtherSep 17, 2012Aug 8, 2013 (325 d)
Ross Daniel EmmerMissionsquare Retirement otherPublic Safety Financial/Galloway otherOtherSep 5, 2012Sep 11, 2012
John Alan BullockMissionsquare Retirement otherNationwide Investment Advisors, LLC otherOtherAug 23, 2012Aug 21, 2012
Robert Dudley GillMissionsquare Retirement otherT. Rowe Price Advisory Services, Inc. no RAUMOtherJun 29, 2012Feb 5, 2014 (586 d)
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133 moves match.