DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Angelo Rosero | Key Client Fiduciary Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 16, 2024 |
| Timothy Wilson | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 5, 2024 |
| Brian C Cleary | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 8, 2024 |
| Mervyn Laihow | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Apr 19, 2024 (110 d) |
| Alf Martin Markussen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 26, 2023 | Jul 16, 2024 (203 d) |
| Peter Edward Katenkamp | Esi Financial Advisors independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | Jan 4, 2024 |
| Molly Ann Root | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 19, 2023 |
| James David Montijo | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 18, 2023 |
| Veronica Parengkuan | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 21, 2023 |
| John Carroll | Mutual Of Omaha Investor Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2023 | Dec 14, 2023 |
| Asalyn Dubois Coachman | Fai Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2023 | Nov 30, 2023 |
| Michael Howard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2023 | Nov 15, 2023 |
| Mark Matthew Martiak | A.G.P / Alliance Global Partners independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2023 | Dec 5, 2023 |
| Robert J Kimble | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Feb 1, 2024 (59 d) |
| Brett Arthur Banks | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Dec 8, 2023 |
| Daniel John Koval | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Dec 21, 2023 |
| Kerin Marie Clark | Gradient Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2023 | Jan 18, 2024 (50 d) |
| Cortnie Brooke Beaver | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Jan 16, 2024 (50 d) |
| Robert John Berghel | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 2, 2023 |
| Stephen Cymbal | Brighton Securities Corp. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2023 | Dec 15, 2023 |
| Matthew D Arnold | Fisher Investments independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2023 | Apr 4, 2024 (136 d) |
| Jared P Taylor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2023 | Nov 13, 2023 |
| Billy Wayne Dixon | Osaic Wealth, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Nov 15, 2023 |
| Megan Madden | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2023 | Dec 6, 2023 |
| Alexander Augenstein | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 16, 2023 | Jun 7, 2024 (204 d) |
| Andre Leverett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2023 | Nov 16, 2023 |
| Darryl Jerome Fyall | Center Street Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2023 | Oct 10, 2023 |
| Dennis Michael Dehn | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Nov 14, 2023 |
| Sean Joseph Conti | Ae Wealth Management, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Dec 5, 2023 |
| Paul W Harvey | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 13, 2023 |
| Peter James Zwart | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 9, 2023 |
| Lynette N Russell | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Apr 2, 2024 (145 d) |
| Curtis James Behrend | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Rebekah Frank | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2023 | Nov 16, 2023 |
| Jacob Stout | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 30, 2023 |
| Michele Wolfe | Empower Advisory Group, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Jan 4, 2024 (69 d) |
| Michael John Stanton | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Dec 18, 2023 (52 d) |
| Rafael Avramov | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Oct 26, 2023 | Oct 5, 2023 |
| David William O'Neill | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Oct 24, 2023 |
| Jonathan Klein | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Oct 24, 2023 | Oct 24, 2023 |
| Ryan F Brandon | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 20, 2023 |
| David Yurman | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | May 1, 2024 (197 d) |
| Zachary Theunis Misak | State Farm Investment Management Corp. asset manager | Pruco Securities, LLC BD affiliated | Other | Oct 17, 2023 | Nov 7, 2023 |
| David Lewis | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 18, 2023 |
| Stephen Whitney Clark | Swc Capital Management, LLC unclassified | Pruco Securities, LLC BD affiliated | Other | Oct 11, 2023 | Nov 1, 2023 |
| Nicholas Guccia | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 10, 2023 | Sep 28, 2023 |
| Benjamin Tallman May | Truist Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Jan 4, 2024 (86 d) |
| Stephen Tallmadge Kernahan | Raymond James Financial Services Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 17, 2023 |
| Frank Joseph Diliberto | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Dec 1, 2023 (56 d) |
| Kai Tian | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Nov 3, 2023 |
| Emiliano Deriquer | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 3, 2023 |
| Debra Herrlinger | Capital Analysts BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 23, 2023 |
| Joshua Adam Smith | Capital Analysts BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 6, 2023 |
| Jared H Bovinet | Vanguard Advisers, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 2, 2023 |
| Kyle Miller | Capital Analysts BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 4, 2023 |
| Esther F Miller-Smith | Capital Analysts BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 3, 2023 |
| Philip Kasden | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Feb 15, 2024 (135 d) |
| Jean-Paul Ceballo | Vertis Wealth, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2023 | Nov 15, 2023 (47 d) |
| Nicholas Thomas Terry | Esi Financial Advisors independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2023 | Oct 3, 2023 |
| Robin Rodriguez | Global Retirement Partners LLC institutional | Pruco Securities, LLC BD affiliated | Other | Sep 28, 2023 | May 24, 2023 |
1,667 moves match.