DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Franklin Guillebeau | Osaic Wealth, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 23, 2025 |
| Mike Villar | Empower Advisory Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Dec 23, 2025 (160 d) |
| Michael Mazzeo | Corecap Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2025 | Sep 23, 2025 (77 d) |
| Erica Jean Cortez | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 14, 2025 |
| Jeffrey James Jordan | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jul 22, 2025 |
| Steven Brian Grossblatt | Taurus Asset Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2025 | Jun 2, 2025 |
| Ashley Candace Costello | Sequoia Financial Group, L.L.C. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2025 | Jun 3, 2025 |
| Benjamin David Blokdyk | Beacon Pointe Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2025 | Jul 11, 2025 |
| Anthony Robert Henderson | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Emily Nicole Ebel | Sequoia Financial Group, L.L.C. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2025 | Jun 13, 2025 |
| Robert Shawn Sandrew | Integrated Wealth Concepts LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2025 | Jun 26, 2025 |
| Brian Neil Tobin | Tlwm Financial independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2025 | Jul 10, 2025 |
| Melodie Hughes | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2025 | May 21, 2026 (352 d) |
| Alan S Jutca | Park Avenue Securities LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 4, 2025 |
| Kevin Michael Martin | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2025 | Jun 16, 2025 |
| Zachary John Joiner | Spire Wealth Management, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 3, 2025 |
| Geoffrey Edward Tuthill | Independence Financial Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | May 9, 2025 |
| Walter Andrew Varian | Edelman Financial Engines independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2025 | May 23, 2025 |
| Elizabeth Osterndorf Campbell | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | Jun 18, 2025 |
| Justin Scott Moreci | Lido independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | May 14, 2025 |
| Verne Tetsumi Marble | Private Advisor Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Jun 2, 2025 |
| Michael Patrick Jansey | Gds Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2025 | Jun 16, 2025 |
| Massimo Giuseppe Avelluto | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | Oct 15, 2025 (153 d) |
| Michael Hunter Jeppson | Jeppson Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2025 | Oct 24, 2025 (163 d) |
| Tyler Jonathan Burtscher | Charles Schwab & Co., Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2025 | May 28, 2026 (383 d) |
| Marisa Luciano | Citigroup Global Markets Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 19, 2025 |
| Colin P Coine | Waverly Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2025 | May 29, 2025 |
| Connor Jones | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2025 | Oct 23, 2025 (169 d) |
| Douglas Miles Ramsey | Raymond James Financial Services Advisors, Inc BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 1, 2025 |
| Metro Malasavage | Beacon Pointe Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2025 | May 19, 2025 |
| John Robert Morton | Boardwalk Financial Strategies LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2025 | May 6, 2025 |
| Lukas SimóN Voith | Goldman Sachs Wealth Services, L.P. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Apr 30, 2025 |
| Matthew Gentile | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 12, 2025 |
| Dustin C Gaj | Amundi Asset Management US, Inc. asset manager | Mariner BD affiliated | Other | Apr 25, 2025 | May 14, 2025 |
| Riasat Irtiza | Seia BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | May 2, 2025 |
| Wade Bilbrey | Captrust institutional | Mariner BD affiliated | Other | Apr 16, 2025 | May 9, 2025 |
| Tarky Joseph Lombardi | Key Investment Services LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 30, 2025 |
| Lisa Maria Thurston | Osaic Wealth, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Apr 2, 2025 |
| Scott W. Zimmerman | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 8, 2025 |
| Kevin Patrick Barlow | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 1, 2025 |
| Danielle Rebecca Bronner | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 2, 2025 |
| Curtis Ronald Calomeni | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2025 | Apr 2, 2025 |
| Justin Do | Mercer Global Advisors Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2025 | Mar 19, 2025 |
| James Charles Papas | U.S. Bancorp Investments, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 18, 2025 |
| Tom Nguyen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2025 | Mar 19, 2025 |
| Edward Lee Gerber | Jenkins Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2025 | Feb 28, 2025 |
| Daniel Lee | Jenkins Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2025 | Feb 28, 2025 |
| Javier Capetillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2025 | Apr 24, 2025 (36 d) |
| Jacob L Newcomb | Park Avenue Securities LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 2, 2025 |
| Brian Ray Dixon | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2025 | Apr 10, 2025 (31 d) |
| Lisa Rose Mange | C2 Private Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2025 | Mar 7, 2025 |
| Thaddeus Murray Allen | Brighton Jones LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2025 | Jun 17, 2025 (105 d) |
| Phillipe Elizee Paret | Mariner Independent independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2025 | Oct 16, 2025 (226 d) |
| Jason Kevin Kiddoo | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2025 | Mar 24, 2025 |
| Connor William Gillis | Rockefeller Capital Management BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 19, 2025 |
| Robert Keenan Gustafson | Triton Financial Group, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Jan 13, 2025 |
| James Barry Mcgrath | Cassady Schiller Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Feb 12, 2025 |
| Michael William Clark | Cassady Schiller Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Mar 6, 2025 |
| Brendan James Price | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2025 | Mar 20, 2025 |
| Garrett L Cobb | Cassady Schiller Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2025 | Jan 31, 2025 |
886 moves match.