DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hornor, Townsend & Kent, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Joseph Long	Hornor, Townsend & Kent, LLC other	Invst, LLC no RAUM	Other	Apr 20, 2016	May 3, 2016
David Brian Vaikness	Hornor, Townsend & Kent, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Apr 13, 2016	Sep 19, 2016 (159 d)
Michael Joseph Lamaina	Hornor, Townsend & Kent, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 25, 2016	Mar 21, 2016
Stephanie Irving Blakes	Hornor, Townsend & Kent, LLC other	Seren Wealth Advisors, LLC state registered	Other	Mar 17, 2016	Mar 9, 2016
Christopher James Selvar	Hornor, Townsend & Kent, LLC other	Goldbloom Wealth Management LLC state registered	Other	Feb 18, 2016	Mar 1, 2016
Rebecca Nassar Dunne	Hornor, Townsend & Kent, LLC other	Esi Financial Advisors other	Other	Feb 2, 2016	Jul 20, 2016 (169 d)
Neeraj Agarwal	Hornor, Townsend & Kent, LLC other	Osaic Fs, Inc. other	Other	Dec 3, 2015	Nov 25, 2015
Kyle Andrew Bain	Hornor, Townsend & Kent, LLC other	Pillar Wealth Advisors, LLC other	Other	Dec 2, 2015	Sep 4, 2015
Brett Michael Palmquist	Hornor, Townsend & Kent, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Nov 19, 2015	Dec 16, 2015
Izella Annette Anderson	Hornor, Townsend & Kent, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Nov 3, 2015	Aug 8, 2016 (279 d)
Lena Mccall Meredith	Hornor, Townsend & Kent, LLC other	Park Avenue Securities LLC other	Other	Oct 29, 2015	Nov 9, 2015
Jacalyn Murray	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Other	Oct 8, 2015	Nov 12, 2015 (35 d)
James Bryan Washburn	Hornor, Townsend & Kent, LLC other	Foresight Wealth Management, LLC other	Other	Oct 2, 2015	Dec 15, 2015 (74 d)
Cynthia Lynn Early	Hornor, Townsend & Kent, LLC other	Scottrade Investment Management other	Other	Aug 20, 2015	Jan 24, 2017 (523 d)
Timothy Ray Blackham	Hornor, Townsend & Kent, LLC other	Principal Securities, Inc. other	Other	Aug 6, 2015	Aug 8, 2017 (733 d)
Richard Donado	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Other	Jul 23, 2015	Jan 4, 2016 (165 d)
Kyle Ryan Parsons	Hornor, Townsend & Kent, LLC other	Cross Financial Advisors no RAUM	Other	Jul 9, 2015	Jun 29, 2017 (721 d)
David Eugene Miller	Hornor, Townsend & Kent, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jun 25, 2015	Jun 12, 2015
Lucy Andrews Gardner	Hornor, Townsend & Kent, LLC other	Tolleson Private Wealth Management mixed wealth	Other	Jun 25, 2015	Jul 20, 2020 (1852 d)
Glenn Richard Toussaint	Hornor, Townsend & Kent, LLC other	International Assets Investment Management, LLC other	Other	Jun 15, 2015	Jan 8, 2016 (207 d)
John Christopher Vaccacio	Hornor, Townsend & Kent, LLC other	Pruco Securities, LLC other	Other	May 15, 2015	May 29, 2015
Robert Randall Morrison	Hornor, Townsend & Kent, LLC other	Cross Financial Advisors no RAUM	Other	May 7, 2015	Jun 29, 2017 (784 d)
Tracy Zimmerer	Hornor, Townsend & Kent, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 10, 2015	Apr 21, 2015
Bryce Martin	Hornor, Townsend & Kent, LLC other	Strategic Advisers LLC national BD	Other	Apr 10, 2015	Apr 24, 2015
Jonathon Parker Thompson	Hornor, Townsend & Kent, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Apr 2, 2015	Apr 24, 2015
Davita Pray	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Other	Feb 27, 2015	Nov 17, 2016 (629 d)
Kathryn H Vunic	Hornor, Townsend & Kent, LLC other	Cetera Investment Advisers LLC BD affiliated	Other	Feb 19, 2015	Jun 29, 2023 (3052 d)
Stephen Russell	Hornor, Townsend & Kent, LLC other	Kestra Advisory Services, LLC BD affiliated	Other	Feb 12, 2015	Jan 10, 2022 (2524 d)
Daniel Mark Smith	Hornor, Townsend & Kent, LLC other	Royal Wealth Management state registered	Other	Jan 28, 2015	Apr 6, 2015 (68 d)
Mary Smith Mcmahon	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Other	Jan 22, 2015	Apr 8, 2015 (76 d)
David Norman Jacowitz	Hornor, Townsend & Kent, LLC other	Esi Financial Advisors other	Other	Jan 15, 2015	Jul 3, 2017 (900 d)
Tracy Maren Pati	Hornor, Townsend & Kent, LLC other	Wells Fargo Advisors wirehouse	Other	Jan 12, 2015	Jan 12, 2015
Lance Eric Peters	Hornor, Townsend & Kent, LLC other	Financial Advocates Investment Management other	Other	Dec 17, 2014	Dec 24, 2014
Kent P Von Der Vellen	Hornor, Townsend & Kent, LLC other	Oneamerica Securities, Inc. other	Other	Dec 12, 2014	Dec 16, 2014
Bruce Alfred Bird	Hornor, Townsend & Kent, LLC other	Pruco Securities, LLC other	Other	Dec 3, 2014	Nov 16, 2015 (348 d)
Julian Pollard Sanderson	Hornor, Townsend & Kent, LLC other	Securities America Advisors, Inc. other	Other	Nov 6, 2014	Dec 16, 2014 (40 d)
Peter Loomis Lovley	Hornor, Townsend & Kent, LLC other	Eagle Strategies LLC other	Other	Oct 24, 2014	Nov 30, 2015 (402 d)
C Laura Crean	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Oct 23, 2014	Oct 20, 2014
Ravishankar Balasubramaniam	Hornor, Townsend & Kent, LLC other	Equitable Advisors, LLC national BD	Other	Oct 23, 2014	Nov 26, 2014 (34 d)
Scott A Lowe	Hornor, Townsend & Kent, LLC other	Integrated Wealth Management, Inc. independent RIA	Other	Oct 1, 2014	Nov 19, 2014 (49 d)
Thomson Clark Chew	Hornor, Townsend & Kent, LLC other	Advice And Planning Services other	Other	Sep 29, 2014	Apr 5, 2016 (554 d)
Christopher Todd Chilcoat	Hornor, Townsend & Kent, LLC other	Msi Financial Services, Inc. other	Other	Aug 12, 2014	Oct 21, 2014 (70 d)
Sarabjeet Singh Thapar	Hornor, Townsend & Kent, LLC other	Questar Asset Management, Inc. other	Other	Jun 23, 2014	Jul 21, 2014
Joshua Eli Self	Hornor, Townsend & Kent, LLC other	Envision Wealth Planning other	Other	Jun 20, 2014	Jun 18, 2014
Michael F Perkins	Hornor, Townsend & Kent, LLC other	Envision Wealth Planning other	Other	Jun 20, 2014	Jun 20, 2014
Gary Allen Harris	Hornor, Townsend & Kent, LLC other	Gh Private Wealth Management, Inc. state registered	Other	Jun 12, 2014	Dec 17, 2014 (188 d)
Michael Rosario Mannone	Hornor, Townsend & Kent, LLC other	Allstate Financial Advisors, LLC no RAUM	Other	Jun 2, 2014	Jun 6, 2014
Alexander Bradley Collins	Hornor, Townsend & Kent, LLC other	Park Avenue Securities LLC other	Other	May 16, 2014	Jun 6, 2014
Alex Cody Goossen	Hornor, Townsend & Kent, LLC other	Bok Financial Advisors other	Other	Mar 28, 2014	Jan 13, 2015 (291 d)
Donald Robert Greene	Hornor, Townsend & Kent, LLC other	Silver Oak Securities, Inc. other	Other	Mar 27, 2014	Mar 24, 2014
Gregory Nicholas Frankos	Hornor, Townsend & Kent, LLC other	Investacorp Advisory Services Inc other	Other	Mar 19, 2014	Mar 20, 2014
Denny Joel Mendez	Hornor, Townsend & Kent, LLC other	Esi Financial Advisors other	Other	Mar 17, 2014	Mar 6, 2014
James Nuzzi	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Mar 6, 2014	Mar 11, 2014
Brian Joseph Weyman	Hornor, Townsend & Kent, LLC other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Mar 4, 2014	May 5, 2014 (62 d)
Eric S Birdsall	Hornor, Townsend & Kent, LLC other	Cadaret Grant & Co Inc other	Other	Feb 12, 2014	Feb 7, 2014
Berkely R Arrants	Hornor, Townsend & Kent, LLC other	Wealth Development Strategies Investment Advisory, Inc. state registered	Other	Jan 31, 2014	Mar 3, 2009
Sterling Grant Widmer	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Other	Jan 30, 2014	Mar 24, 2014 (53 d)
Rolly Randolph White	Hornor, Townsend & Kent, LLC other	J. W. Cole Advisors, Inc. other	Other	Jan 30, 2014	Feb 11, 2014
Charles Andrew Calderwood	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Other	Jan 23, 2014	Jan 28, 2014
Michael Patrick Doucette	Hornor, Townsend & Kent, LLC other	Park Avenue Securities LLC other	Other	Dec 11, 2013	Apr 28, 2014 (138 d)

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845 moves match.