DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fisher Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Patrick Callahan | Fisher Investments independent RIA | Camarda Wealth Advisory Group independent RIA | RIA to RIA | Nov 19, 2024 | Dec 2, 2024 |
| Skye K Scott | Fisher Investments independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Nov 19, 2024 | Dec 26, 2024 (37 d) |
| Ryan C Boyle | Fisher Investments independent RIA | Q3 Advisors, LLC no RAUM | Other | Nov 19, 2024 | Dec 9, 2024 |
| Misha Mahindroo | Fisher Investments independent RIA | Walser Wealth Management Company, A Limited Liability Company independent RIA | RIA to RIA | Nov 19, 2024 | Mar 6, 2025 (107 d) |
| Lucas E. Roberson | Fisher Investments independent RIA | Captrust institutional | Other | Nov 19, 2024 | Jan 14, 2025 (56 d) |
| Lance Christopher Ernest | Fisher Investments independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2024 | Feb 19, 2025 (93 d) |
| Joel Robert Galloway | Fisher Investments independent RIA | Swmg, LLC independent RIA | RIA to RIA | Nov 13, 2024 | Sep 10, 2026 (666 d) |
| Michael T. O'Brien | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 11, 2024 | Feb 20, 2025 (101 d) |
| Scott Richard Clementi | Fisher Investments independent RIA | Camarda Wealth Advisory Group independent RIA | RIA to RIA | Nov 5, 2024 | Nov 18, 2024 |
| Garrett Ian Fisher | Fisher Investments independent RIA | Florida Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2024 | Feb 9, 2026 (468 d) |
| Tristan Boyd | Fisher Investments independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2024 | Feb 6, 2025 (100 d) |
| Jason Dunbar | Fisher Investments independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | Oct 22, 2024 | Nov 4, 2024 |
| Malcolm Emmanuel Walton | Fisher Investments independent RIA | Gannett Wealth Advisors independent RIA | RIA to RIA | Oct 21, 2024 | Feb 14, 2025 (116 d) |
| Timothy Barrett | Fisher Investments independent RIA | Captrust institutional | Other | Oct 15, 2024 | Apr 7, 2026 (539 d) |
| Juan Felipe Vega | Fisher Investments independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 10, 2024 | Nov 12, 2024 (33 d) |
| Aaron Wayne Bailey | Fisher Investments independent RIA | Pcm Encore, LLC no RAUM | RIA to a newly registered adviser | Oct 7, 2024 | Oct 21, 2024 |
| Chad Kimble | Fisher Investments independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Feb 5, 2026 (486 d) |
| John Howard Michael | Fisher Investments independent RIA | Voya Retirement Advisors, LLC other | Other | Sep 18, 2024 | Feb 15, 2025 (150 d) |
| Francisco Abelardo Salaverry | Fisher Investments independent RIA | Tanglewood Legacy Advisors, LLC independent RIA | RIA to RIA | Sep 16, 2024 | Jun 5, 2026 (627 d) |
| Tyler Allison | Fisher Investments independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 16, 2024 | Nov 21, 2024 (66 d) |
| Thomas Raymond Tedesco | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Sep 9, 2024 | Sep 12, 2024 |
| Mariana Ramirez Becerra | Fisher Investments independent RIA | Usaa Investment Services Company no RAUM | Other | Sep 9, 2024 | Aug 7, 2025 (332 d) |
| Damion Patrick Brown | Fisher Investments independent RIA | Altru Financial unclassified | Other | Sep 4, 2024 | Dec 6, 2024 (93 d) |
| Joe Collin Clark | Fisher Investments independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Aug 26, 2024 | Oct 4, 2024 (39 d) |
| Parker David Thompson | Fisher Investments independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 22, 2024 | Sep 5, 2024 |
| Jeffrey Elliott | Fisher Investments independent RIA | Retirement Planners Of America independent RIA | RIA to RIA | Aug 13, 2024 | Aug 26, 2024 |
| Christopher W Bredeson | Fisher Investments independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Aug 5, 2024 | Aug 19, 2024 |
| Jason Kyle Rogers | Fisher Investments independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Jul 31, 2024 | Sep 18, 2024 (49 d) |
| William Jamison Morris Wallrapp | Fisher Investments independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2024 | Jan 3, 2025 (156 d) |
| Malaika Motaboli Cook | Fisher Investments independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2024 | Sep 25, 2024 (62 d) |
| Matthew Brian Miller | Fisher Investments independent RIA | W.A. Smith Financial Group independent RIA | RIA to RIA | Jul 24, 2024 | Apr 15, 2025 (265 d) |
| Pete John Honiotes | Fisher Investments independent RIA | Creative Planning independent RIA | RIA to RIA | Jul 18, 2024 | Aug 2, 2024 |
| John Connor Maloney | Fisher Investments independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 16, 2024 | Aug 14, 2024 |
| David Findley | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 16, 2024 | Aug 5, 2024 |
| Bradley Cooke | Fisher Investments independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Jul 26, 2024 |
| Geoffrey Waite | Fisher Investments independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 10, 2024 | Nov 14, 2024 (127 d) |
| Noah Bylsma | Fisher Investments independent RIA | Stancorp Investment Advisers, Inc. other | Other | Jul 10, 2024 | Aug 21, 2024 (42 d) |
| Rafael De Oliveira | Fisher Investments independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2024 | Jul 31, 2024 |
| Jameson Ford | Fisher Investments independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 1, 2024 | Jan 29, 2025 (212 d) |
| Hyun Sup Paik | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2024 | Feb 4, 2026 (588 d) |
| Emerson Paul Desjardins | Fisher Investments independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2024 | Jul 17, 2024 |
| Harold August Michael DéDé | Fisher Investments independent RIA | Tl Private Wealth independent RIA | RIA to RIA | Jun 24, 2024 | Dec 5, 2024 (164 d) |
| Stephanie Marie Pritchard | Fisher Investments independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jun 24, 2024 | Jul 3, 2024 |
| Jeffrey A Lewis | Fisher Investments independent RIA | Alliancebernstein L.P. asset manager | Other | Jun 13, 2024 | Sep 13, 2024 (92 d) |
| Dallin Garner | Fisher Investments independent RIA | Kayne Anderson Rudnick Investment Management, LLC other | Other | Jun 13, 2024 | Jun 21, 2024 |
| Jordan Johnson | Fisher Investments independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2024 | Jul 9, 2024 |
| Cristian Arman Marceleno | Fisher Investments independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 11, 2024 | Nov 23, 2024 (165 d) |
| George Anthony Loures | Fisher Investments independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2024 | Dec 5, 2024 (178 d) |
| Russell D Mercier | Fisher Investments independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jun 3, 2024 | Oct 30, 2024 (149 d) |
| Gabriel Enrique Mueller | Fisher Investments independent RIA | Vontobel Swiss Financial Advisers independent RIA | RIA to RIA | May 29, 2024 | Jun 12, 2026 (744 d) |
| Joel Andrew Koelpin | Fisher Investments independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | May 29, 2024 | Aug 8, 2024 (71 d) |
| Daniel Scott Lancaster | Fisher Investments independent RIA | The Wealth Expedition state registered | RIA to a state-registered adviser | May 28, 2024 | Jun 26, 2025 (394 d) |
| Marious Donovan Yancheson | Fisher Investments independent RIA | Evergreen Wealth Advisors mixed wealth | RIA to RIA | May 21, 2024 | Feb 4, 2025 (259 d) |
| Rocky Cleo Monson | Fisher Investments independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 20, 2024 | Jan 27, 2025 (252 d) |
| Marcel Michael Dumont | Fisher Investments independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2024 | Mar 4, 2025 (294 d) |
| Jake Ryan Riddell | Fisher Investments independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | May 14, 2024 | Jun 18, 2024 (35 d) |
| Matthew Thomas Pence | Fisher Investments independent RIA | Fluent Financial, LLC independent RIA | RIA to RIA | May 9, 2024 | Dec 1, 2024 (206 d) |
| Eric Kalmikoff | Fisher Investments independent RIA | Confidence Wealth Management, Inc. independent RIA | RIA to RIA | May 8, 2024 | Nov 12, 2024 (188 d) |
| Ashley Kaitlin Butz | Fisher Investments independent RIA | Freedom Fiduciaries LLC institutional | Other | May 8, 2024 | May 22, 2024 |
| David Aaron Pender | Fisher Investments independent RIA | Compound Planning, Inc. independent RIA | RIA to RIA | May 6, 2024 | May 3, 2024 |
993 moves match.