DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Valic Financial Advisors, Inc.

1,718 moves
AdvisorFromToTypeLeftRegistered
Christopher Michael BrooksValic Financial Advisors, Inc. otherFifth Third Securities, Inc. otherOtherFeb 13, 2014Feb 19, 2014
Kaleel Thomas GeorgeValic Financial Advisors, Inc. otherSpc otherOtherFeb 6, 2014Jan 13, 2014
Terrie MartinezValic Financial Advisors, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 29, 2014Feb 7, 2014
Sheridan MajorValic Financial Advisors, Inc. otherPrincipal Securities, Inc. otherOtherJan 22, 2014Sep 15, 2014 (236 d)
Heather Alison SmithValic Financial Advisors, Inc. otherNfp Advisor Services, LLC otherOtherJan 17, 2014Dec 11, 2014 (328 d)
Peter HenriquesValic Financial Advisors, Inc. otherWells Fargo Advisors wirehouseOtherJan 9, 2014Dec 23, 2013
Robert George SheddValic Financial Advisors, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherDec 19, 2013Dec 5, 2013
Robert James BazanValic Financial Advisors, Inc. otherFrost Investment Services BD affiliatedOtherDec 5, 2013Aug 26, 2020 (2456 d)
Scott BryantValic Financial Advisors, Inc. otherTd Ameritrade, Inc. no RAUMOtherNov 21, 2013Dec 4, 2013
John Robert BurchValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherNov 21, 2013Nov 13, 2013
Rosaline Rogers BanksValic Financial Advisors, Inc. otherWells Fargo Advisors wirehouseOtherNov 21, 2013Dec 17, 2013
Ellis Howard Dale GallimoreValic Financial Advisors, Inc. otherValley Forge Asset Management, LLC otherOtherOct 31, 2013Dec 16, 2013 (46 d)
Erica Jean CortezValic Financial Advisors, Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 31, 2013Nov 8, 2013
Carla LambValic Financial Advisors, Inc. otherUBS Financial Services Inc. wirehouseOtherOct 24, 2013Nov 21, 2013
Michael BuchananValic Financial Advisors, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 23, 2013Oct 10, 2013
Benjamin FernandezValic Financial Advisors, Inc. otherSchwab Wealth Advisory, Inc. no RAUMOtherOct 18, 2013Jul 1, 2025 (4274 d)
Andrew Richard HarppValic Financial Advisors, Inc. otherUBS Financial Services Inc. wirehouseOtherOct 16, 2013Nov 12, 2013
Catherine C ZainoValic Financial Advisors, Inc. otherAdvantage Investment Management, LLC otherOtherSep 19, 2013Sep 12, 2013
Jocelyn CatesValic Financial Advisors, Inc. otherInvestment Professionals, Inc. otherOtherSep 19, 2013Sep 16, 2013
John William FisherValic Financial Advisors, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherSep 12, 2013Jun 11, 2014 (272 d)
Harold Scott BraswellValic Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherSep 12, 2013Sep 25, 2013
Jason Devere BaysValic Financial Advisors, Inc. otherPrivate Advisor Group, LLC otherOtherAug 23, 2013Aug 9, 2013
Christopher Jay CowartValic Financial Advisors, Inc. otherSuntrust Investment Services, Inc. otherOtherAug 22, 2013Sep 12, 2013
Adam Paul CanevazziValic Financial Advisors, Inc. otherPnc Wealth Management otherOtherAug 22, 2013Sep 4, 2013
Jeremy Michael GlassValic Financial Advisors, Inc. otherAdvice And Planning Services otherOtherAug 15, 2013Aug 22, 2013
Jonathan Francis ReillyValic Financial Advisors, Inc. otherVoya Financial Advisors, Inc. otherOtherAug 8, 2013Aug 22, 2013
Richard WilsonValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherAug 8, 2013Aug 26, 2013
Rajan KumarValic Financial Advisors, Inc. otherPrivate Advisor Group, LLC otherOtherAug 8, 2013Aug 8, 2013
Trevis Antonio BonnettValic Financial Advisors, Inc. otherNationwide Investment Advisors, LLC otherOtherAug 8, 2013Aug 30, 2013
Steven Eric GottliebValic Financial Advisors, Inc. otherPrivate Advisor Group, LLC BD affiliatedOtherAug 8, 2013May 27, 2021 (2849 d)
Eric Scott KofordValic Financial Advisors, Inc. otherStrategic Advisers LLC national BDOtherJul 31, 2013Jun 4, 2018 (1769 d)
Victor Manuel GomezValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherJul 31, 2013Jul 23, 2013
Michael Brett GilesValic Financial Advisors, Inc. otherPnc Managed Account Solutions, Inc. otherOtherJul 29, 2013Jul 31, 2013
Sandra Marie HolguinValic Financial Advisors, Inc. otherEssex National Securities, Inc. otherOtherJul 18, 2013Dec 24, 2013 (159 d)
Catherine HarstickValic Financial Advisors, Inc. otherAdvice And Planning Services otherOtherJul 18, 2013Jul 19, 2013
Renee Weilandt LoflandValic Financial Advisors, Inc. otherMorgan Stanley wirehouseOtherJul 18, 2013Jul 17, 2013
Andy Patrick MurphyValic Financial Advisors, Inc. otherFisher Investments otherOtherJul 18, 2013Jul 7, 2014 (354 d)
Scottie B RingerValic Financial Advisors, Inc. otherLincoln Investment otherOtherJul 3, 2013Sep 23, 2013 (82 d)
Michael Kelley MackeValic Financial Advisors, Inc. otherPayne Capital Management, LLC otherOtherJul 3, 2013Apr 26, 2016 (1028 d)
Patrick Hastings GriggsValic Financial Advisors, Inc. otherNext Financial Group, Inc. otherOtherJun 27, 2013Jun 26, 2013
James F ReddingtonValic Financial Advisors, Inc. otherEquitable Advisors, LLC national BDOtherJun 13, 2013Jun 13, 2013
Justin Henry Thomas CastelliValic Financial Advisors, Inc. otherCommonwealth Financial Network national BDOtherJun 6, 2013May 31, 2013
Derrick Jerome CallisValic Financial Advisors, Inc. otherCommonwealth Financial Network national BDOtherJun 6, 2013Oct 8, 2013 (124 d)
Hector SantosValic Financial Advisors, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 6, 2013Jun 10, 2013
Charles Eric GrethValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherMay 30, 2013May 28, 2013
Dean Salvatore DignotiValic Financial Advisors, Inc. otherPruco Securities, LLC otherOtherMay 30, 2013Jun 14, 2013
Brian Anthony ClarkeValic Financial Advisors, Inc. otherPnc Wealth Management otherOtherMay 30, 2013May 30, 2013
Albert Donghyuk KimValic Financial Advisors, Inc. otherLegend Advisory, LLC otherOtherMay 30, 2013May 30, 2013
Theodore Dau LewValic Financial Advisors, Inc. otherWatermark Asset Management, Inc. otherOtherMay 23, 2013Sep 5, 2013 (105 d)
James Joseph SimoneValic Financial Advisors, Inc. otherAdvice And Planning Services otherOtherMay 9, 2013May 24, 2013
Todd J ReuberValic Financial Advisors, Inc. otherWfg Advisors, LP otherOtherMay 9, 2013May 3, 2013
Justin Adam BodnarValic Financial Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 9, 2013May 30, 2014 (386 d)
Heather Michelle HennighValic Financial Advisors, Inc. otherCapital One Financial Advisors LLC unclassifiedOtherMay 9, 2013Jan 17, 2014 (253 d)
Tamara Maxine KotaskaValic Financial Advisors, Inc. otherStark Financial Advisers, Inc. independent RIAOtherMay 2, 2013Oct 24, 2013 (175 d)
Larry ResczenskiValic Financial Advisors, Inc. otherLPL Financial LLC otherOtherMay 2, 2013Apr 30, 2013
Richard GutierrezValic Financial Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 2, 2013Jan 7, 2015 (615 d)
Sarah Elizabeth BostonValic Financial Advisors, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMay 2, 2013May 6, 2013
Matthew Edward HellerValic Financial Advisors, Inc. otherDay & Ennis, LLC otherOtherMay 2, 2013Jul 15, 2013 (74 d)
Joseph Howard SpanoValic Financial Advisors, Inc. otherVoya Financial Advisors, Inc. otherOtherApr 25, 2013May 2, 2013
Rhonda Lee SorensenValic Financial Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 25, 2013May 21, 2013
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