| Krystle Nicole Williams | Invesco Advisers, Inc. asset manager | Next Financial Group, Inc. BD affiliated | Other | May 31, 2019 | Nov 4, 2019 (157 d) |
| Alexander Joseph Streusand | Invesco Advisers, Inc. asset manager | Capital Client Group, Inc. no RAUM | Other | May 31, 2019 | Mar 30, 2026 (2495 d) |
| Austin Garrett Stewart | Invesco Advisers, Inc. asset manager | Morgan Stanley wirehouse | Other | May 31, 2019 | Jun 20, 2019 |
| Karl Nathan Gill | Invesco Advisers, Inc. asset manager | Kestra Advisory Services, LLC BD affiliated | Other | May 31, 2019 | Jul 17, 2019 (47 d) |
| David Scott Ahern | Invesco Advisers, Inc. asset manager | Advisors Asset Management, Inc. mixed wealth | Other | May 30, 2019 | Dec 2, 2019 (186 d) |
| Rebecca Lynn Bennett | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | May 30, 2019 | Sep 25, 2019 (118 d) |
| Thomas Michael Demeritt | Invesco Advisers, Inc. asset manager | Advisors Asset Management, Inc. other | Other | May 30, 2019 | Apr 11, 2022 (1047 d) |
| Blake A Levit | Invesco Advisers, Inc. asset manager | Saxony Capital Management, LLC independent RIA | Other | May 30, 2019 | Nov 7, 2019 (161 d) |
| Christopher W Laucks | Invesco Advisers, Inc. asset manager | Ameritas Advisory Services BD affiliated | Other | May 30, 2019 | Sep 12, 2019 (105 d) |
| Anthony Gedwill | Invesco Advisers, Inc. asset manager | Nuveen Asset Management, LLC mixed wealth | Other | May 30, 2019 | Sep 13, 2019 (106 d) |
| Colin Joseph Arnold | Invesco Advisers, Inc. asset manager | Performance Trust Capital Partners, LLC other | Other | May 30, 2019 | Feb 26, 2021 (638 d) |
| Stacie Fincher Tepatti | Invesco Advisers, Inc. asset manager | Nuveen Asset Management, LLC mixed wealth | Other | May 30, 2019 | Jul 30, 2019 (61 d) |
| Daniel Townsend Porter | Invesco Advisers, Inc. asset manager | Westend Advisors, LLC independent RIA | Other | May 30, 2019 | Jun 27, 2019 |
| Eric Thomas Grauer | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | May 30, 2019 | Jun 17, 2019 |
| German Hermosillo Diaz | Invesco Advisers, Inc. asset manager | Advisors Asset Management, Inc. mixed wealth | Other | May 30, 2019 | Oct 21, 2019 (144 d) |
| David John Matheson | Invesco Advisers, Inc. asset manager | Crossmark Global Investments, Inc. mixed wealth | Other | May 28, 2019 | Jul 11, 2025 (2236 d) |
| Anita Kharwadkar | Invesco Advisers, Inc. asset manager | Morningstar Investment Services LLC independent RIA | Other | May 28, 2019 | Jul 10, 2019 (43 d) |
| Elaine Kay Erdem | Invesco Advisers, Inc. asset manager | Valic Financial Advisors, Inc. BD affiliated | Other | May 28, 2019 | May 18, 2021 (721 d) |
| Sara Dicamillo Ferrell | Invesco Advisers, Inc. asset manager | Morgan Stanley wirehouse | Other | May 28, 2019 | Feb 5, 2020 (253 d) |
| Christopher Hill | Invesco Advisers, Inc. asset manager | Wealth Enhancement Advisory Services, LLC independent RIA | Other | May 10, 2019 | Apr 6, 2023 (1427 d) |
| Alex James Lakatos | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | May 7, 2019 | May 10, 2019 |
| Matthew Kogler | Invesco Advisers, Inc. asset manager | Empower Advisory Group, LLC institutional | Other | May 1, 2019 | May 21, 2019 |
| Mitchell Anthony Seebach | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Apr 26, 2019 | Apr 26, 2019 |
| Michael Joseph Mattes | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Apr 24, 2019 | May 10, 2019 |
| Trent Xavier Diekvoss | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Apr 24, 2019 | Apr 26, 2019 |
| James Michael Young | Invesco Advisers, Inc. asset manager | Alliancebernstein L.P. other | Other | Apr 9, 2019 | May 21, 2019 (42 d) |
| Kyle Kenneth Ross | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Mar 19, 2019 | Mar 21, 2019 |
| Justin Zeller | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Mar 19, 2019 | Apr 2, 2019 |
| Timothy J Luby | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Mar 13, 2019 | Apr 2, 2019 |
| Eric Charles Cellier | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Jan 4, 2019 | Jan 15, 2019 |
| Andrew Torok | Invesco Advisers, Inc. asset manager | Charles Schwab & Co., Inc. national BD | Other | Jan 3, 2019 | Jan 18, 2019 |
| Kenneth Paul Zaugh | Invesco Advisers, Inc. asset manager | Blackrock Investment Management, LLC other | Other | Dec 7, 2018 | May 27, 2020 (537 d) |
| Lance O'Brian Murphy | Invesco Advisers, Inc. asset manager | Edward Jones national BD | Other | Dec 4, 2018 | Jan 28, 2019 (55 d) |
| Miranda O'Keefe | Invesco Advisers, Inc. asset manager | Valic Financial Advisors, Inc. BD affiliated | Other | Nov 14, 2018 | Mar 18, 2019 (124 d) |
| Naveed Lalani | Invesco Advisers, Inc. asset manager | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 30, 2018 | Oct 29, 2018 |
| Jon Scott Mcdowell | Invesco Advisers, Inc. asset manager | State Farm Investment Management Corp. asset manager | Other | Sep 18, 2018 | Nov 20, 2019 (428 d) |
| Matthew L Clark | Invesco Advisers, Inc. asset manager | Buckingham Strategic Wealth, LLC BD affiliated | Other | Sep 12, 2018 | May 3, 2019 (233 d) |
| Justin David Sawyers | Invesco Advisers, Inc. asset manager | Alliancebernstein L.P. other | Other | Sep 5, 2018 | Oct 11, 2018 (36 d) |
| Jonathan Laurence Demoss | Invesco Advisers, Inc. asset manager | Advance Capital Management Inc independent RIA | Other | Sep 5, 2018 | Mar 2, 2020 (544 d) |
| Tyler Peters | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Aug 22, 2018 | Aug 23, 2018 |
| Ross Ward | Invesco Advisers, Inc. asset manager | American Beacon Advisors, Inc. other | Other | Aug 16, 2018 | Oct 2, 2018 (47 d) |
| Grace A Hayden Macnaught | Invesco Advisers, Inc. asset manager | Cetera Investment Advisers LLC BD affiliated | Other | Aug 3, 2018 | Mar 21, 2024 (2057 d) |
| Tyler John Sahly | Invesco Advisers, Inc. asset manager | First Trust Advisors LP asset manager | Other | Jul 9, 2018 | Jul 10, 2018 |
| Jarvis Fullenwilder | Invesco Advisers, Inc. asset manager | Voya Investment Management Co. LLC asset manager | Other | Jul 2, 2018 | Apr 17, 2019 (289 d) |
| Gregory Hunter Dudzik | Invesco Advisers, Inc. asset manager | Janney Montgomery Scott LLC BD affiliated | Other | Jun 7, 2018 | Jul 16, 2018 (39 d) |
| Shane Smith | Invesco Advisers, Inc. asset manager | Fisher Investments independent RIA | Other | Jun 4, 2018 | Sep 12, 2025 (2657 d) |
| Sandie Kay Rodda | Invesco Advisers, Inc. asset manager | Morningstar Investment Management LLC mixed wealth | Other | Jun 1, 2018 | Jan 22, 2020 (600 d) |
| Kevin J Miller | Invesco Advisers, Inc. asset manager | Edward Jones national BD | Other | May 2, 2018 | May 7, 2018 |
| Jeremy Michael Fletcher | Invesco Advisers, Inc. asset manager | Blackrock Investment Management, LLC other | Other | Apr 11, 2018 | May 21, 2018 (40 d) |
| Justin Michael Maddox | Invesco Advisers, Inc. asset manager | Blackrock Investment Management, LLC other | Other | Apr 10, 2018 | Apr 13, 2018 |
| Ralph William Lettieri | Invesco Advisers, Inc. asset manager | Chickasaw Capital Management, LLC other | Other | Apr 5, 2018 | Aug 10, 2020 (858 d) |
| Andrew Pierce Stevenson | Invesco Advisers, Inc. asset manager | Columbia Management Investment Advisers, LLC asset manager | Other | Apr 5, 2018 | Jun 7, 2018 (63 d) |
| Michael Carmen Santangelo | Invesco Advisers, Inc. other | Transamerica Retirement Advisors, LLC BD affiliated | Other | Feb 16, 2018 | Jan 30, 2020 (713 d) |
| Bryan Harasty | Invesco Advisers, Inc. other | Edward Jones national BD | Other | Feb 15, 2018 | Apr 9, 2018 (53 d) |
| Matthew Joseph Hanna | Invesco Advisers, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 15, 2018 | Oct 10, 2018 (237 d) |
| Christopher Crawford | Invesco Advisers, Inc. other | Kornitzer Capital Management, Inc. other | Other | Jan 16, 2018 | Mar 8, 2018 (51 d) |
| Arthur Michael Pizzello | Invesco Advisers, Inc. other | First Trust Advisors LP other | Other | Jan 16, 2018 | Jan 19, 2018 |
| Michael Robert Becconsall | Invesco Advisers, Inc. other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Jan 4, 2018 | Sep 13, 2021 (1348 d) |
| Brett W Proudfoot | Invesco Advisers, Inc. other | Morgan Stanley wirehouse | Other | Jan 4, 2018 | Jan 11, 2018 |
| Michael John Hakimi | Invesco Advisers, Inc. other | Independent Advisor Alliance, LLC independent RIA | Other | Jan 4, 2018 | Aug 21, 2018 (229 d) |